SEC Enforcement Actions
2,584 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (164) 2025 (249) 2024 (287) 2023 (314) 2022 (304) 2021 (290) 2020 (299) 2019 (320) 2018 (357)
Stephen E. Buyer, et al.
SEC Litigation Release LR-26621 — Stephen E. Buyer, et al.
SEC EDGAR
2026-08-26
Litigation Release 2026
Evarist C. Amah
SEC Litigation Release LR-26620 — Evarist C. Amah
SEC EDGAR
2026-08-26
Litigation Release 2026
GenesisAI Corp. and Archil Cheishvili
SEC Litigation Release LR-26619 — GenesisAI Corp. and Archil Cheishvili
SEC EDGAR
2026-08-26
Litigation Release 2026
Mayur Baviskar
SEC Litigation Release LR-26618 — Mayur Baviskar
SEC EDGAR
2026-08-26
Litigation Release 2026
Gavin Wolfe; Jason Satsky, Defendants; and Evergreen Capital L.P., Evergreen Financial LLC, Empire Property Management LLC, GAW Holdings, LLC, SA 1055 LLC, SA 1057 LLC, SA 1082 LLC, and SA 1083 LLC, Relief Defendants
SEC Litigation Release LR-26617 — Gavin Wolfe; Jason Satsky, Defendants; and Evergreen Capital L.P., Evergreen Financial LLC, Empire Property Management LLC, GAW Holdings, LLC, SA 1055 LLC, SA 1057 LLC, SA 1082 LLC, and SA 1083 LLC, Relief Defendants
SEC EDGAR
2026-08-21
Litigation Release 2026
1859 Operating, LLC; Centerfire Consulting, LLC; DMMD Marketing, Inc.; DM Sales Consulting, Inc.; The Slade Group, Inc.; Slade Marketing, Inc.; Adam Fieldsted; Dillon Murrow; Alison Slade; Dallin Slade; Duane Slade; and Mason Slade
SEC Litigation Release LR-26616 — 1859 Operating, LLC; Centerfire Consulting, LLC; DMMD Marketing, Inc.; DM Sales Consulting, Inc.; The Slade Group, Inc.; Slade Marketing, Inc.; Adam Fieldsted; Dillon Murrow; Alison Slade; Dallin Slade; Duane Slade; and Mason Slade
SEC EDGAR
2026-08-21
Litigation Release 2026
Brian Keasberry
SEC Litigation Release LR-26615 — Brian Keasberry
SEC EDGAR
2026-08-21
Litigation Release 2026
Jesse R. Mitchell
SEC Litigation Release LR-26614 — Jesse R. Mitchell
SEC EDGAR
2026-08-21
Litigation Release 2026
John "Jon" Isaac and Virland A. Johnson
SEC Litigation Release LR-26613 — John "Jon" Isaac and Virland A. Johnson
SEC EDGAR
2026-08-21
Litigation Release 2026
Daniel Chu; Jerome Kollar; Ameryn Seibold
SEC Litigation Release LR-26612 — Daniel Chu; Jerome Kollar; Ameryn Seibold
SEC EDGAR
2026-08-18
Litigation Release 2026
Andrew Spaventa; The Spaventa Group LLC; TSG Capital Advisors LLC; TSG Alpha Partners LLC
SEC Litigation Release LR-26611 — Andrew Spaventa; The Spaventa Group LLC; TSG Capital Advisors LLC; TSG Alpha Partners LLC
SEC EDGAR
2026-08-17
Litigation Release 2026
Leor Moshe, Jacob Goldman, Isaac Odes
SEC Litigation Release LR-26610 — Leor Moshe, Jacob Goldman, Isaac Odes
SEC EDGAR
2026-08-13
Litigation Release 2026
Benjamin Tesfaye
SEC Litigation Release LR-26609 — Benjamin Tesfaye
SEC EDGAR
2026-08-11
Litigation Release 2026
Goliath Ventures, Inc.; Christopher A. Delgado
SEC Litigation Release LR-26608 — Goliath Ventures, Inc.; Christopher A. Delgado
SEC EDGAR
2026-08-11
Litigation Release 2026
John Fanning; Coreen Kraysler; Paul Riss; Martin Kay; Cecilia Lenk; Netcapital Inc.
SEC Litigation Release LR-26607 — John Fanning; Coreen Kraysler; Paul Riss; Martin Kay; Cecilia Lenk; Netcapital Inc.
SEC EDGAR
2026-08-11
Litigation Release 2026
Frank M. Cerisano Jr.
SEC Litigation Release LR-26606 — Frank M. Cerisano Jr.
SEC EDGAR
2026-08-10
Litigation Release 2026
Eric L. Munson; Adit Ventures Management, LLC, Adit Ventures, LLC, Adit Ventures II, LLC, and Adit Ventures III, LLC
SEC Litigation Release LR-26605 — Eric L. Munson; Adit Ventures Management, LLC, Adit Ventures, LLC, Adit Ventures II, LLC, and Adit Ventures III, LLC
SEC EDGAR
2026-08-10
Litigation Release 2026
James Brian Blaylock
SEC Litigation Release LR-26604 — James Brian Blaylock
SEC EDGAR
2026-08-10
Litigation Release 2026
Terren S. Peizer and Acuitas Group Holdings, LLC
SEC Litigation Release LR-26603 — Terren S. Peizer and Acuitas Group Holdings, LLC
SEC EDGAR
2026-08-07
Litigation Release 2026
Anthem Blanchard; Anthem Holdings Company
SEC Litigation Release LR-26601 — Anthem Blanchard; Anthem Holdings Company
SEC EDGAR
2026-08-06
Litigation Release 2026
Christopher Vaughan
SEC Litigation Release LR-26602 — Christopher Vaughan
SEC EDGAR
2026-08-06
Litigation Release 2026
Wisdom Capital Management Group Ltd.
SEC Litigation Release LR-26600 — Wisdom Capital Management Group Ltd.
SEC EDGAR
2026-08-05
Litigation Release 2026
John A. DeSalvo
SEC Litigation Release LR-26599 — John A. DeSalvo
SEC EDGAR
2026-08-04
Litigation Release 2026
Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov
SEC Litigation Release LR-26598 — Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov
SEC EDGAR
2026-08-03
Litigation Release 2026
Adamant Stone Limited
SEC Litigation Release LR-26597 — Adamant Stone Limited
SEC EDGAR
2026-08-03
Litigation Release 2026
RAD Diversified REIT, Inc.; Brandon "Dutch" Mendenhall; Amy Vaughn; and The Seminar Solution, LLC, Relief Defendant
SEC Litigation Release LR-26596 — RAD Diversified REIT, Inc.; Brandon "Dutch" Mendenhall; Amy Vaughn; and The Seminar Solution, LLC, Relief Defendant
SEC EDGAR
2026-07-29
Litigation Release 2026
Aras Investment Business Group S.A.P.I. de C.V.; Armando Gutierrez Rosas; Maria de Lourdes Tolentino Roque; Diayanira Rendon Trejo; Efren Quiroz Gardea; Luis Quiroz Gardea
SEC Litigation Release LR-26595 — Aras Investment Business Group S.A.P.I. de C.V.; Armando Gutierrez Rosas; Maria de Lourdes Tolentino Roque; Diayanira Rendon Trejo; Efren Quiroz Gardea; Luis Quiroz Gardea
SEC EDGAR
2026-07-24
Litigation Release 2026
Gauntlet Holdings, LLC; Darrell W. Rideaux; Ali Derakhshanfar; Sal N. Ortiz
SEC Litigation Release LR-26594 — Gauntlet Holdings, LLC; Darrell W. Rideaux; Ali Derakhshanfar; Sal N. Ortiz
SEC EDGAR
2026-07-24
Litigation Release 2026
Brian Kuzdas and John Rowland
SEC Litigation Release LR-26593 — Brian Kuzdas and John Rowland
SEC EDGAR
2026-07-24
Litigation Release 2026
Semisub, Inc.; Jamey Denise Jackson
SEC Litigation Release LR-26592 — Semisub, Inc.; Jamey Denise Jackson
SEC EDGAR
2026-07-23
Litigation Release 2026
Joshua A. Weiss
SEC Litigation Release LR-26591 — Joshua A. Weiss
SEC EDGAR
2026-07-23
Litigation Release 2026
Zan Shaikh and Bright Vision Distribution LLC, d/b/a Mining Automatic
SEC Litigation Release LR-26590 — Zan Shaikh and Bright Vision Distribution LLC, d/b/a Mining Automatic
SEC EDGAR
2026-07-20
Litigation Release 2026
Jamal ("Jimmy") Chammout; Ali El Siblani; Ali Jawad; Rabih Rakha
SEC Litigation Release LR-26589 — Jamal ("Jimmy") Chammout; Ali El Siblani; Ali Jawad; Rabih Rakha
SEC EDGAR
2026-07-17
Litigation Release 2026
Shane Schmidt
SEC Litigation Release LR-26588 — Shane Schmidt
SEC EDGAR
2026-07-17
Litigation Release 2026
American Patriot Brands, Inc.; Urban Pharms, LLC; TSL Distribution, LLC; DJ&S Property #1, LLC; Robert Y. Lee; Brian L. Pallas
SEC Litigation Release LR-26587 — American Patriot Brands, Inc.; Urban Pharms, LLC; TSL Distribution, LLC; DJ&S Property #1, LLC; Robert Y. Lee; Brian L. Pallas
SEC EDGAR
2026-07-17
Litigation Release 2026
Michael J. Forster
SEC Litigation Release LR-26586 — Michael J. Forster
SEC EDGAR
2026-07-15
Litigation Release 2026
Michael W. Patterson and Battle Motors, Inc.
SEC Litigation Release LR-26585 — Michael W. Patterson and Battle Motors, Inc.
SEC EDGAR
2026-07-13
Litigation Release 2026
YouPlus, Inc. and Shaukat Shamim
SEC Litigation Release LR-26584 — YouPlus, Inc. and Shaukat Shamim
SEC EDGAR
2026-07-13
Litigation Release 2026
Steve M. Bajic et al.
SEC Litigation Release LR-26583 — Steve M. Bajic et al.
SEC EDGAR
2026-07-10
Litigation Release 2026
Robert Yedid, Andrew Kaufman, and Mark Jacobs
SEC Litigation Release LR-26582 — Robert Yedid, Andrew Kaufman, and Mark Jacobs
SEC EDGAR
2026-07-10
Litigation Release 2026
Weiguo Zhai
SEC Litigation Release LR-26581 — Weiguo Zhai
SEC EDGAR
2026-07-09
Litigation Release 2026
Quest Education L.L.C.; Daniel Blue; David Christopher White; Keitoh Jordan Spears
SEC Litigation Release LR-26580 — Quest Education L.L.C.; Daniel Blue; David Christopher White; Keitoh Jordan Spears
SEC EDGAR
2026-07-06
Litigation Release 2026
David Kushner and La Mancha Funding Corp.
SEC Litigation Release LR-26579 — David Kushner and La Mancha Funding Corp.
SEC EDGAR
2026-07-01
Litigation Release 2026
Charles E. Jones
SEC Litigation Release LR-26578 — Charles E. Jones
SEC EDGAR
2026-06-30
Litigation Release 2026
AI Financial Education Foundation Ltd.
SEC Litigation Release LR-26577 — AI Financial Education Foundation Ltd.
SEC EDGAR
2026-06-29
Litigation Release 2026
NanoBit Limited, et al.
SEC Litigation Release LR-26576 — NanoBit Limited, et al.
SEC EDGAR
2026-06-29
Litigation Release 2026
Michael Bowen and Chol Kim a/k/a Brandon Kim
SEC Litigation Release LR-26575 — Michael Bowen and Chol Kim a/k/a Brandon Kim
SEC EDGAR
2026-06-25
Litigation Release 2026
Mingran Wang
SEC Litigation Release LR-26574 — Mingran Wang
SEC EDGAR
2026-06-25
Litigation Release 2026
Casey Muggleston
SEC Litigation Release LR-26573 — Casey Muggleston
SEC EDGAR
2026-06-24
Litigation Release 2026
Giovanni Pennetta
SEC Litigation Release LR-26572 — Giovanni Pennetta
SEC EDGAR
2026-06-24
Litigation Release 2026
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