SEC Enforcement Actions
2,526 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Green United, LLC, Wright W. Thurston, and Kristoffer A. Krohn
SEC Litigation Release LR-25659 — Green United, LLC, Wright W. Thurston, and Kristoffer A. Krohn
SEC EDGAR
2023-03-08
Litigation Release 2023
BKCoin Management, LLC, et al.
SEC Litigation Release LR-25657 — BKCoin Management, LLC, et al.
SEC EDGAR
2023-03-06
Litigation Release 2023
Adam S. Kaplan and Daniel E. Kaplan
SEC Litigation Release LR-25656 — Adam S. Kaplan and Daniel E. Kaplan
SEC EDGAR
2023-03-03
Litigation Release 2023
Kevin J. Kane and Sean M. Kane
SEC Litigation Release LR-25655 — Kevin J. Kane and Sean M. Kane
SEC EDGAR
2023-03-02
Litigation Release 2023
Ryan R. Riley
SEC Litigation Release LR-25653 — Ryan R. Riley
SEC EDGAR
2023-03-01
Litigation Release 2023
Stephen Keith Woodard, Sr.
SEC Litigation Release LR-25654 — Stephen Keith Woodard, Sr.
SEC EDGAR
2023-03-01
Litigation Release 2023
Nishad Singh
SEC Litigation Release LR-25652 — Nishad Singh
SEC EDGAR
2023-02-28
Litigation Release 2023
Bradley Morgan Holts
SEC Litigation Release LR-25651 — Bradley Morgan Holts
SEC EDGAR
2023-02-27
Litigation Release 2023
Michael K. Molen, Enviro Impact Resources, Inc., f/k/a Industry Source Consulting, Seth M. Molen, and Pixel Arcanum
SEC Litigation Release LR-25648 — Michael K. Molen, Enviro Impact Resources, Inc., f/k/a Industry Source Consulting, Seth M. Molen, and Pixel Arcanum
SEC EDGAR
2023-02-24
Litigation Release 2023
Markman Biologics Corp. and Alan Shinderman
SEC Litigation Release LR-25649 — Markman Biologics Corp. and Alan Shinderman
SEC EDGAR
2023-02-24
Litigation Release 2023
Energy & Environmental Investments, LLC; Energy & Environment, Inc.; Amir A. Sardari; and Narysa Sardari Luddy
SEC Litigation Release LR-25650 — Energy & Environmental Investments, LLC; Energy & Environment, Inc.; Amir A. Sardari; and Narysa Sardari Luddy
SEC EDGAR
2023-02-24
Litigation Release 2023
Kevin A. Van de Grift and Gil Friedman
SEC Litigation Release LR-25645 — Kevin A. Van de Grift and Gil Friedman
SEC EDGAR
2023-02-23
Litigation Release 2023
Back to Green Mining, LLC, José Jiménez Cruz, and Manuel Portalatin
SEC Litigation Release LR-25646 — Back to Green Mining, LLC, José Jiménez Cruz, and Manuel Portalatin
SEC EDGAR
2023-02-23
Litigation Release 2023
James Andrew Stiles, Jr. & Edward Gray Stiles, Jr.
SEC Litigation Release LR-25647 — James Andrew Stiles, Jr. & Edward Gray Stiles, Jr.
SEC EDGAR
2023-02-23
Litigation Release 2023
HITE Hedge Asset Management LLC et al.
SEC Litigation Release LR-25643 — HITE Hedge Asset Management LLC et al.
SEC EDGAR
2023-02-21
Litigation Release 2023
Frederick L. Sharp et al.
SEC Litigation Release LR-25644 — Frederick L. Sharp et al.
SEC EDGAR
2023-02-21
Litigation Release 2023
Candlestick Capital Management LP et al.
SEC Litigation Release LR-25642 — Candlestick Capital Management LP et al.
SEC EDGAR
2023-02-21
Litigation Release 2023
Milan Patel
SEC Litigation Release LR-25641 — Milan Patel
SEC EDGAR
2023-02-16
Litigation Release 2023
Christopher S. Kirchner, et al.
SEC Litigation Release LR-25639 — Christopher S. Kirchner, et al.
SEC EDGAR
2023-02-14
Litigation Release 2023
Reliable One Resources, Inc., Quantum Filtration, Clyde Cameron Cravey, and Kenneth Wiedrich
SEC Litigation Release LR-25640 — Reliable One Resources, Inc., Quantum Filtration, Clyde Cameron Cravey, and Kenneth Wiedrich
SEC EDGAR
2023-02-14
Litigation Release 2023
Payward Ventures, Inc. (D/B/A Kraken) and Payward Trading, Ltd. (D/B/A Kraken)
SEC Litigation Release LR-25637 — Payward Ventures, Inc. (D/B/A Kraken) and Payward Trading, Ltd. (D/B/A Kraken)
SEC EDGAR
2023-02-13
Litigation Release 2023
Seong Yeol Lee and Ameritrust Corporation, et al.
SEC Litigation Release LR-25638 — Seong Yeol Lee and Ameritrust Corporation, et al.
SEC EDGAR
2023-02-13
Litigation Release 2023
DiScala et al
SEC Litigation Release LR-25636 — DiScala et al
SEC EDGAR
2023-02-09
Litigation Release 2023
GexCrypto Corp. (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Ryn
SEC Litigation Release LR-25634 — GexCrypto Corp. (a/k/a GexCrypto Global Trading Corp.) and Emiliano S. Ryn
SEC EDGAR
2023-02-07
Litigation Release 2023
Eric J. "EJ" Dalius et al.
SEC Litigation Release LR-25635 — Eric J. "EJ" Dalius et al.
SEC EDGAR
2023-02-07
Litigation Release 2023
Joshua W. Coleman
SEC Litigation Release LR-25633 — Joshua W. Coleman
SEC EDGAR
2023-02-06
Litigation Release 2023
Annetta Budhu
SEC Litigation Release LR-25631 — Annetta Budhu
SEC EDGAR
2023-02-03
Litigation Release 2023
Windsor Jones LLC and Anthony Collins
SEC Litigation Release LR-25632 — Windsor Jones LLC and Anthony Collins
SEC EDGAR
2023-02-03
Litigation Release 2023
Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)
SEC Litigation Release LR-25629 — Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group)
SEC EDGAR
2023-02-02
Litigation Release 2023
John C. Wilson II, et al.
SEC Litigation Release LR-25630 — John C. Wilson II, et al.
SEC EDGAR
2023-02-02
Litigation Release 2023
Seong Yeol Lee and Ameritrust Corporation, et al.
SEC Litigation Release LR-25627 — Seong Yeol Lee and Ameritrust Corporation, et al.
SEC EDGAR
2023-02-01
Litigation Release 2023
John Brian McLane, Jr. and Paul Anthony Nash
SEC Litigation Release LR-25628 — John Brian McLane, Jr. and Paul Anthony Nash
SEC EDGAR
2023-02-01
Litigation Release 2023
Laura, et al.
SEC Litigation Release LR-25626 — Laura, et al.
SEC EDGAR
2023-01-26
Litigation Release 2023
Anthony B. Liddle
SEC Litigation Release LR-25622 — Anthony B. Liddle
SEC EDGAR
2023-01-24
Litigation Release 2023
Jack C. Ridall and Guss Capital, LLC
SEC Litigation Release LR-25624 — Jack C. Ridall and Guss Capital, LLC
SEC EDGAR
2023-01-24
Litigation Release 2023
Austin D. Ellison-Meade
SEC Litigation Release LR-25625 — Austin D. Ellison-Meade
SEC EDGAR
2023-01-24
Litigation Release 2023
Charlie Abujudeh
SEC Litigation Release LR-25621 — Charlie Abujudeh
SEC EDGAR
2023-01-23
Litigation Release 2023
Avraham Eisenberg
SEC Litigation Release LR-25623 — Avraham Eisenberg
SEC EDGAR
2023-01-23
Litigation Release 2023
Terrance Reagan and Nathaniel Clay
SEC Litigation Release LR-25619 — Terrance Reagan and Nathaniel Clay
SEC EDGAR
2023-01-20
Litigation Release 2023
Robert Donald Bruce Genovese, et al.
SEC Litigation Release LR-25620 — Robert Donald Bruce Genovese, et al.
SEC EDGAR
2023-01-20
Litigation Release 2023
Samuel Bankman-Fried
SEC Litigation Release LR-25616 — Samuel Bankman-Fried
SEC EDGAR
2023-01-19
Litigation Release 2023
Caroline Ellison and Zixiao "Gary" Wang
SEC Litigation Release LR-25617 — Caroline Ellison and Zixiao "Gary" Wang
SEC EDGAR
2023-01-19
Litigation Release 2023
John Mark Marino, Jason "Jai" Johnson, Abraham Borenstein, and Anthony Brown
SEC Litigation Release LR-25618 — John Mark Marino, Jason "Jai" Johnson, Abraham Borenstein, and Anthony Brown
SEC EDGAR
2023-01-19
Litigation Release 2023
Todd Zinkwich
SEC Litigation Release LR-25615 — Todd Zinkwich
SEC EDGAR
2023-01-17
Litigation Release 2023
Gerard R. Hug and Kurt W. Streams
SEC Litigation Release LR-25614 — Gerard R. Hug and Kurt W. Streams
SEC EDGAR
2023-01-13
Litigation Release 2023
Covington & Burling LLP
SEC Litigation Release LR-25612 — Covington & Burling LLP
SEC EDGAR
2023-01-12
Litigation Release 2023
Yossi Engel
SEC Litigation Release LR-25613 — Yossi Engel
SEC EDGAR
2023-01-12
Litigation Release 2023
Jason Sugarman
SEC Litigation Release LR-25611 — Jason Sugarman
SEC EDGAR
2023-01-11
Litigation Release 2023
Reven Holdings, Inc., et al.
SEC Litigation Release LR-25609 — Reven Holdings, Inc., et al.
SEC EDGAR
2023-01-06
Litigation Release 2023
Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
SEC Litigation Release LR-25610 — Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
SEC EDGAR
2023-01-06
Litigation Release 2023
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.