SEC Enforcement Actions

356 SEC litigation releases (2018–2026) from EDGAR public records

All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Salvadore D. Palermo
SEC Litigation Release LR-24229 — Salvadore D. Palermo
SEC EDGAR
2018-08-08
Litigation Release 2018
Arthur Lamar Adams and Madison Timber Properties, LLC
SEC Litigation Release LR-24228 — Arthur Lamar Adams and Madison Timber Properties, LLC
SEC EDGAR
2018-08-08
Litigation Release 2018
City of Victorville, et al.
SEC Litigation Release LR-24227 — City of Victorville, et al.
SEC EDGAR
2018-08-07
Litigation Release 2018
Murakami, et al.
SEC Litigation Release LR-24226 — Murakami, et al.
SEC EDGAR
2018-08-06
Litigation Release 2018
Fei Yan, et al.
SEC Litigation Release LR-24225 — Fei Yan, et al.
SEC EDGAR
2018-08-03
Litigation Release 2018
Palm House Hotel LLLP, et al.
SEC Litigation Release LR-24224 — Palm House Hotel LLLP, et al.
SEC EDGAR
2018-08-03
Litigation Release 2018
Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
SEC Litigation Release LR-24223 — Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
SEC EDGAR
2018-08-03
Litigation Release 2018
Lozuk
SEC Litigation Release LR-24222 — Lozuk
SEC EDGAR
2018-08-01
Litigation Release 2018
Madan
SEC Litigation Release LR-24221 — Madan
SEC EDGAR
2018-08-01
Litigation Release 2018
David A. Harbour
SEC Litigation Release LR-24220 — David A. Harbour
SEC EDGAR
2018-07-31
Litigation Release 2018
Howard M. Appel
SEC Litigation Release LR-24219 — Howard M. Appel
SEC EDGAR
2018-07-30
Litigation Release 2018
John A. Paulsen
SEC Litigation Release LR-24218 — John A. Paulsen
SEC EDGAR
2018-07-26
Litigation Release 2018
Robert Gadimian
SEC Litigation Release LR-24217 — Robert Gadimian
SEC EDGAR
2018-07-26
Litigation Release 2018
Rudden, et al.
SEC Litigation Release LR-24216 — Rudden, et al.
SEC EDGAR
2018-07-26
Litigation Release 2018
Richard T. Cunniffe
SEC Litigation Release LR-24215 — Richard T. Cunniffe
SEC EDGAR
2018-07-25
Litigation Release 2018
Christopher A. Faulkner, et. al.
SEC Litigation Release LR-24214 — Christopher A. Faulkner, et. al.
SEC EDGAR
2018-07-25
Litigation Release 2018
William Z. ("Billy") McFarland et al.
SEC Litigation Release LR-24213 — William Z. ("Billy") McFarland et al.
SEC EDGAR
2018-07-24
Litigation Release 2018
Matthew Brunstrum and Susan Brunstrum
SEC Litigation Release LR-24212 — Matthew Brunstrum and Susan Brunstrum
SEC EDGAR
2018-07-24
Litigation Release 2018
Edward A. Young and Guardians Trustee, LLC
SEC Litigation Release LR-24211 — Edward A. Young and Guardians Trustee, LLC
SEC EDGAR
2018-07-19
Litigation Release 2018
Bhushan Dandawate
SEC Litigation Release LR-24210 — Bhushan Dandawate
SEC EDGAR
2018-07-19
Litigation Release 2018
Centor Energy Inc. and Frederick DaSilva
SEC Litigation Release LR-24209 — Centor Energy Inc. and Frederick DaSilva
SEC EDGAR
2018-07-19
Litigation Release 2018
Kimberly Pine Kitts
SEC Litigation Release LR-24208 — Kimberly Pine Kitts
SEC EDGAR
2018-07-19
Litigation Release 2018
Steven J. Barber and Larry Lee Arrowood
SEC Litigation Release LR-24207 — Steven J. Barber and Larry Lee Arrowood
SEC EDGAR
2018-07-19
Litigation Release 2018
Temenos Advisory, Inc., and George L. Taylor
SEC Litigation Release LR-24206 — Temenos Advisory, Inc., and George L. Taylor
SEC EDGAR
2018-07-18
Litigation Release 2018
Mark E. Burns, Robert W. Murray
SEC Litigation Release LR-24204 — Mark E. Burns, Robert W. Murray
SEC EDGAR
2018-07-17
Litigation Release 2018
John Geraci
SEC Litigation Release LR-24205 — John Geraci
SEC EDGAR
2018-07-17
Litigation Release 2018
Joseph Meli, et al.
SEC Litigation Release LR-24203 — Joseph Meli, et al.
SEC EDGAR
2018-07-16
Litigation Release 2018
John D. Schiller, Jr.
SEC Litigation Release LR-24202 — John D. Schiller, Jr.
SEC EDGAR
2018-07-16
Litigation Release 2018
Gannon Giguiere et al.
SEC Litigation Release LR-24201 — Gannon Giguiere et al.
SEC EDGAR
2018-07-16
Litigation Release 2018
Ross McLellan
SEC Litigation Release LR-24200 — Ross McLellan
SEC EDGAR
2018-07-16
Litigation Release 2018
Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
SEC Litigation Release LR-24199 — Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
SEC EDGAR
2018-07-16
Litigation Release 2018
Ryan Gilbertson, et al.
SEC Litigation Release LR-24198 — Ryan Gilbertson, et al.
SEC EDGAR
2018-07-12
Litigation Release 2018
Pawel P. Dynkowski, et al.
SEC Litigation Release LR-24197 — Pawel P. Dynkowski, et al.
SEC EDGAR
2018-07-12
Litigation Release 2018
Donald V. Watkins, Sr., et al.
SEC Litigation Release LR-24196 — Donald V. Watkins, Sr., et al.
SEC EDGAR
2018-07-12
Litigation Release 2018
Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab
SEC Litigation Release LR-24195 — Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab
SEC EDGAR
2018-07-11
Litigation Release 2018
Gene Shen
SEC Litigation Release LR-24194 — Gene Shen
SEC EDGAR
2018-07-10
Litigation Release 2018
Dubovoy, et al.
SEC Litigation Release LR-24193 — Dubovoy, et al.
SEC EDGAR
2018-07-10
Litigation Release 2018
Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC
SEC Litigation Release LR-24192 — Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC
SEC EDGAR
2018-07-10
Litigation Release 2018
Robert O. Carr and Katherine M. Hanratty
SEC Litigation Release LR-24191 — Robert O. Carr and Katherine M. Hanratty
SEC EDGAR
2018-07-10
Litigation Release 2018
T.J. Jesky, Esq. and Mark F. DeStefano
SEC Litigation Release LR-24190 — T.J. Jesky, Esq. and Mark F. DeStefano
SEC EDGAR
2018-07-09
Litigation Release 2018
Charles Schwab & Co., Inc.
SEC Litigation Release LR-24189 — Charles Schwab & Co., Inc.
SEC EDGAR
2018-07-09
Litigation Release 2018
ITT Educational Services, Inc. et al
SEC Litigation Release LR-24188 — ITT Educational Services, Inc. et al
SEC EDGAR
2018-07-09
Litigation Release 2018
The Owings Group, LLC, et al.
SEC Litigation Release LR-24187 — The Owings Group, LLC, et al.
SEC EDGAR
2018-07-06
Litigation Release 2018
Molina
SEC Litigation Release LR-24186 — Molina
SEC EDGAR
2018-07-05
Litigation Release 2018
United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson
SEC Litigation Release LR-24185 — United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson
SEC EDGAR
2018-07-03
Litigation Release 2018
Edward Lee Moody Jr., et. al.
SEC Litigation Release LR-24184 — Edward Lee Moody Jr., et. al.
SEC EDGAR
2018-07-03
Litigation Release 2018
Sudhakar Reddy Bonthu
SEC Litigation Release LR-24183 — Sudhakar Reddy Bonthu
SEC EDGAR
2018-07-02
Litigation Release 2018
Malachi Financial Products, Inc., et al.
SEC Litigation Release LR-24182 — Malachi Financial Products, Inc., et al.
SEC EDGAR
2018-07-02
Litigation Release 2018
Axesstel, Inc., et al.
SEC Litigation Release LR-24181 — Axesstel, Inc., et al.
SEC EDGAR
2018-07-02
Litigation Release 2018
Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton
SEC Litigation Release LR-24180 — Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton
SEC EDGAR
2018-06-29
Litigation Release 2018
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