SEC Enforcement Actions
356 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
1Pool Ltd. a.k.a. 1Broker and Patrick Brunner
SEC Litigation Release LR-24330 — 1Pool Ltd. a.k.a. 1Broker and Patrick Brunner
SEC EDGAR
2018-11-01
Litigation Release 2018
Brian Weber and Bebida Beverage Co.
SEC Litigation Release LR-24329 — Brian Weber and Bebida Beverage Co.
SEC EDGAR
2018-10-31
Litigation Release 2018
Sean Kelly et al.
SEC Litigation Release LR-24328 — Sean Kelly et al.
SEC EDGAR
2018-10-30
Litigation Release 2018
Roger Knox et al.
SEC Litigation Release LR-24327 — Roger Knox et al.
SEC EDGAR
2018-10-30
Litigation Release 2018
Yorkville Advisors, LLC, Mark Angelo and Edward Schinik
SEC Litigation Release LR-24326 — Yorkville Advisors, LLC, Mark Angelo and Edward Schinik
SEC EDGAR
2018-10-29
Litigation Release 2018
Philip Thomas Kueber
SEC Litigation Release LR-24325 — Philip Thomas Kueber
SEC EDGAR
2018-10-26
Litigation Release 2018
Alexander C. Burns, et al.
SEC Litigation Release LR-24324 — Alexander C. Burns, et al.
SEC EDGAR
2018-10-23
Litigation Release 2018
John Madsen, Andalusian Resorts and Spas, Inc., and Bernard Fried
SEC Litigation Release LR-24323 — John Madsen, Andalusian Resorts and Spas, Inc., and Bernard Fried
SEC EDGAR
2018-10-23
Litigation Release 2018
Mark E. Fisher and Joseph F. Capuozzo
SEC Litigation Release LR-24322 — Mark E. Fisher and Joseph F. Capuozzo
SEC EDGAR
2018-10-22
Litigation Release 2018
Bruce J. Fixelle, Genesis Advisory Services Corp., and Aurora Capital Management, LLC
SEC Litigation Release LR-24321 — Bruce J. Fixelle, Genesis Advisory Services Corp., and Aurora Capital Management, LLC
SEC EDGAR
2018-10-22
Litigation Release 2018
Richard J. Greenlaw et al.
SEC Litigation Release LR-24318 — Richard J. Greenlaw et al.
SEC EDGAR
2018-10-18
Litigation Release 2018
Ross McLellan
SEC Litigation Release LR-24320 — Ross McLellan
SEC EDGAR
2018-10-18
Litigation Release 2018
Jean Danhong Chen, Tony Jianyun Ye, Kai Hao Robinson, Kuansheng Chen, Law Offices of Jean D. Chen, A Professional Corporation, Tree Lined Holdings, LLC, And Golden State Regional Center, LLC
SEC Litigation Release LR-24319 — Jean Danhong Chen, Tony Jianyun Ye, Kai Hao Robinson, Kuansheng Chen, Law Offices of Jean D. Chen, A Professional Corporation, Tree Lined Holdings, LLC, And Golden State Regional Center, LLC
SEC EDGAR
2018-10-18
Litigation Release 2018
Bryan B. Long
SEC Litigation Release LR-24317 — Bryan B. Long
SEC EDGAR
2018-10-16
Litigation Release 2018
Susan Werth, a.k.a. Susan Worth, Corporate Mystic, LLC, Commercial Exchange Solutions, Incorporated, and Exchange Solutions Company
SEC Litigation Release LR-24316 — Susan Werth, a.k.a. Susan Worth, Corporate Mystic, LLC, Commercial Exchange Solutions, Incorporated, and Exchange Solutions Company
SEC EDGAR
2018-10-12
Litigation Release 2018
Harold L. Altvater
SEC Litigation Release LR-24315 — Harold L. Altvater
SEC EDGAR
2018-10-11
Litigation Release 2018
Blockvest, LLC and Reginald Buddy Ringgold, III a/k/a Rasool Abdul Rahim El
SEC Litigation Release LR-24314 — Blockvest, LLC and Reginald Buddy Ringgold, III a/k/a Rasool Abdul Rahim El
SEC EDGAR
2018-10-11
Litigation Release 2018
Merrill, et al.
SEC Litigation Release LR-24313 — Merrill, et al.
SEC EDGAR
2018-10-11
Litigation Release 2018
Ross B. Shapiro, Michael A. Gramins and Tyler G. Peters
SEC Litigation Release LR-24312 — Ross B. Shapiro, Michael A. Gramins and Tyler G. Peters
SEC EDGAR
2018-10-10
Litigation Release 2018
Dennis Wayne Hamilton
SEC Litigation Release LR-24311 — Dennis Wayne Hamilton
SEC EDGAR
2018-10-10
Litigation Release 2018
FX & Beyond Corporation et al.
SEC Litigation Release LR-24310 — FX & Beyond Corporation et al.
SEC EDGAR
2018-10-09
Litigation Release 2018
Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC
SEC Litigation Release LR-24309 — Lawrence P. Schmidt, Commercial Equity Partners, Ltd, FutureGen Company (d/b/a FutureGen Capital), FGC Distressed Assets Investment #1, LLC; FutureGen Capital DDA CG Fund LLC; FGC Tax Lien Fund #2, LLC; FGC Trading Fund #1 LLC; FGC SPE NO 1 LLC; FGC SPE NO 2 LLC; and FGC CM Note Fund LLC
SEC EDGAR
2018-10-09
Litigation Release 2018
Jeffre James and Saint James Holding and Investment Company Trust
SEC Litigation Release LR-24308 — Jeffre James and Saint James Holding and Investment Company Trust
SEC EDGAR
2018-10-09
Litigation Release 2018
Todd Elliott Hitt, Kiddar Capital LLC, Kiddar Group Holdings, Inc., as Defendants, and Kiddar Herndon Station LLC, Kiddar Homebuilding Fund I LLC, Melbourne Retreat LLC, Kiddar Mass Ave LLC, Kiddar Ridgeview LLC, ESA Emerson LLC, ESA Highwood LLC, and Kiddar AQ LLC a/k/a Kiddar Aquicore LLC, as Relief Defendants
SEC Litigation Release LR-24307 — Todd Elliott Hitt, Kiddar Capital LLC, Kiddar Group Holdings, Inc., as Defendants, and Kiddar Herndon Station LLC, Kiddar Homebuilding Fund I LLC, Melbourne Retreat LLC, Kiddar Mass Ave LLC, Kiddar Ridgeview LLC, ESA Emerson LLC, ESA Highwood LLC, and Kiddar AQ LLC a/k/a Kiddar Aquicore LLC, as Relief Defendants
SEC EDGAR
2018-10-05
Litigation Release 2018
Robert O. Carr and Katherine M. Hanratty
SEC Litigation Release LR-24306 — Robert O. Carr and Katherine M. Hanratty
SEC EDGAR
2018-10-05
Litigation Release 2018
Ifitikar Ahmed, et al.
SEC Litigation Release LR-24305 — Ifitikar Ahmed, et al.
SEC EDGAR
2018-10-03
Litigation Release 2018
Roger Knox et al.
SEC Litigation Release LR-24304 — Roger Knox et al.
SEC EDGAR
2018-10-03
Litigation Release 2018
Russell Craig and OneStep Financial Services, LLC
SEC Litigation Release LR-24303 — Russell Craig and OneStep Financial Services, LLC
SEC EDGAR
2018-10-03
Litigation Release 2018
Salix Pharmaceuticals, Ltd., Adam C. Derbyshire
SEC Litigation Release LR-24302 — Salix Pharmaceuticals, Ltd., Adam C. Derbyshire
SEC EDGAR
2018-10-01
Litigation Release 2018
Carlos I. Uresti and Stanley P. Bates
SEC Litigation Release LR-24296 — Carlos I. Uresti and Stanley P. Bates
SEC EDGAR
2018-09-28
Litigation Release 2018
Nutra Pharma Corp. et al
SEC Litigation Release LR-24295 — Nutra Pharma Corp. et al
SEC EDGAR
2018-09-28
Litigation Release 2018
Edward J. Kosinski
SEC Litigation Release LR-24294 — Edward J. Kosinski
SEC EDGAR
2018-09-28
Litigation Release 2018
NL Technology, LLC et al.
SEC Litigation Release LR-24293 — NL Technology, LLC et al.
SEC EDGAR
2018-09-28
Litigation Release 2018
Thomas J. Connerton and Safety Technologies LLC
SEC Litigation Release LR-24292 — Thomas J. Connerton and Safety Technologies LLC
SEC EDGAR
2018-09-28
Litigation Release 2018
Goldsky Asset Management, LLC and Kenneth Grace
SEC Litigation Release LR-24291 — Goldsky Asset Management, LLC and Kenneth Grace
SEC EDGAR
2018-09-28
Litigation Release 2018
TelexFree, Inc. et al.
SEC Litigation Release LR-24301 — TelexFree, Inc. et al.
SEC EDGAR
2018-09-28
Litigation Release 2018
Michael A. Bressman
SEC Litigation Release LR-24300 — Michael A. Bressman
SEC EDGAR
2018-09-28
Litigation Release 2018
Jehu Hand and Antonio Katz
SEC Litigation Release LR-24299 — Jehu Hand and Antonio Katz
SEC EDGAR
2018-09-28
Litigation Release 2018
Bryan R. Ziegenfuse
SEC Litigation Release LR-24298 — Bryan R. Ziegenfuse
SEC EDGAR
2018-09-28
Litigation Release 2018
Thomas Carter Ronk
SEC Litigation Release LR-24297 — Thomas Carter Ronk
SEC EDGAR
2018-09-28
Litigation Release 2018
Andrew J. Kandelapas
SEC Litigation Release LR-24290 — Andrew J. Kandelapas
SEC EDGAR
2018-09-27
Litigation Release 2018
James Thomas Bramlette, the Pelorus Group, LLC, Anthony Mark Hartman, Private Placement Capital Notes II, LLC, Stone Mountain Equities, LLC, Travis Kozlowski, Entelecus Fund, LLC, Aaron John Wernli
SEC Litigation Release LR-24289 — James Thomas Bramlette, the Pelorus Group, LLC, Anthony Mark Hartman, Private Placement Capital Notes II, LLC, Stone Mountain Equities, LLC, Travis Kozlowski, Entelecus Fund, LLC, Aaron John Wernli
SEC EDGAR
2018-09-27
Litigation Release 2018
William C. Skelley and Sohin S. Shah
SEC Litigation Release LR-24288 — William C. Skelley and Sohin S. Shah
SEC EDGAR
2018-09-26
Litigation Release 2018
John Gregory Schmidt
SEC Litigation Release LR-24287 — John Gregory Schmidt
SEC EDGAR
2018-09-25
Litigation Release 2018
Adam Rentzer
SEC Litigation Release LR-24286 — Adam Rentzer
SEC EDGAR
2018-09-24
Litigation Release 2018
Hope Advisors, LLC, et al.
SEC Litigation Release LR-24285 — Hope Advisors, LLC, et al.
SEC EDGAR
2018-09-21
Litigation Release 2018
Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO, LLC
SEC Litigation Release LR-24284 — Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO, LLC
SEC EDGAR
2018-09-21
Litigation Release 2018
Jason W. Galanis, et al.
SEC Litigation Release LR-24283 — Jason W. Galanis, et al.
SEC EDGAR
2018-09-21
Litigation Release 2018
James Douglas Miller
SEC Litigation Release LR-24282 — James Douglas Miller
SEC EDGAR
2018-09-21
Litigation Release 2018
Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC
SEC Litigation Release LR-24281 — Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC
SEC EDGAR
2018-09-20
Litigation Release 2018
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