SEC Enforcement Actions
314 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Brady Jack Speers, Chatree Thiranon, and GHAP, LLC d/b/a Blue Star Texas
SEC Litigation Release LR-25818 — Brady Jack Speers, Chatree Thiranon, and GHAP, LLC d/b/a Blue Star Texas
SEC EDGAR
2023-08-31
Litigation Release 2023
Bittrex, Inc., Bittrex Global, GmbH, William Hiroaki Shihara
SEC Litigation Release LR-25817 — Bittrex, Inc., Bittrex Global, GmbH, William Hiroaki Shihara
SEC EDGAR
2023-08-29
Litigation Release 2023
Deyonte Jahtori Anthony
SEC Litigation Release LR-25816 — Deyonte Jahtori Anthony
SEC EDGAR
2023-08-28
Litigation Release 2023
Romero Cabral da Costa Neto
SEC Litigation Release LR-25815 — Romero Cabral da Costa Neto
SEC EDGAR
2023-08-24
Litigation Release 2023
John A. DeSalvo
SEC Litigation Release LR-25814 — John A. DeSalvo
SEC EDGAR
2023-08-23
Litigation Release 2023
Daniel V.T. Catenacci
SEC Litigation Release LR-25813 — Daniel V.T. Catenacci
SEC EDGAR
2023-08-21
Litigation Release 2023
Andrew Wyles Waters
SEC Litigation Release LR-25812 — Andrew Wyles Waters
SEC EDGAR
2023-08-18
Litigation Release 2023
Keith Crews
SEC Litigation Release LR-25811 — Keith Crews
SEC EDGAR
2023-08-18
Litigation Release 2023
PreIPO Corp., et al.
SEC Litigation Release LR-25810 — PreIPO Corp., et al.
SEC EDGAR
2023-08-18
Litigation Release 2023
Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant)
SEC Litigation Release LR-25809 — Ashraf Mufareh; ONPASSIVE LLC a/k/a Gofounders and Ofounders; Asmahan Mufareh (relief defendant)
SEC EDGAR
2023-08-11
Litigation Release 2023
George Iakovou, Vika Ventures LLC, and Penelope Zbravos
SEC Litigation Release LR-25808 — George Iakovou, Vika Ventures LLC, and Penelope Zbravos
SEC EDGAR
2023-08-11
Litigation Release 2023
Sisu Capital, LLC, Timothy Overturf, and Hansueli Overturf
SEC Litigation Release LR-25807 — Sisu Capital, LLC, Timothy Overturf, and Hansueli Overturf
SEC EDGAR
2023-08-10
Litigation Release 2023
Chad Stickforth
SEC Litigation Release LR-25806 — Chad Stickforth
SEC EDGAR
2023-08-08
Litigation Release 2023
Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd.
SEC Litigation Release LR-25805 — Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd.
SEC EDGAR
2023-08-07
Litigation Release 2023
Christopher A. Slaga, Q4 Capital, LLC, J4 Capital Advisors LLC, and Hayden F. Greene
SEC Litigation Release LR-25804 — Christopher A. Slaga, Q4 Capital, LLC, J4 Capital Advisors LLC, and Hayden F. Greene
SEC EDGAR
2023-08-07
Litigation Release 2023
Justin Sun, Tron Foundation Limited, BitTorrent Foundation Ltd., Rainberry, Inc., Austin Mahone, and Deandre Cortez Way
SEC Litigation Release LR-25803 — Justin Sun, Tron Foundation Limited, BitTorrent Foundation Ltd., Rainberry, Inc., Austin Mahone, and Deandre Cortez Way
SEC EDGAR
2023-08-07
Litigation Release 2023
Ulrich Kranz and Paul Balciunas
SEC Litigation Release LR-25802 — Ulrich Kranz and Paul Balciunas
SEC EDGAR
2023-08-04
Litigation Release 2023
Jose D. Rocha
SEC Litigation Release LR-25800 — Jose D. Rocha
SEC EDGAR
2023-08-03
Litigation Release 2023
Ustocktrade LLC and Anthony Weeresinghe
SEC Litigation Release LR-25799 — Ustocktrade LLC and Anthony Weeresinghe
SEC EDGAR
2023-08-02
Litigation Release 2023
Mina Tadrus; Tadrus Capital LLC
SEC Litigation Release LR-25798 — Mina Tadrus; Tadrus Capital LLC
SEC EDGAR
2023-08-02
Litigation Release 2023
Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd.
SEC Litigation Release LR-25797 — Charles Rustin Holzer, Maglione International Ltd., Frontenac Investments Ltd.
SEC EDGAR
2023-08-02
Litigation Release 2023
Janardhan Nellore, et al.
SEC Litigation Release LR-25796 — Janardhan Nellore, et al.
SEC EDGAR
2023-08-02
Litigation Release 2023
Blake Cathey
SEC Litigation Release LR-25795 — Blake Cathey
SEC EDGAR
2023-07-31
Litigation Release 2023
Richard J. Schueler a/k/a Richard Heart, Hex, PulseChain, and PulseX
SEC Litigation Release LR-25794 — Richard J. Schueler a/k/a Richard Heart, Hex, PulseChain, and PulseX
SEC EDGAR
2023-07-31
Litigation Release 2023
Clarice Saw
SEC Litigation Release LR-25793 — Clarice Saw
SEC EDGAR
2023-07-28
Litigation Release 2023
Johnny Tseng (a/k/a Kuanhao J. Tseng, Kuanhao Tseng), Kevin Zhang (a/k/a Kevin Huapeng Zhang, Huapeng Zhang), and Summitcrest Capital, Inc.
SEC Litigation Release LR-25792 — Johnny Tseng (a/k/a Kuanhao J. Tseng, Kuanhao Tseng), Kevin Zhang (a/k/a Kevin Huapeng Zhang, Huapeng Zhang), and Summitcrest Capital, Inc.
SEC EDGAR
2023-07-28
Litigation Release 2023
Brent Seaman, Accanito Holdings, LLC, and Accanito Equity, LLC, Accanito Equity II, LLC, Accanito Equity III, LLC, and Accanito Equity IV, LLC
SEC Litigation Release LR-25791 — Brent Seaman, Accanito Holdings, LLC, and Accanito Equity, LLC, Accanito Equity II, LLC, Accanito Equity III, LLC, and Accanito Equity IV, LLC
SEC EDGAR
2023-07-28
Litigation Release 2023
Timothy J. Allcott, Thomas D. Renison, and ARO Equity, LLC
SEC Litigation Release LR-25790 — Timothy J. Allcott, Thomas D. Renison, and ARO Equity, LLC
SEC EDGAR
2023-07-28
Litigation Release 2023
Joseph C. Lewis, et al.
SEC Litigation Release LR-25789 — Joseph C. Lewis, et al.
SEC EDGAR
2023-07-26
Litigation Release 2023
Brandon Charnas
SEC Litigation Release LR-25788 — Brandon Charnas
SEC EDGAR
2023-07-25
Litigation Release 2023
Amit Dagar and Atul Bhiwapurkar
SEC Litigation Release LR-25787 — Amit Dagar and Atul Bhiwapurkar
SEC EDGAR
2023-07-25
Litigation Release 2023
Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab
SEC Litigation Release LR-25786 — Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab
SEC EDGAR
2023-07-25
Litigation Release 2023
Alexander Elbanna, Digital World Exchange, LLC, Boostedpro LLC, and D.W. Exchange
SEC Litigation Release LR-25785 — Alexander Elbanna, Digital World Exchange, LLC, Boostedpro LLC, and D.W. Exchange
SEC EDGAR
2023-07-21
Litigation Release 2023
Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150
SEC Litigation Release LR-25784 — Robert D. Christensen, Anthony M. Matic, Foresee, Inc., The Commission PDX, LLC, The Policy PDX, Innings 150
SEC EDGAR
2023-07-20
Litigation Release 2023
Eric J. "EJ" Dalius et al.
SEC Litigation Release LR-25783 — Eric J. "EJ" Dalius et al.
SEC EDGAR
2023-07-20
Litigation Release 2023
Chadd L. Evans
SEC Litigation Release LR-25782 — Chadd L. Evans
SEC EDGAR
2023-07-19
Litigation Release 2023
Legendary Partners, LLC and Scott L. Snyder
SEC Litigation Release LR-25781 — Legendary Partners, LLC and Scott L. Snyder
SEC EDGAR
2023-07-18
Litigation Release 2023
James P. Anglim
SEC Litigation Release LR-25780 — James P. Anglim
SEC EDGAR
2023-07-17
Litigation Release 2023
Celsius Network Limited and Alexander "Alex" Mashinsky
SEC Litigation Release LR-25779 — Celsius Network Limited and Alexander "Alex" Mashinsky
SEC EDGAR
2023-07-14
Litigation Release 2023
Cooper J. Morgenthau
SEC Litigation Release LR-25778 — Cooper J. Morgenthau
SEC EDGAR
2023-07-14
Litigation Release 2023
Joseph Michael Todd, et al.
SEC Litigation Release LR-25777 — Joseph Michael Todd, et al.
SEC EDGAR
2023-07-13
Litigation Release 2023
Nayeem Choudhury and Dream Venture Capital Group, LLC
SEC Litigation Release LR-25774 — Nayeem Choudhury and Dream Venture Capital Group, LLC
SEC EDGAR
2023-07-12
Litigation Release 2023
Javice et al.
SEC Litigation Release LR-25776 — Javice et al.
SEC EDGAR
2023-07-12
Litigation Release 2023
LBRY, Inc.
SEC Litigation Release LR-25775 — LBRY, Inc.
SEC EDGAR
2023-07-12
Litigation Release 2023
Costello et al.
SEC Litigation Release LR-25773 — Costello et al.
SEC EDGAR
2023-07-11
Litigation Release 2023
Legend Venture Partners LLC
SEC Litigation Release LR-25772 — Legend Venture Partners LLC
SEC EDGAR
2023-07-11
Litigation Release 2023
Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
SEC Litigation Release LR-25771 — Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
SEC EDGAR
2023-07-07
Litigation Release 2023
Caz L. Craffy
SEC Litigation Release LR-25770 — Caz L. Craffy
SEC EDGAR
2023-07-07
Litigation Release 2023
Empires Consulting Corp., et al.
SEC Litigation Release LR-25769 — Empires Consulting Corp., et al.
SEC EDGAR
2023-07-06
Litigation Release 2023
Joseph M. Dupont, et al.
SEC Litigation Release LR-25768 — Joseph M. Dupont, et al.
SEC EDGAR
2023-07-06
Litigation Release 2023
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