SEC Enforcement Actions
105 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Sterling Capital, LLC
SEC Litigation Release LR-26562 — Sterling Capital, LLC
SEC EDGAR
2026-06-08
Litigation Release 2026
JianQing Li
SEC Litigation Release LR-26561 — JianQing Li
SEC EDGAR
2026-06-05
Litigation Release 2026
Phoenix American Hospitality, LLC; William Lee "Perch" Nelson
SEC Litigation Release LR-26560 — Phoenix American Hospitality, LLC; William Lee "Perch" Nelson
SEC EDGAR
2026-06-05
Litigation Release 2026
Ross Gregory Erskine
SEC Litigation Release LR-26559 — Ross Gregory Erskine
SEC EDGAR
2026-06-03
Litigation Release 2026
Nathan Fuller
SEC Litigation Release LR-26558 — Nathan Fuller
SEC EDGAR
2026-05-29
Litigation Release 2026
James Blake Daughtry
SEC Litigation Release LR-26557 — James Blake Daughtry
SEC EDGAR
2026-05-21
Litigation Release 2026
Oskar Elmgart; Raymond Leibman
SEC Litigation Release LR-26556 — Oskar Elmgart; Raymond Leibman
SEC EDGAR
2026-05-18
Litigation Release 2026
Joseph Geromini
SEC Litigation Release LR-26555 — Joseph Geromini
SEC EDGAR
2026-05-15
Litigation Release 2026
Gautam Adani and Sagar Adani
SEC Litigation Release LR-26554 — Gautam Adani and Sagar Adani
SEC EDGAR
2026-05-14
Litigation Release 2026
Robert Newell
SEC Litigation Release LR-26553 — Robert Newell
SEC EDGAR
2026-05-14
Litigation Release 2026
Nicolo Nourafchan; Robert Yadgarov; Mark Alperin; Miakel Bishay; David Bratslavsky; Brian Fensterszaub; Mark Fensterszaub; Simon Fensterszaub; Gabriel Gershowitz; Fernando Grinberg; Boruch Hatanian; Yisroel Horowitz; Joseph Izsak; Daniel Kavian; Eliyahu Kavian; Nowel Milik; Lorenzo Nourafchan; David Ostrov; Gavryel Silverstein; Joseph Suskind; and Seth Winslow
SEC Litigation Release LR-26551 — Nicolo Nourafchan; Robert Yadgarov; Mark Alperin; Miakel Bishay; David Bratslavsky; Brian Fensterszaub; Mark Fensterszaub; Simon Fensterszaub; Gabriel Gershowitz; Fernando Grinberg; Boruch Hatanian; Yisroel Horowitz; Joseph Izsak; Daniel Kavian; Eliyahu Kavian; Nowel Milik; Lorenzo Nourafchan; David Ostrov; Gavryel Silverstein; Joseph Suskind; and Seth Winslow
SEC EDGAR
2026-05-07
Litigation Release 2026
Robert L. Murray, Jr.
SEC Litigation Release LR-26550 — Robert L. Murray, Jr.
SEC EDGAR
2026-05-05
Litigation Release 2026
David P. Ortiz and DaveGlo Investment Group, Inc.
SEC Litigation Release LR-26549 — David P. Ortiz and DaveGlo Investment Group, Inc.
SEC EDGAR
2026-05-05
Litigation Release 2026
Elon Musk and Elon Musk Revocable Trust Dated July 22, 2003
SEC Litigation Release LR-26548 — Elon Musk and Elon Musk Revocable Trust Dated July 22, 2003
SEC EDGAR
2026-05-04
Litigation Release 2026
Neil R. Cole
SEC Litigation Release LR-26547 — Neil R. Cole
SEC EDGAR
2026-05-04
Litigation Release 2026
Aaron Verdugo, et al.
SEC Litigation Release LR-26546 — Aaron Verdugo, et al.
SEC EDGAR
2026-04-30
Litigation Release 2026
Christopher Flagg; Daquan Lloyd; Travis Treusch
SEC Litigation Release LR-26545 — Christopher Flagg; Daquan Lloyd; Travis Treusch
SEC EDGAR
2026-04-30
Litigation Release 2026
Anthony Joseph Cataldo
SEC Litigation Release LR-26544 — Anthony Joseph Cataldo
SEC EDGAR
2026-04-29
Litigation Release 2026
Alvin Christopher Jones, Esq.
SEC Litigation Release LR-26543 — Alvin Christopher Jones, Esq.
SEC EDGAR
2026-04-29
Litigation Release 2026
Jai Sondhi
SEC Litigation Release LR-26542 — Jai Sondhi
SEC EDGAR
2026-04-29
Litigation Release 2026
RYVYL, Inc.; Fredi Nisan; Benzion Errez
SEC Litigation Release LR-26541 — RYVYL, Inc.; Fredi Nisan; Benzion Errez
SEC EDGAR
2026-04-28
Litigation Release 2026
Terrence Chalk
SEC Litigation Release LR-26540 — Terrence Chalk
SEC EDGAR
2026-04-27
Litigation Release 2026
John Fernandez, Avail Progression, LLC, and Elite Generators, LLC
SEC Litigation Release LR-26539 — John Fernandez, Avail Progression, LLC, and Elite Generators, LLC
SEC EDGAR
2026-04-24
Litigation Release 2026
Jay S. Lucas and Lucas Brand Equity, LLC
SEC Litigation Release LR-26538 — Jay S. Lucas and Lucas Brand Equity, LLC
SEC EDGAR
2026-04-24
Litigation Release 2026
Clarice Saw
SEC Litigation Release LR-26537 — Clarice Saw
SEC EDGAR
2026-04-23
Litigation Release 2026
AI Investment Education Foundation Ltd.
SEC Litigation Release LR-26536 — AI Investment Education Foundation Ltd.
SEC EDGAR
2026-04-23
Litigation Release 2026
Supreme Power Capital Management Ltd.
SEC Litigation Release LR-26535 — Supreme Power Capital Management Ltd.
SEC EDGAR
2026-04-23
Litigation Release 2026
Voyager Pacific Capital Management, LLC; Roger David Hardcastle; John Giarmarco; Vanessa Lung Medlock; and Relief Defendants Adagio SPE LLC; Andante SPE LLC; Brighton Cove LLC; Cayucos Dream, LLC; GSD Equities, LLC; HGM Holdings LLC; Kastlemark LLC; Martin-Taylor Company LLC; Premier Property Management Group, LLC
SEC Litigation Release LR-26534 — Voyager Pacific Capital Management, LLC; Roger David Hardcastle; John Giarmarco; Vanessa Lung Medlock; and Relief Defendants Adagio SPE LLC; Andante SPE LLC; Brighton Cove LLC; Cayucos Dream, LLC; GSD Equities, LLC; HGM Holdings LLC; Kastlemark LLC; Martin-Taylor Company LLC; Premier Property Management Group, LLC
SEC EDGAR
2026-04-21
Litigation Release 2026
Rakesh Ahuja
SEC Litigation Release LR-26533 — Rakesh Ahuja
SEC EDGAR
2026-04-21
Litigation Release 2026
Harsh V. Patel
SEC Litigation Release LR-26532 — Harsh V. Patel
SEC EDGAR
2026-04-20
Litigation Release 2026
Kevin N. Richards
SEC Litigation Release LR-26531 — Kevin N. Richards
SEC EDGAR
2026-04-17
Litigation Release 2026
Donald G. Basile, GIBF GP, Inc, and Monsoon Blockchain Corporation
SEC Litigation Release LR-26530 — Donald G. Basile, GIBF GP, Inc, and Monsoon Blockchain Corporation
SEC EDGAR
2026-04-17
Litigation Release 2026
Sudheesh Nambiar
SEC Litigation Release LR-26529 — Sudheesh Nambiar
SEC EDGAR
2026-04-17
Litigation Release 2026
Spartan Trading Company, LLC; Estate of Richard Myre; and Estate of Dale Dahmen
SEC Litigation Release LR-26528 — Spartan Trading Company, LLC; Estate of Richard Myre; and Estate of Dale Dahmen
SEC EDGAR
2026-04-15
Litigation Release 2026
Peter R. Quartararo
SEC Litigation Release LR-26527 — Peter R. Quartararo
SEC EDGAR
2026-04-15
Litigation Release 2026
Christopher Joseph Bongiorno and Jason Allan Arthur
SEC Litigation Release LR-26526 — Christopher Joseph Bongiorno and Jason Allan Arthur
SEC EDGAR
2026-04-10
Litigation Release 2026
Backswing Ventures GP LLC and Kyle James Asman
SEC Litigation Release LR-26525 — Backswing Ventures GP LLC and Kyle James Asman
SEC EDGAR
2026-04-09
Litigation Release 2026
Geoffrey Allen Wall
SEC Litigation Release LR-26524 — Geoffrey Allen Wall
SEC EDGAR
2026-04-09
Litigation Release 2026
Mark D. Anderson; BBFY USA, Inc.; and Captain Drake, LLC
SEC Litigation Release LR-26523 — Mark D. Anderson; BBFY USA, Inc.; and Captain Drake, LLC
SEC EDGAR
2026-04-08
Litigation Release 2026
Gianoplus Consortia LLC; Michael Peter Gianoplus; Traci Leigh Bransford-Marquis
SEC Litigation Release LR-26522 — Gianoplus Consortia LLC; Michael Peter Gianoplus; Traci Leigh Bransford-Marquis
SEC EDGAR
2026-04-08
Litigation Release 2026
Jeffrey Higgins
SEC Litigation Release LR-26521 — Jeffrey Higgins
SEC EDGAR
2026-04-06
Litigation Release 2026
Vincent J. Camarda, James E. McArthur, and A.G. Morgan Financial Advisors, LLC
SEC Litigation Release LR-26520 — Vincent J. Camarda, James E. McArthur, and A.G. Morgan Financial Advisors, LLC
SEC EDGAR
2026-04-03
Litigation Release 2026
The Estate of John R. Brodacki, III and Castle Hill Financial Group, LLC
SEC Litigation Release LR-26519 — The Estate of John R. Brodacki, III and Castle Hill Financial Group, LLC
SEC EDGAR
2026-04-02
Litigation Release 2026
Michael Smith and Douglas Joshua Dalton
SEC Litigation Release LR-26518 — Michael Smith and Douglas Joshua Dalton
SEC EDGAR
2026-04-01
Litigation Release 2026
Jon G. Fullenkamp and Scott R. Sand
SEC Litigation Release LR-26517 — Jon G. Fullenkamp and Scott R. Sand
SEC EDGAR
2026-03-31
Litigation Release 2026
Brent David Willis
SEC Litigation Release LR-26516 — Brent David Willis
SEC EDGAR
2026-03-31
Litigation Release 2026
Eliseo Prisno and P/E Capital Investment Management Partners
SEC Litigation Release LR-26515 — Eliseo Prisno and P/E Capital Investment Management Partners
SEC EDGAR
2026-03-31
Litigation Release 2026
Brent Cranmer and Daniel McCormick
SEC Litigation Release LR-26514 — Brent Cranmer and Daniel McCormick
SEC EDGAR
2026-03-30
Litigation Release 2026
Ronald Smith
SEC Litigation Release LR-26513 — Ronald Smith
SEC EDGAR
2026-03-30
Litigation Release 2026
Titanium Capital LLC; Henry Abdo
SEC Litigation Release LR-26512 — Titanium Capital LLC; Henry Abdo
SEC EDGAR
2026-03-30
Litigation Release 2026
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