SEC Enforcement Actions
287 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Dale B. Chappell, et al.
SEC Litigation Release LR-26206 — Dale B. Chappell, et al.
SEC EDGAR
2024-12-31
Litigation Release 2024
City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora
SEC Litigation Release LR-26205 — City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora
SEC EDGAR
2024-12-30
Litigation Release 2024
St. Julien et al.
SEC Litigation Release LR-26204 — St. Julien et al.
SEC EDGAR
2024-12-23
Litigation Release 2024
Dolphin Associates III, LLC and Donald T. Netter
SEC Litigation Release LR-26203 — Dolphin Associates III, LLC and Donald T. Netter
SEC EDGAR
2024-12-23
Litigation Release 2024
Silver Point Capital, L.P.
SEC Litigation Release LR-26202 — Silver Point Capital, L.P.
SEC EDGAR
2024-12-20
Litigation Release 2024
Eric McKenzie Cobb
SEC Litigation Release LR-26201 — Eric McKenzie Cobb
SEC EDGAR
2024-12-20
Litigation Release 2024
Curt L Dewitz
SEC Litigation Release LR-26200 — Curt L Dewitz
SEC EDGAR
2024-12-19
Litigation Release 2024
Ronald Bauer et al.
SEC Litigation Release LR-26199 — Ronald Bauer et al.
SEC EDGAR
2024-12-19
Litigation Release 2024
Sai-Hong Ignatius Ou
SEC Litigation Release LR-26198 — Sai-Hong Ignatius Ou
SEC EDGAR
2024-12-18
Litigation Release 2024
Ken Peterman
SEC Litigation Release LR-26197 — Ken Peterman
SEC EDGAR
2024-12-18
Litigation Release 2024
Historic Asset Placement Services Global, LLC; Christopher W. Abshier; Billy W. Abshier; Frederic A. Gladle; Ronald Josh Pendley; Kevin E. Scannell; Sovereign Debt Solutions, LP; and Ocean Park Partners
SEC Litigation Release LR-26196 — Historic Asset Placement Services Global, LLC; Christopher W. Abshier; Billy W. Abshier; Frederic A. Gladle; Ronald Josh Pendley; Kevin E. Scannell; Sovereign Debt Solutions, LP; and Ocean Park Partners
SEC EDGAR
2024-12-17
Litigation Release 2024
Cast Your Nets Ministries; CYNM Consulting, LLC; Phillip Trujillo; Jeremy Hammonds
SEC Litigation Release LR-26195 — Cast Your Nets Ministries; CYNM Consulting, LLC; Phillip Trujillo; Jeremy Hammonds
SEC EDGAR
2024-12-16
Litigation Release 2024
Chibuzo Augustine Onyeachonam, Stanley Chidubem Asiegbu, and Chukwuebuka Martin Newke-Eze
SEC Litigation Release LR-26194 — Chibuzo Augustine Onyeachonam, Stanley Chidubem Asiegbu, and Chukwuebuka Martin Newke-Eze
SEC EDGAR
2024-12-12
Litigation Release 2024
John S. Clayton; First Equity Holdings Corp.; Standard Registrar and Transfer Co., Inc.; Daniel W. Jackson; Donald H. Perry; Clark M. Mower; Timothy J. Rieu; Chesapeake Group, Inc.
SEC Litigation Release LR-26193 — John S. Clayton; First Equity Holdings Corp.; Standard Registrar and Transfer Co., Inc.; Daniel W. Jackson; Donald H. Perry; Clark M. Mower; Timothy J. Rieu; Chesapeake Group, Inc.
SEC EDGAR
2024-12-11
Litigation Release 2024
Frederick Tayton Dencer, et al.
SEC Litigation Release LR-26192 — Frederick Tayton Dencer, et al.
SEC EDGAR
2024-12-11
Litigation Release 2024
Christopher Booth Kennedy
SEC Litigation Release LR-26191 — Christopher Booth Kennedy
SEC EDGAR
2024-12-10
Litigation Release 2024
Guosheng Qi; Gridsum Holding Inc.; and Relief Defendant Huijie He
SEC Litigation Release LR-26190 — Guosheng Qi; Gridsum Holding Inc.; and Relief Defendant Huijie He
SEC EDGAR
2024-12-10
Litigation Release 2024
Ian G. Bell
SEC Litigation Release LR-26189 — Ian G. Bell
SEC EDGAR
2024-12-10
Litigation Release 2024
Steve A. Smith, Jr. and Xtreme Fighting Championships, Inc.
SEC Litigation Release LR-26188 — Steve A. Smith, Jr. and Xtreme Fighting Championships, Inc.
SEC EDGAR
2024-12-10
Litigation Release 2024
David Banister, et al.
SEC Litigation Release LR-26187 — David Banister, et al.
SEC EDGAR
2024-12-10
Litigation Release 2024
Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
SEC Litigation Release LR-26186 — Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
SEC EDGAR
2024-12-05
Litigation Release 2024
Dow Rockwell LLC and Richard Dow Rockwell
SEC Litigation Release LR-26185 — Dow Rockwell LLC and Richard Dow Rockwell
SEC EDGAR
2024-12-03
Litigation Release 2024
Maurizio Chiriva-Internati
SEC Litigation Release LR-26184 — Maurizio Chiriva-Internati
SEC EDGAR
2024-12-03
Litigation Release 2024
Stephen Kenneth Leech
SEC Litigation Release LR-26183 — Stephen Kenneth Leech
SEC EDGAR
2024-12-03
Litigation Release 2024
Eng Taing and Touzi Capital, LLC
SEC Litigation Release LR-26182 — Eng Taing and Touzi Capital, LLC
SEC EDGAR
2024-11-29
Litigation Release 2024
Brad Hare; Mammoth West Corporation
SEC Litigation Release LR-26181 — Brad Hare; Mammoth West Corporation
SEC EDGAR
2024-11-25
Litigation Release 2024
Mikhail Kokorich
SEC Litigation Release LR-26180 — Mikhail Kokorich
SEC EDGAR
2024-11-25
Litigation Release 2024
Edward S. Walczak
SEC Litigation Release LR-26179 — Edward S. Walczak
SEC EDGAR
2024-11-22
Litigation Release 2024
James Burleson
SEC Litigation Release LR-26178 — James Burleson
SEC EDGAR
2024-11-21
Litigation Release 2024
Gautam Adani, Sagar Adani, and Cyril Cabanes
SEC Litigation Release LR-26177 — Gautam Adani, Sagar Adani, and Cyril Cabanes
SEC EDGAR
2024-11-21
Litigation Release 2024
David Kushner and La Mancha Funding Corp.
SEC Litigation Release LR-26176 — David Kushner and La Mancha Funding Corp.
SEC EDGAR
2024-11-21
Litigation Release 2024
Hedonova LLC and Hedonova Advisors LLC
SEC Litigation Release LR-26175 — Hedonova LLC and Hedonova Advisors LLC
SEC EDGAR
2024-11-21
Litigation Release 2024
Timothy Page, Trevor Page, Ticino Capital Limited, Wellesley Holdings Limited, Porrima Limited, Emergent Investments Company, And FJ Investments International Inc.,
SEC Litigation Release LR-26174 — Timothy Page, Trevor Page, Ticino Capital Limited, Wellesley Holdings Limited, Porrima Limited, Emergent Investments Company, And FJ Investments International Inc.,
SEC EDGAR
2024-11-20
Litigation Release 2024
Robert Brian Thompson
SEC Litigation Release LR-26172 — Robert Brian Thompson
SEC EDGAR
2024-11-19
Litigation Release 2024
Ian Mitchell
SEC Litigation Release LR-26173 — Ian Mitchell
SEC EDGAR
2024-11-19
Litigation Release 2024
Frank Igwealor et al.
SEC Litigation Release LR-26171 — Frank Igwealor et al.
SEC EDGAR
2024-11-19
Litigation Release 2024
Auerbach et al.
SEC Litigation Release LR-26170 — Auerbach et al.
SEC EDGAR
2024-11-18
Litigation Release 2024
Money Magnet Platinum Membership Initiative LLC, et al.
SEC Litigation Release LR-26169 — Money Magnet Platinum Membership Initiative LLC, et al.
SEC EDGAR
2024-11-14
Litigation Release 2024
Carlos Sacanell
SEC Litigation Release LR-26168 — Carlos Sacanell
SEC EDGAR
2024-10-31
Litigation Release 2024
Dusan Varga; Pannon Investment Advisors LLC
SEC Litigation Release LR-26167 — Dusan Varga; Pannon Investment Advisors LLC
SEC EDGAR
2024-10-31
Litigation Release 2024
Donna Dellomo; Yoon Um; The Lovesac Company
SEC Litigation Release LR-26166 — Donna Dellomo; Yoon Um; The Lovesac Company
SEC EDGAR
2024-10-29
Litigation Release 2024
Fruit Street Health, P.B.C.
SEC Litigation Release LR-26165 — Fruit Street Health, P.B.C.
SEC EDGAR
2024-10-28
Litigation Release 2024
Ryan Choi
SEC Litigation Release LR-26164 — Ryan Choi
SEC EDGAR
2024-10-22
Litigation Release 2024
Morrie Tobin et al.
SEC Litigation Release LR-26163 — Morrie Tobin et al.
SEC EDGAR
2024-10-18
Litigation Release 2024
Ruimin Xie
SEC Litigation Release LR-26162 — Ruimin Xie
SEC EDGAR
2024-10-17
Litigation Release 2024
Baris Cabalar
SEC Litigation Release LR-26161 — Baris Cabalar
SEC EDGAR
2024-10-16
Litigation Release 2024
Jeffrey Arsenault et al.
SEC Litigation Release LR-26160 — Jeffrey Arsenault et al.
SEC EDGAR
2024-10-16
Litigation Release 2024
Matthew Groom
SEC Litigation Release LR-26159 — Matthew Groom
SEC EDGAR
2024-10-15
Litigation Release 2024
ZM Quant Investment Ltd., Baijun Ou a/k/a Eric Ou, and Ruiqi Lau a/k/a Ricky Liu
SEC Litigation Release LR-26158 — ZM Quant Investment Ltd., Baijun Ou a/k/a Eric Ou, and Ruiqi Lau a/k/a Ricky Liu
SEC EDGAR
2024-10-15
Litigation Release 2024
Destiny Robotics Corp., et al.
SEC Litigation Release LR-26157 — Destiny Robotics Corp., et al.
SEC EDGAR
2024-10-15
Litigation Release 2024
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