SEC Enforcement Actions
306 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Conrad A. Coggeshall, Defendant, and Business Owners Tax Relief, LLC, Relief Defendant
SEC Litigation Release LR-25603 — Conrad A. Coggeshall, Defendant, and Business Owners Tax Relief, LLC, Relief Defendant
SEC EDGAR
2022-12-27
Litigation Release 2022
The Nutmeg Group LLC, Randall Goulding, and David Goulding
SEC Litigation Release LR-25601 — The Nutmeg Group LLC, Randall Goulding, and David Goulding
SEC EDGAR
2022-12-22
Litigation Release 2022
Medsis International, Inc. et al.
SEC Litigation Release LR-25602 — Medsis International, Inc. et al.
SEC EDGAR
2022-12-22
Litigation Release 2022
Justin W. Keener d/b/a JMJ Financial
SEC Litigation Release LR-25598 — Justin W. Keener d/b/a JMJ Financial
SEC EDGAR
2022-12-21
Litigation Release 2022
Thor Technologies, Inc. and David Chin
SEC Litigation Release LR-25599 — Thor Technologies, Inc. and David Chin
SEC EDGAR
2022-12-21
Litigation Release 2022
Knox et al.
SEC Litigation Release LR-25600 — Knox et al.
SEC EDGAR
2022-12-21
Litigation Release 2022
Lawrence Billimek and Alan Williams
SEC Litigation Release LR-25595 — Lawrence Billimek and Alan Williams
SEC EDGAR
2022-12-20
Litigation Release 2022
Nader Pourhassan and Kazem Kazempour
SEC Litigation Release LR-25596 — Nader Pourhassan and Kazem Kazempour
SEC EDGAR
2022-12-20
Litigation Release 2022
Oi2Go Media Technologies, Inc. and Anthony Michael Hernandez
SEC Litigation Release LR-25597 — Oi2Go Media Technologies, Inc. and Anthony Michael Hernandez
SEC EDGAR
2022-12-20
Litigation Release 2022
Brian Kistler and New Opportunity Business Solutions, Inc. a/k/a NOBS
SEC Litigation Release LR-25594 — Brian Kistler and New Opportunity Business Solutions, Inc. a/k/a NOBS
SEC EDGAR
2022-12-19
Litigation Release 2022
John Fernandez, et al.
SEC Litigation Release LR-25593 — John Fernandez, et al.
SEC EDGAR
2022-12-16
Litigation Release 2022
Da Silva, et al.;
SEC Litigation Release LR-25592 — Da Silva, et al.;
SEC EDGAR
2022-12-15
Litigation Release 2022
Edward Constantin, et al.
SEC Litigation Release LR-25591 — Edward Constantin, et al.
SEC EDGAR
2022-12-14
Litigation Release 2022
J.H. Darbie & Co., Inc.
SEC Litigation Release LR-25590 — J.H. Darbie & Co., Inc.
SEC EDGAR
2022-12-13
Litigation Release 2022
George Iakovou, Vika Ventures LLC, and Penelope Zbravos, Civ. Action
SEC Litigation Release LR-25588 — George Iakovou, Vika Ventures LLC, and Penelope Zbravos, Civ. Action
SEC EDGAR
2022-12-09
Litigation Release 2022
In Ovations Holdings, Inc. and Mark Goldberg
SEC Litigation Release LR-25589 — In Ovations Holdings, Inc. and Mark Goldberg
SEC EDGAR
2022-12-09
Litigation Release 2022
Eric T. Landis, et al.
SEC Litigation Release LR-25587 — Eric T. Landis, et al.
SEC EDGAR
2022-12-06
Litigation Release 2022
Joseph R. Earle Jr, Barry D. Reagh, William Clayton, Francis T. Dudley, Steven E. Bryant, Upper Street Marketing, Inc. and Project Growth International, Inc.
SEC Litigation Release LR-25586 — Joseph R. Earle Jr, Barry D. Reagh, William Clayton, Francis T. Dudley, Steven E. Bryant, Upper Street Marketing, Inc. and Project Growth International, Inc.
SEC EDGAR
2022-12-05
Litigation Release 2022
Bruce Conway et al.
SEC Litigation Release LR-25585 — Bruce Conway et al.
SEC EDGAR
2022-12-02
Litigation Release 2022
Adam Rogas, et. al
SEC Litigation Release LR-25583 — Adam Rogas, et. al
SEC EDGAR
2022-12-01
Litigation Release 2022
James Robinson and David Kennedy
SEC Litigation Release LR-25584 — James Robinson and David Kennedy
SEC EDGAR
2022-12-01
Litigation Release 2022
Yinghang "James" Yang and Yuanbiao Chen
SEC Litigation Release LR-25582 — Yinghang "James" Yang and Yuanbiao Chen
SEC EDGAR
2022-11-30
Litigation Release 2022
William Sadleir
SEC Litigation Release LR-25581 — William Sadleir
SEC EDGAR
2022-11-29
Litigation Release 2022
Ruben James Rojas
SEC Litigation Release LR-25580 — Ruben James Rojas
SEC EDGAR
2022-11-21
Litigation Release 2022
GEL Direct Trust, GEL Direct, LLC, Jeffrey K. Galvani, and Stuart A. Jeffery
SEC Litigation Release LR-25579 — GEL Direct Trust, GEL Direct, LLC, Jeffrey K. Galvani, and Stuart A. Jeffery
SEC EDGAR
2022-11-17
Litigation Release 2022
Charles Rustin Holzer, Fernando Motta Moraes
SEC Litigation Release LR-25578 — Charles Rustin Holzer, Fernando Motta Moraes
SEC EDGAR
2022-11-16
Litigation Release 2022
Adrian J. Kawuba, Civ. Action
SEC Litigation Release LR-25577 — Adrian J. Kawuba, Civ. Action
SEC EDGAR
2022-11-14
Litigation Release 2022
Infinity Q Diversified Alpha Fund
SEC Litigation Release LR-25575 — Infinity Q Diversified Alpha Fund
SEC EDGAR
2022-11-10
Litigation Release 2022
Brian Wong
SEC Litigation Release LR-25576 — Brian Wong
SEC EDGAR
2022-11-10
Litigation Release 2022
Matthew O. Clason
SEC Litigation Release LR-25574 — Matthew O. Clason
SEC EDGAR
2022-11-09
Litigation Release 2022
LBRY, Inc.
SEC Litigation Release LR-25573 — LBRY, Inc.
SEC EDGAR
2022-11-07
Litigation Release 2022
Douver Torres Braga, Joff Paradise, and Keleionalani Akana Taylor, Jonathan Tetreault
SEC Litigation Release LR-25571 — Douver Torres Braga, Joff Paradise, and Keleionalani Akana Taylor, Jonathan Tetreault
SEC EDGAR
2022-11-04
Litigation Release 2022
Costello et al.
SEC Litigation Release LR-25572 — Costello et al.
SEC EDGAR
2022-11-04
Litigation Release 2022
Dean Patrick McDermott, McDermott Investment Advisors, LLC, and McDermott Investment Services
SEC Litigation Release LR-25570 — Dean Patrick McDermott, McDermott Investment Advisors, LLC, and McDermott Investment Services
SEC EDGAR
2022-11-03
Litigation Release 2022
David R. Gibson, et al.
SEC Litigation Release LR-25568 — David R. Gibson, et al.
SEC EDGAR
2022-11-03
Litigation Release 2022
Jeremy K. Rounsville
SEC Litigation Release LR-25569 — Jeremy K. Rounsville
SEC EDGAR
2022-11-03
Litigation Release 2022
Syed Arham Arbab, Tomas Javier Jimenez, Blake Douglas McKinney, Mushfiqur Rahman, John Ryan Shows, and William Carl Spagnoli
SEC Litigation Release LR-25567 — Syed Arham Arbab, Tomas Javier Jimenez, Blake Douglas McKinney, Mushfiqur Rahman, John Ryan Shows, and William Carl Spagnoli
SEC EDGAR
2022-11-01
Litigation Release 2022
Mark Alan Lisser a/k/a Mark Alan a/k/a Mark Allen
SEC Litigation Release LR-25566 — Mark Alan Lisser a/k/a Mark Alan a/k/a Mark Allen
SEC EDGAR
2022-10-27
Litigation Release 2022
Ramiro Jose Sugranes, et al.
SEC Litigation Release LR-25565 — Ramiro Jose Sugranes, et al.
SEC EDGAR
2022-10-25
Litigation Release 2022
Cetera Advisors, LLC and Cetera Advisor Networks, LLC
SEC Litigation Release LR-25564 — Cetera Advisors, LLC and Cetera Advisor Networks, LLC
SEC EDGAR
2022-10-24
Litigation Release 2022
Gomes et al.
SEC Litigation Release LR-25563 — Gomes et al.
SEC EDGAR
2022-10-21
Litigation Release 2022
Brent David Willis
SEC Litigation Release LR-25562 — Brent David Willis
SEC EDGAR
2022-10-18
Litigation Release 2022
The Estate of Stephen Romney Swensen, and Crew Capital Group, LLC, Defendants, Wendy Swensen, Saria C. Rodriguez, WS Family IP, and Wingman, and Swensen Capital, Relief Defendants
SEC Litigation Release LR-25560 — The Estate of Stephen Romney Swensen, and Crew Capital Group, LLC, Defendants, Wendy Swensen, Saria C. Rodriguez, WS Family IP, and Wingman, and Swensen Capital, Relief Defendants
SEC EDGAR
2022-10-18
Litigation Release 2022
Kevin B. Merrill, et al.
SEC Litigation Release LR-25561 — Kevin B. Merrill, et al.
SEC EDGAR
2022-10-18
Litigation Release 2022
In Ovations Holdings, Inc., and Mark Goldberg
SEC Litigation Release LR-25559 — In Ovations Holdings, Inc., and Mark Goldberg
SEC EDGAR
2022-10-17
Litigation Release 2022
Keith Springer and Springer Investment Management, Inc. dba Springer Financial Advisors
SEC Litigation Release LR-25557 — Keith Springer and Springer Investment Management, Inc. dba Springer Financial Advisors
SEC EDGAR
2022-10-14
Litigation Release 2022
National Realty Investment Advisors LLC, Rey E. Grabato II, Daniel Coley O'Brien, Thomas Nicholas Salzano and Arthur S. Scutaro, a/k/a Arthur S. Scuttaro, and Relief Defendants Olena Budinska and Jamie A. Samul, a/k/a Jamie Salzano
SEC Litigation Release LR-25558 — National Realty Investment Advisors LLC, Rey E. Grabato II, Daniel Coley O'Brien, Thomas Nicholas Salzano and Arthur S. Scutaro, a/k/a Arthur S. Scuttaro, and Relief Defendants Olena Budinska and Jamie A. Samul, a/k/a Jamie Salzano
SEC EDGAR
2022-10-14
Litigation Release 2022
Lev Parnas
SEC Litigation Release LR-25555 — Lev Parnas
SEC EDGAR
2022-10-11
Litigation Release 2022
Cronin and Joseph
SEC Litigation Release LR-25556 — Cronin and Joseph
SEC EDGAR
2022-10-11
Litigation Release 2022
Ronald T. Molo
SEC Litigation Release LR-25554 — Ronald T. Molo
SEC EDGAR
2022-10-07
Litigation Release 2022
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