Terms of Use

Not Investment Advice

PlainAdvisorCheck provides educational information only. Nothing on this site constitutes investment advice, financial advice, or a recommendation to use or avoid any financial firm or advisor. Always conduct your own due diligence and consult qualified professionals.

Data Accuracy

Data is sourced from FINRA BrokerCheck and SEC EDGAR public records. We make reasonable efforts to ensure accuracy but cannot guarantee completeness or currency. FINRA records may be updated more frequently than our database. Always verify critical information at brokercheck.finra.org.

Limitation of Liability

PlainAdvisorCheck shall not be liable for any damages arising from reliance on information on this site. Use at your own risk.

Prohibited Uses

You may not use this site to: (a) harass or defame financial advisors or firms; (b) scrape data for commercial resale; (c) misrepresent our data as current or comprehensive.

Contact

legal@plainadvisorcheck.com

Data Accuracy and Verification

PlainAdvisorCheck aggregates and reformats information that originates from public government agencies, regulatory filings, and other openly available sources. While we take reasonable steps to ingest, normalize, and refresh this data, upstream records may contain clerical errors, lag behind real-world changes, or omit relevant context. You are solely responsible for verifying any fact that influences a legal, medical, financial, educational, safety, or similarly consequential decision. Cross-reference the official source before acting on anything you read here.

Acceptable Use

You may browse, read, and share PlainAdvisorCheck content for personal, journalistic, academic, and non-commercial research use. You may cite specific records with attribution and a link back to the page on plainadvisorcheck.com. You may not (a) systematically scrape, crawl, or download the dataset in bulk without prior written permission; (b) resell, sublicense, or redistribute derived data products that compete with PlainAdvisorCheck; (c) use our pages to harass, defame, or misrepresent any individual or organization appearing in the data; (d) remove, obscure, or mislabel source attribution; or (e) attempt to bypass rate limits, security controls, or authentication mechanisms.

Plain-Language Editorial Role

PlainAdvisorCheck combines raw public data with plain-language summaries, explainers, and comparisons. Narrative sections are drafted by our editorial team from official source data and reviewed for accuracy before publication. We do not modify the underlying numbers or filings, those are loaded directly from the upstream source. If you spot a summary that misreads the data, please email the correction link on our contact page.

Intellectual Property

The underlying public records surfaced on PlainAdvisorCheck are in the public domain or otherwise freely licensed by the issuing agency, you are free to use those raw facts. However, our site design, layout, navigation structure, original editorial copy, category taxonomies, comparison tables, and curated rankings are the copyrighted work of PlainAdvisorCheck. These creative elements may not be reproduced in whole or substantial part without permission.

Changes to These Terms

We may update these Terms of Use from time to time to reflect changes in our data sources, product features, legal environment, or advertising relationships. When we make material changes, we will update the "Last updated" date above and, when appropriate, surface a brief notice on the homepage. Continued use of the site after an update constitutes acceptance of the revised terms. We encourage you to revisit this page periodically.

Governing Law and Disputes

These terms are governed by the laws of the United States and the jurisdiction in which PlainAdvisorCheck is domiciled, without regard to conflict-of-law principles. Any dispute arising from or relating to your use of PlainAdvisorCheck will first be addressed through good-faith informal negotiation. If that fails, both parties agree to resolve the dispute in the courts with jurisdiction over PlainAdvisorCheck's principal place of business. Nothing in these terms limits your statutory consumer-protection rights under applicable local law.

Legal Notices

For formal legal notices, DMCA takedown requests, subpoenas, law-enforcement requests, or correspondence regarding these terms, email legal@plainadvisorcheck.com. General questions, data corrections, and feedback should use the contact page so they reach the editorial team promptly.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.