SEC Enforcement Actions
287 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov
SEC Litigation Release LR-26156 — Gotbit Consulting LLC a/k/a Gotbit Hedge Fund and Fedor Kedrov
SEC EDGAR
2024-10-15
Litigation Release 2024
Russell Armand, Maxwell Hernandez, Manpreet Singh Kohli, and Nam Tran
SEC Litigation Release LR-26155 — Russell Armand, Maxwell Hernandez, Manpreet Singh Kohli, and Nam Tran
SEC EDGAR
2024-10-15
Litigation Release 2024
CLS Global FZC LLC and Andrey Zhorzhes
SEC Litigation Release LR-26154 — CLS Global FZC LLC and Andrey Zhorzhes
SEC EDGAR
2024-10-15
Litigation Release 2024
Vy Pham
SEC Litigation Release LR-26153 — Vy Pham
SEC EDGAR
2024-10-15
Litigation Release 2024
Norman V. Meier
SEC Litigation Release LR-26152 — Norman V. Meier
SEC EDGAR
2024-10-11
Litigation Release 2024
Cumberland DRW LLC
SEC Litigation Release LR-26151 — Cumberland DRW LLC
SEC EDGAR
2024-10-10
Litigation Release 2024
Minerco, Inc., Bobby Shumake Japhia, and Julius Makiri Jenge
SEC Litigation Release LR-26150 — Minerco, Inc., Bobby Shumake Japhia, and Julius Makiri Jenge
SEC EDGAR
2024-10-09
Litigation Release 2024
The Pre IPO Marketplace Inc; Keyport Venture Partners, LLC; Keyport Venture Management, LLC; Keyport Venture Advisors, LLC; Principal Pre-IPO Consulting Group LLC; GlobalX VC LLC; John Michael LoPinto; Robert Wilkos; and Laren Pisciotti
SEC Litigation Release LR-26149 — The Pre IPO Marketplace Inc; Keyport Venture Partners, LLC; Keyport Venture Management, LLC; Keyport Venture Advisors, LLC; Principal Pre-IPO Consulting Group LLC; GlobalX VC LLC; John Michael LoPinto; Robert Wilkos; and Laren Pisciotti
SEC EDGAR
2024-10-02
Litigation Release 2024
Rari Capital, Inc.; Jai Bhavnani; Jack Lipstone; David Lucid
SEC Litigation Release LR-26148 — Rari Capital, Inc.; Jai Bhavnani; Jack Lipstone; David Lucid
SEC EDGAR
2024-10-02
Litigation Release 2024
Barry Siegel
SEC Litigation Release LR-26147 — Barry Siegel
SEC EDGAR
2024-10-01
Litigation Release 2024
Seong Yeol Lee and Ameritrust Corporation, et al.
SEC Litigation Release LR-26146 — Seong Yeol Lee and Ameritrust Corporation, et al.
SEC EDGAR
2024-09-30
Litigation Release 2024
James R. Craigie
SEC Litigation Release LR-26145 — James R. Craigie
SEC EDGAR
2024-09-30
Litigation Release 2024
Harry Zhabilov et al.
SEC Litigation Release LR-26144 — Harry Zhabilov et al.
SEC EDGAR
2024-09-30
Litigation Release 2024
Olayinka Temitope Oyebola and Olayinka Oyebola & Co. (Chartered Accountants)
SEC Litigation Release LR-26143 — Olayinka Temitope Oyebola and Olayinka Oyebola & Co. (Chartered Accountants)
SEC EDGAR
2024-09-30
Litigation Release 2024
Choice Advisors, LLC and Matthias O’Meara
SEC Litigation Release LR-26142 — Choice Advisors, LLC and Matthias O’Meara
SEC EDGAR
2024-09-30
Litigation Release 2024
Robert B. Westbrook
SEC Litigation Release LR-26141 — Robert B. Westbrook
SEC EDGAR
2024-09-27
Litigation Release 2024
Mango Labs, LLC, Mango DAO, and Blockworks Foundation
SEC Litigation Release LR-26140 — Mango Labs, LLC, Mango DAO, and Blockworks Foundation
SEC EDGAR
2024-09-27
Litigation Release 2024
Robert M. Vance
SEC Litigation Release LR-26139 — Robert M. Vance
SEC EDGAR
2024-09-27
Litigation Release 2024
Ignite International Brands, Ltd. et al.
SEC Litigation Release LR-26138 — Ignite International Brands, Ltd. et al.
SEC EDGAR
2024-09-27
Litigation Release 2024
Lionel Selwood, Jr.
SEC Litigation Release LR-26137 — Lionel Selwood, Jr.
SEC EDGAR
2024-09-27
Litigation Release 2024
Marco Babini, et al.
SEC Litigation Release LR-26136 — Marco Babini, et al.
SEC EDGAR
2024-09-27
Litigation Release 2024
William D. Carlton and Hans K. Hernandez
SEC Litigation Release LR-26135 — William D. Carlton and Hans K. Hernandez
SEC EDGAR
2024-09-27
Litigation Release 2024
Akshay Kamboj and Dev Kamboj
SEC Litigation Release LR-26134 — Akshay Kamboj and Dev Kamboj
SEC EDGAR
2024-09-27
Litigation Release 2024
Bryan Scott McMillan
SEC Litigation Release LR-26133 — Bryan Scott McMillan
SEC EDGAR
2024-09-27
Litigation Release 2024
Cassava Sciences, Inc., Remi Barbier, and Lindsay Burns
SEC Litigation Release LR-26132 — Cassava Sciences, Inc., Remi Barbier, and Lindsay Burns
SEC EDGAR
2024-09-26
Litigation Release 2024
Bhardwaj et al.
SEC Litigation Release LR-26131 — Bhardwaj et al.
SEC EDGAR
2024-09-26
Litigation Release 2024
Karina N. Fernandez; Marco A. Rosas; Bryant Guayara; Erick M. Ruiz; Leonela M. Duarte
SEC Litigation Release LR-26130 — Karina N. Fernandez; Marco A. Rosas; Bryant Guayara; Erick M. Ruiz; Leonela M. Duarte
SEC EDGAR
2024-09-26
Litigation Release 2024
William Rhew III
SEC Litigation Release LR-26129 — William Rhew III
SEC EDGAR
2024-09-25
Litigation Release 2024
Vitaly Fargesen
SEC Litigation Release LR-26128 — Vitaly Fargesen
SEC EDGAR
2024-09-25
Litigation Release 2024
Christopher Beals and Arden Lee
SEC Litigation Release LR-26127 — Christopher Beals and Arden Lee
SEC EDGAR
2024-09-25
Litigation Release 2024
TrueCoin LLC and TrustToken, Inc.
SEC Litigation Release LR-26126 — TrueCoin LLC and TrustToken, Inc.
SEC EDGAR
2024-09-25
Litigation Release 2024
Baba Nadimpalli
SEC Litigation Release LR-26125 — Baba Nadimpalli
SEC EDGAR
2024-09-24
Litigation Release 2024
Eric J. Watson et al.
SEC Litigation Release LR-26124 — Eric J. Watson et al.
SEC EDGAR
2024-09-24
Litigation Release 2024
Barry Siegel
SEC Litigation Release LR-26123 — Barry Siegel
SEC EDGAR
2024-09-24
Litigation Release 2024
Benjamin Ballout, Mohamed Zayed, and William Fielding
SEC Litigation Release LR-26122 — Benjamin Ballout, Mohamed Zayed, and William Fielding
SEC EDGAR
2024-09-23
Litigation Release 2024
Anthem Hayek Blanchard and Anthem Holdings Company
SEC Litigation Release LR-26121 — Anthem Hayek Blanchard and Anthem Holdings Company
SEC EDGAR
2024-09-23
Litigation Release 2024
James Douglas Miller
SEC Litigation Release LR-26120 — James Douglas Miller
SEC EDGAR
2024-09-23
Litigation Release 2024
Swaffer, et. al.
SEC Litigation Release LR-26119 — Swaffer, et. al.
SEC EDGAR
2024-09-23
Litigation Release 2024
Anthony Lotito, et al.,
SEC Litigation Release LR-26118 — Anthony Lotito, et al.,
SEC EDGAR
2024-09-23
Litigation Release 2024
Nicholas A. Palazzo, 4TA Sports, Inc., NP Ventures Holdings, LLC and Play Caller Sports Gaming LLC
SEC Litigation Release LR-26117 — Nicholas A. Palazzo, 4TA Sports, Inc., NP Ventures Holdings, LLC and Play Caller Sports Gaming LLC
SEC EDGAR
2024-09-20
Litigation Release 2024
Nicholas Bowerman
SEC Litigation Release LR-26116 — Nicholas Bowerman
SEC EDGAR
2024-09-20
Litigation Release 2024
DiScala et al.,
SEC Litigation Release LR-26115 — DiScala et al.,
SEC EDGAR
2024-09-20
Litigation Release 2024
Raymond J. DiMuro
SEC Litigation Release LR-26114 — Raymond J. DiMuro
SEC EDGAR
2024-09-20
Litigation Release 2024
Philip Markin
SEC Litigation Release LR-26113 — Philip Markin
SEC EDGAR
2024-09-19
Litigation Release 2024
Prager Metis CPAs, LLC
SEC Litigation Release LR-26112 — Prager Metis CPAs, LLC
SEC EDGAR
2024-09-18
Litigation Release 2024
CoinW6
SEC Litigation Release LR-26111 — CoinW6
SEC EDGAR
2024-09-17
Litigation Release 2024
NanoBit Limited, Radiant Horizons Limited, Sweet Karma Fashion Inc., Zhao Tropical Deli Inc., Jiajie Liu, Fei Liao, and Hua Zhao
SEC Litigation Release LR-26110 — NanoBit Limited, Radiant Horizons Limited, Sweet Karma Fashion Inc., Zhao Tropical Deli Inc., Jiajie Liu, Fei Liao, and Hua Zhao
SEC EDGAR
2024-09-17
Litigation Release 2024
Joel David Castro Leon and Shmuel A. Sherr
SEC Litigation Release LR-26109 — Joel David Castro Leon and Shmuel A. Sherr
SEC EDGAR
2024-09-17
Litigation Release 2024
Federico Nannini, Mauro Nannini, Alejandro Thermiotis, and Francisco Tonarely
SEC Litigation Release LR-26108 — Federico Nannini, Mauro Nannini, Alejandro Thermiotis, and Francisco Tonarely
SEC EDGAR
2024-09-16
Litigation Release 2024
Paul D. Roberts, Joshua A. Weiss, and Grainne M. Coen
SEC Litigation Release LR-26107 — Paul D. Roberts, Joshua A. Weiss, and Grainne M. Coen
SEC EDGAR
2024-09-16
Litigation Release 2024
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.