SEC Enforcement Actions

300 SEC litigation releases (2018–2026) from EDGAR public records

All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Estate of Richard Ventrilla and Cygnus Capital Management, LLC
SEC Litigation Release LR-24901 — Estate of Richard Ventrilla and Cygnus Capital Management, LLC
SEC EDGAR
2020-09-16
Litigation Release 2020
Henry Sargent et al.
SEC Litigation Release LR-24900 — Henry Sargent et al.
SEC EDGAR
2020-09-16
Litigation Release 2020
FLiK, CoinSpark, Ryan S. Felton, William Q. Sparks, Jr., Owen B. Smith, and Chance B. White, and Relief Defendants Hyperion Holdings LLC, Stephanie L. Brown, Dale W. Felton, and Jennifer Felton
SEC Litigation Release LR-24899 — FLiK, CoinSpark, Ryan S. Felton, William Q. Sparks, Jr., Owen B. Smith, and Chance B. White, and Relief Defendants Hyperion Holdings LLC, Stephanie L. Brown, Dale W. Felton, and Jennifer Felton
SEC EDGAR
2020-09-15
Litigation Release 2020
Gary Pryor, et al
SEC Litigation Release LR-24898 — Gary Pryor, et al
SEC EDGAR
2020-09-15
Litigation Release 2020
PixarBio Corp. et al.
SEC Litigation Release LR-24897 — PixarBio Corp. et al.
SEC EDGAR
2020-09-15
Litigation Release 2020
Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean
SEC Litigation Release LR-24896 — Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean
SEC EDGAR
2020-09-14
Litigation Release 2020
Remington Chase a/k/a William Westwood a/k/a William Elliott
SEC Litigation Release LR-24895 — Remington Chase a/k/a William Westwood a/k/a William Elliott
SEC EDGAR
2020-09-14
Litigation Release 2020
RRBB Asset Management, LLC, et al.
SEC Litigation Release LR-24894 — RRBB Asset Management, LLC, et al.
SEC EDGAR
2020-09-10
Litigation Release 2020
Tangoe, Inc. et. al.
SEC Litigation Release LR-24893 — Tangoe, Inc. et. al.
SEC EDGAR
2020-09-10
Litigation Release 2020
Richard M. Kirsch and Adam Terris
SEC Litigation Release LR-24892 — Richard M. Kirsch and Adam Terris
SEC EDGAR
2020-09-10
Litigation Release 2020
Steven D. Rodemer
SEC Litigation Release LR-24891 — Steven D. Rodemer
SEC EDGAR
2020-09-10
Litigation Release 2020
Hai Khoa Dang
SEC Litigation Release LR-24890 — Hai Khoa Dang
SEC EDGAR
2020-09-10
Litigation Release 2020
Kirk Sperry and Sperry and Sons Capital Investments, LLC
SEC Litigation Release LR-24889 — Kirk Sperry and Sperry and Sons Capital Investments, LLC
SEC EDGAR
2020-09-09
Litigation Release 2020
John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
SEC Litigation Release LR-24886 — John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC
SEC EDGAR
2020-09-03
Litigation Release 2020
Phillip W. Conley
SEC Litigation Release LR-24885 — Phillip W. Conley
SEC EDGAR
2020-09-03
Litigation Release 2020
Peter DiChiara
SEC Litigation Release LR-24884 — Peter DiChiara
SEC EDGAR
2020-09-03
Litigation Release 2020
Steven Fitzgerald Brown
SEC Litigation Release LR-24888 — Steven Fitzgerald Brown
SEC EDGAR
2020-09-03
Litigation Release 2020
Geoffrey Thompson
SEC Litigation Release LR-24887 — Geoffrey Thompson
SEC EDGAR
2020-09-03
Litigation Release 2020
Steven M. Sexton
SEC Litigation Release LR-24883 — Steven M. Sexton
SEC EDGAR
2020-09-02
Litigation Release 2020
Gary S. Wykle and Alejandro Cortes
SEC Litigation Release LR-24882 — Gary S. Wykle and Alejandro Cortes
SEC EDGAR
2020-09-02
Litigation Release 2020
Matthew O. Clason
SEC Litigation Release LR-24881 — Matthew O. Clason
SEC EDGAR
2020-09-01
Litigation Release 2020
John Brian McLane, Jr. and Paul Anthony Nash
SEC Litigation Release LR-24880 — John Brian McLane, Jr. and Paul Anthony Nash
SEC EDGAR
2020-08-31
Litigation Release 2020
Anton Senderov & Lior Babazara
SEC Litigation Release LR-24879 — Anton Senderov & Lior Babazara
SEC EDGAR
2020-08-31
Litigation Release 2020
Dominic A. Tropiano
SEC Litigation Release LR-24878 — Dominic A. Tropiano
SEC EDGAR
2020-08-27
Litigation Release 2020
David C. Coggins, et al.
SEC Litigation Release LR-24877 — David C. Coggins, et al.
SEC EDGAR
2020-08-26
Litigation Release 2020
Mark J. Boucher and Strategic Wealth Advisor Group Services Inc.
SEC Litigation Release LR-24875 — Mark J. Boucher and Strategic Wealth Advisor Group Services Inc.
SEC EDGAR
2020-08-25
Litigation Release 2020
Engler, et al.
SEC Litigation Release LR-24874 — Engler, et al.
SEC EDGAR
2020-08-25
Litigation Release 2020
Sepehr Sarshar
SEC Litigation Release LR-24876 — Sepehr Sarshar
SEC EDGAR
2020-08-25
Litigation Release 2020
Minish "Joe" Hede and Kevin Graetz
SEC Litigation Release LR-24873 — Minish "Joe" Hede and Kevin Graetz
SEC EDGAR
2020-08-24
Litigation Release 2020
RMR Asset Management Company, et al.
SEC Litigation Release LR-24872 — RMR Asset Management Company, et al.
SEC EDGAR
2020-08-24
Litigation Release 2020
Ibrahim Almagarby, et al.
SEC Litigation Release LR-24871 — Ibrahim Almagarby, et al.
SEC EDGAR
2020-08-20
Litigation Release 2020
Cecilia Millan and Margarita Cabrera
SEC Litigation Release LR-24870 — Cecilia Millan and Margarita Cabrera
SEC EDGAR
2020-08-18
Litigation Release 2020
Mark P. Frissora
SEC Litigation Release LR-24869 — Mark P. Frissora
SEC EDGAR
2020-08-14
Litigation Release 2020
Ross Barish
SEC Litigation Release LR-24868 — Ross Barish
SEC EDGAR
2020-08-13
Litigation Release 2020
Sean R. Stewart et al.
SEC Litigation Release LR-24867 — Sean R. Stewart et al.
SEC EDGAR
2020-08-13
Litigation Release 2020
Dale Tenhulzen et al.
SEC Litigation Release LR-24866 — Dale Tenhulzen et al.
SEC EDGAR
2020-08-13
Litigation Release 2020
Vu Anh Nguyen, et al.
SEC Litigation Release LR-24864 — Vu Anh Nguyen, et al.
SEC EDGAR
2020-08-11
Litigation Release 2020
Brendan M. Ross
SEC Litigation Release LR-24865 — Brendan M. Ross
SEC EDGAR
2020-08-11
Litigation Release 2020
Jack Brewer
SEC Litigation Release LR-24863 — Jack Brewer
SEC EDGAR
2020-08-06
Litigation Release 2020
Niel Martin Nielson
SEC Litigation Release LR-24862 — Niel Martin Nielson
SEC EDGAR
2020-08-05
Litigation Release 2020
Victor Lee Farias and Integrity Aviation & Leasing, LLC
SEC Litigation Release LR-24861 — Victor Lee Farias and Integrity Aviation & Leasing, LLC
SEC EDGAR
2020-08-04
Litigation Release 2020
Complete Business Solutions Group Inc. d/b/a/ Par Funding et al.
SEC Litigation Release LR-24860 — Complete Business Solutions Group Inc. d/b/a/ Par Funding et al.
SEC EDGAR
2020-07-31
Litigation Release 2020
Kevin R. Kuhnash and Jason P. Jimerson
SEC Litigation Release LR-24859 — Kevin R. Kuhnash and Jason P. Jimerson
SEC EDGAR
2020-07-29
Litigation Release 2020
Mustafa David Sayid
SEC Litigation Release LR-24858 — Mustafa David Sayid
SEC EDGAR
2020-07-29
Litigation Release 2020
Anthony Todd Johnson et al.
SEC Litigation Release LR-24857 — Anthony Todd Johnson et al.
SEC EDGAR
2020-07-29
Litigation Release 2020
Mark L. Hopkins
SEC Litigation Release LR-24856 — Mark L. Hopkins
SEC EDGAR
2020-07-24
Litigation Release 2020
Harold L. Altvater
SEC Litigation Release LR-24855 — Harold L. Altvater
SEC EDGAR
2020-07-24
Litigation Release 2020
YouPlus, Inc., et al.
SEC Litigation Release LR-24854 — YouPlus, Inc., et al.
SEC EDGAR
2020-07-20
Litigation Release 2020
Thunderbird Power Corp., et al.
SEC Litigation Release LR-24853 — Thunderbird Power Corp., et al.
SEC EDGAR
2020-07-14
Litigation Release 2020
Devere USA, Inc.
SEC Litigation Release LR-24852 — Devere USA, Inc.
SEC EDGAR
2020-07-10
Litigation Release 2020
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