SEC Enforcement Actions

2,526 SEC litigation releases (2018–2026) from EDGAR public records

All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Blockvest, LLC, et al.
SEC Litigation Release LR-24400 — Blockvest, LLC, et al.
SEC EDGAR
2019-02-14
Litigation Release 2019
Gene Daniel Levoff
SEC Litigation Release LR-24399 — Gene Daniel Levoff
SEC EDGAR
2019-02-13
Litigation Release 2019
Jason McDiarmid, et al.
SEC Litigation Release LR-24398 — Jason McDiarmid, et al.
SEC EDGAR
2019-02-12
Litigation Release 2019
Michael J. Kipp, et al.
SEC Litigation Release LR-24396 — Michael J. Kipp, et al.
SEC EDGAR
2019-02-12
Litigation Release 2019
Kevin R. Kuhnash and Jason P. Jimerson
SEC Litigation Release LR-24397 — Kevin R. Kuhnash and Jason P. Jimerson
SEC EDGAR
2019-02-12
Litigation Release 2019
PixarBio Corp. et al.
SEC Litigation Release LR-24395 — PixarBio Corp. et al.
SEC EDGAR
2019-02-11
Litigation Release 2019
NL Technology, LLC et al.
SEC Litigation Release LR-24394 — NL Technology, LLC et al.
SEC EDGAR
2019-02-11
Litigation Release 2019
Spark Trading Group, LLC and Niket Shah
SEC Litigation Release LR-24393 — Spark Trading Group, LLC and Niket Shah
SEC EDGAR
2019-02-08
Litigation Release 2019
Robert Alexander and Kizzang LLC
SEC Litigation Release LR-24392 — Robert Alexander and Kizzang LLC
SEC EDGAR
2019-02-07
Litigation Release 2019
Edward Withrow, et al.
SEC Litigation Release LR-24391 — Edward Withrow, et al.
SEC EDGAR
2019-02-05
Litigation Release 2019
Thomas Conrad, Jr. et al.
SEC Litigation Release LR-24390 — Thomas Conrad, Jr. et al.
SEC EDGAR
2019-02-04
Litigation Release 2019
Anthony J. Thompson, Jr., et al.
SEC Litigation Release LR-24389 — Anthony J. Thompson, Jr., et al.
SEC EDGAR
2019-02-01
Litigation Release 2019
Alexander C. Burns, et al.
SEC Litigation Release LR-24388 — Alexander C. Burns, et al.
SEC EDGAR
2019-02-01
Litigation Release 2019
David Aubel and Robert Raffa
SEC Litigation Release LR-24387 — David Aubel and Robert Raffa
SEC EDGAR
2019-01-31
Litigation Release 2019
Phillip Michael Carter, et al.
SEC Litigation Release LR-24385 — Phillip Michael Carter, et al.
SEC EDGAR
2019-01-29
Litigation Release 2019
Daniel H. Glick, et al.
SEC Litigation Release LR-24386 — Daniel H. Glick, et al.
SEC EDGAR
2019-01-29
Litigation Release 2019
Howard B. Present
SEC Litigation Release LR-24384 — Howard B. Present
SEC EDGAR
2019-01-28
Litigation Release 2019
Joseph A. Meyer, Jr. and Statim Holdings, Inc.
SEC Litigation Release LR-24383 — Joseph A. Meyer, Jr. and Statim Holdings, Inc.
SEC EDGAR
2019-01-28
Litigation Release 2019
American Growth Funding II, LLC, et al.
SEC Litigation Release LR-24382 — American Growth Funding II, LLC, et al.
SEC EDGAR
2019-01-25
Litigation Release 2019
Oleksandr Ieremenko, Sungjin Cho, David Kwon, Igor Sabodakha, Victoria Vorochek, Ivan Olefir, Andrey Sarafanov, Capyield Systems Ltd., Spirit Trade Ltd.
SEC Litigation Release LR-24381 — Oleksandr Ieremenko, Sungjin Cho, David Kwon, Igor Sabodakha, Victoria Vorochek, Ivan Olefir, Andrey Sarafanov, Capyield Systems Ltd., Spirit Trade Ltd.
SEC EDGAR
2019-01-17
Litigation Release 2019
Cherubim Interests, Inc., PDX Partners, Inc., Victura Construction Group, Inc., and Patrick Jevon Johnson
SEC Litigation Release LR-24380 — Cherubim Interests, Inc., PDX Partners, Inc., Victura Construction Group, Inc., and Patrick Jevon Johnson
SEC EDGAR
2018-12-26
Litigation Release 2018
John T. Place, et al.
SEC Litigation Release LR-24379 — John T. Place, et al.
SEC EDGAR
2018-12-21
Litigation Release 2018
China United Insurance Service, Inc., et al.
SEC Litigation Release LR-24378 — China United Insurance Service, Inc., et al.
SEC EDGAR
2018-12-21
Litigation Release 2018
Grenda Group, LLC, et al.
SEC Litigation Release LR-24377 — Grenda Group, LLC, et al.
SEC EDGAR
2018-12-20
Litigation Release 2018
Robert S. "Lute" Davis, Jr., et al., Jordan E. Goodman., Alan H. New, et al.
SEC Litigation Release LR-24376 — Robert S. "Lute" Davis, Jr., et al., Jordan E. Goodman., Alan H. New, et al.
SEC EDGAR
2018-12-19
Litigation Release 2018
Peter Cho
SEC Litigation Release LR-24375 — Peter Cho
SEC EDGAR
2018-12-17
Litigation Release 2018
Craig Arsenault, Atlas Capital Management, Inc., and ACT Global Investments
SEC Litigation Release LR-24374 — Craig Arsenault, Atlas Capital Management, Inc., and ACT Global Investments
SEC EDGAR
2018-12-14
Litigation Release 2018
Thomas H. Laws, et al.
SEC Litigation Release LR-24373 — Thomas H. Laws, et al.
SEC EDGAR
2018-12-14
Litigation Release 2018
Gregory E. Webb, et al.
SEC Litigation Release LR-24372 — Gregory E. Webb, et al.
SEC EDGAR
2018-12-13
Litigation Release 2018
Rajeshwar R. Gannamaneni, Deepthi Gandra, and Linga R. Gannamaneni
SEC Litigation Release LR-24371 — Rajeshwar R. Gannamaneni, Deepthi Gandra, and Linga R. Gannamaneni
SEC EDGAR
2018-12-10
Litigation Release 2018
Jared Jeffrey Davis and Dale Burke Pinchot
SEC Litigation Release LR-24370 — Jared Jeffrey Davis and Dale Burke Pinchot
SEC EDGAR
2018-12-10
Litigation Release 2018
NVC Fund LLC and Frank Ekejija
SEC Litigation Release LR-24369 — NVC Fund LLC and Frank Ekejija
SEC EDGAR
2018-12-07
Litigation Release 2018
Jesse C. Litvak
SEC Litigation Release LR-24368 — Jesse C. Litvak
SEC EDGAR
2018-12-06
Litigation Release 2018
Michael B. Rothenberg
SEC Litigation Release LR-24367 — Michael B. Rothenberg
SEC EDGAR
2018-12-06
Litigation Release 2018
Chen et al.
SEC Litigation Release LR-24366 — Chen et al.
SEC EDGAR
2018-12-06
Litigation Release 2018
Mark Suleymanov
SEC Litigation Release LR-24364 — Mark Suleymanov
SEC EDGAR
2018-12-03
Litigation Release 2018
David G. Dreslin, et al.
SEC Litigation Release LR-24365 — David G. Dreslin, et al.
SEC EDGAR
2018-12-03
Litigation Release 2018
Jared Gabriel Forrester
SEC Litigation Release LR-24363 — Jared Gabriel Forrester
SEC EDGAR
2018-11-30
Litigation Release 2018
Eric T. Landis et al.
SEC Litigation Release LR-24362 — Eric T. Landis et al.
SEC EDGAR
2018-11-29
Litigation Release 2018
Morrie Tobin et al.
SEC Litigation Release LR-24361 — Morrie Tobin et al.
SEC EDGAR
2018-11-28
Litigation Release 2018
Zev Saltsman, et al.
SEC Litigation Release LR-24360 — Zev Saltsman, et al.
SEC EDGAR
2018-11-26
Litigation Release 2018
Kimberly Pine Kitts
SEC Litigation Release LR-24359 — Kimberly Pine Kitts
SEC EDGAR
2018-11-20
Litigation Release 2018
Steve Qi, et al.
SEC Litigation Release LR-24358 — Steve Qi, et al.
SEC EDGAR
2018-11-20
Litigation Release 2018
Home Solutions of America, Inc., et al.
SEC Litigation Release LR-24357 — Home Solutions of America, Inc., et al.
SEC EDGAR
2018-11-20
Litigation Release 2018
James S. Polese, et al.
SEC Litigation Release LR-24356 — James S. Polese, et al.
SEC EDGAR
2018-11-16
Litigation Release 2018
Giga Entertainment Media, Inc. et al.
SEC Litigation Release LR-24355 — Giga Entertainment Media, Inc. et al.
SEC EDGAR
2018-11-16
Litigation Release 2018
Gaylen D. Rust and Rust Rare Coin, Inc.
SEC Litigation Release LR-24354 — Gaylen D. Rust and Rust Rare Coin, Inc.
SEC EDGAR
2018-11-16
Litigation Release 2018
Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research, Inc.
SEC Litigation Release LR-24353 — Mark Burnett, Jeffrey Miller, Christian Romandetti, Frank Sarro, Anthony Vassallo, and Elite Stock Research, Inc.
SEC EDGAR
2018-11-15
Litigation Release 2018
Dhru Desai
SEC Litigation Release LR-24352 — Dhru Desai
SEC EDGAR
2018-11-15
Litigation Release 2018
Town of Ramapo, et al.
SEC Litigation Release LR-24351 — Town of Ramapo, et al.
SEC EDGAR
2018-11-15
Litigation Release 2018
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Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.