SEC Enforcement Actions
287 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Andrew Left, and Citron Capital, LLC
SEC Litigation Release LR-26056 — Andrew Left, and Citron Capital, LLC
SEC EDGAR
2024-07-26
Litigation Release 2024
Babu Ramaraj
SEC Litigation Release LR-26055 — Babu Ramaraj
SEC EDGAR
2024-07-25
Litigation Release 2024
Premium Point Investments LP et al.
SEC Litigation Release LR-26054 — Premium Point Investments LP et al.
SEC EDGAR
2024-07-24
Litigation Release 2024
Robert Newell and Black Hawk Funding, Inc.
SEC Litigation Release LR-26053 — Robert Newell and Black Hawk Funding, Inc.
SEC EDGAR
2024-07-23
Litigation Release 2024
Yossi Engel
SEC Litigation Release LR-26052 — Yossi Engel
SEC EDGAR
2024-07-19
Litigation Release 2024
Patrick Orlando
SEC Litigation Release LR-26051 — Patrick Orlando
SEC EDGAR
2024-07-19
Litigation Release 2024
Ricardi Celicourt and Brisly Guillaume
SEC Litigation Release LR-26050 — Ricardi Celicourt and Brisly Guillaume
SEC EDGAR
2024-07-19
Litigation Release 2024
Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab, and Shlomo Erez
SEC Litigation Release LR-26049 — Eliyahu Weinstein, Aryeh L. Bromberg, Joel L. Wittels, Richard M. Curry, Christopher J. Anderson, Alaa Mohamed Hattab, and Shlomo Erez
SEC EDGAR
2024-07-15
Litigation Release 2024
George Iakovou, et. al
SEC Litigation Release LR-26048 — George Iakovou, et. al
SEC EDGAR
2024-07-09
Litigation Release 2024
Evarist C. Amah
SEC Litigation Release LR-26047 — Evarist C. Amah
SEC EDGAR
2024-07-08
Litigation Release 2024
Neil S. Chandran, et al.
SEC Litigation Release LR-26046 — Neil S. Chandran, et al.
SEC EDGAR
2024-07-08
Litigation Release 2024
Gene Daniel Levoff
SEC Litigation Release LR-26045 — Gene Daniel Levoff
SEC EDGAR
2024-07-08
Litigation Release 2024
Silvergate Capital Corporation, Alan J. Lane, Kathleen Fraher, and Antonio Martino
SEC Litigation Release LR-26044 — Silvergate Capital Corporation, Alan J. Lane, Kathleen Fraher, and Antonio Martino
SEC EDGAR
2024-07-02
Litigation Release 2024
John J. Kralik V, JKV Capital, LLC, and JKV LLC
SEC Litigation Release LR-26043 — John J. Kralik V, JKV Capital, LLC, and JKV LLC
SEC EDGAR
2024-07-02
Litigation Release 2024
George Lewis Parsons II
SEC Litigation Release LR-26042 — George Lewis Parsons II
SEC EDGAR
2024-07-02
Litigation Release 2024
Hedonova Fund LLC Hedonova Advisors LLC
SEC Litigation Release LR-26041 — Hedonova Fund LLC Hedonova Advisors LLC
SEC EDGAR
2024-07-02
Litigation Release 2024
Adrian J. Kawuba
SEC Litigation Release LR-26040 — Adrian J. Kawuba
SEC EDGAR
2024-07-01
Litigation Release 2024
Consensys Software Inc.
SEC Litigation Release LR-26039 — Consensys Software Inc.
SEC EDGAR
2024-07-01
Litigation Release 2024
BorrowMoney.com, Inc. and Aldo Piscitello
SEC Litigation Release LR-26038 — BorrowMoney.com, Inc. and Aldo Piscitello
SEC EDGAR
2024-06-27
Litigation Release 2024
Mike K. Veldhuis, Paul Sexton, Jackson T. Friesen, Zhiying Yvonne Gasarch, and Courtney Kelln
SEC Litigation Release LR-26037 — Mike K. Veldhuis, Paul Sexton, Jackson T. Friesen, Zhiying Yvonne Gasarch, and Courtney Kelln
SEC EDGAR
2024-06-26
Litigation Release 2024
Lufkin Advisors, LLC and Chauncey Forbush Lufkin, III
SEC Litigation Release LR-26036 — Lufkin Advisors, LLC and Chauncey Forbush Lufkin, III
SEC EDGAR
2024-06-25
Litigation Release 2024
John Brda and Georgios Palikaras
SEC Litigation Release LR-26035 — John Brda and Georgios Palikaras
SEC EDGAR
2024-06-25
Litigation Release 2024
Ross McLellan
SEC Litigation Release LR-26034 — Ross McLellan
SEC EDGAR
2024-06-20
Litigation Release 2024
Yanni Tassev
SEC Litigation Release LR-26033 — Yanni Tassev
SEC EDGAR
2024-06-18
Litigation Release 2024
Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins
SEC Litigation Release LR-26032 — Western Sierra Resource Corporation, Roger Johnson, and Dennis Atkins
SEC EDGAR
2024-06-18
Litigation Release 2024
Matthew Brown and Matthew Brown Companies, LLC
SEC Litigation Release LR-26031 — Matthew Brown and Matthew Brown Companies, LLC
SEC EDGAR
2024-06-17
Litigation Release 2024
Karen Rosenberger et al.
SEC Litigation Release LR-26030 — Karen Rosenberger et al.
SEC EDGAR
2024-06-14
Litigation Release 2024
PixarBio Corp. et al.
SEC Litigation Release LR-26029 — PixarBio Corp. et al.
SEC EDGAR
2024-06-14
Litigation Release 2024
Joshua Charles Avikzer Goltry and JAG Capital Advisors, LLC
SEC Litigation Release LR-26028 — Joshua Charles Avikzer Goltry and JAG Capital Advisors, LLC
SEC EDGAR
2024-06-14
Litigation Release 2024
Bhardwaj et al.
SEC Litigation Release LR-26027 — Bhardwaj et al.
SEC EDGAR
2024-06-13
Litigation Release 2024
Brian C. Jensen
SEC Litigation Release LR-26026 — Brian C. Jensen
SEC EDGAR
2024-06-13
Litigation Release 2024
Christopher R. Bentley, et al.
SEC Litigation Release LR-26025 — Christopher R. Bentley, et al.
SEC EDGAR
2024-06-13
Litigation Release 2024
Giguiere et al.
SEC Litigation Release LR-26024 — Giguiere et al.
SEC EDGAR
2024-06-13
Litigation Release 2024
Zhou Min Ni and Jian Ming "Jonathan" Ni, CPA
SEC Litigation Release LR-26023 — Zhou Min Ni and Jian Ming "Jonathan" Ni, CPA
SEC EDGAR
2024-06-12
Litigation Release 2024
James L. Koutoulas
SEC Litigation Release LR-26022 — James L. Koutoulas
SEC EDGAR
2024-06-12
Litigation Release 2024
Mario Gogliormella, Steven Lacaj, and Karim Ibrahim a/k/a/ Chris Hayes
SEC Litigation Release LR-26021 — Mario Gogliormella, Steven Lacaj, and Karim Ibrahim a/k/a/ Chris Hayes
SEC EDGAR
2024-06-12
Litigation Release 2024
Ilit Raz
SEC Litigation Release LR-26020 — Ilit Raz
SEC EDGAR
2024-06-11
Litigation Release 2024
Marc Henry Menard; Laesha Jean-Louis
SEC Litigation Release LR-26019 — Marc Henry Menard; Laesha Jean-Louis
SEC EDGAR
2024-06-11
Litigation Release 2024
Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
SEC Litigation Release LR-26017 — Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
SEC EDGAR
2024-06-06
Litigation Release 2024
Andre Wong
SEC Litigation Release LR-26016 — Andre Wong
SEC EDGAR
2024-06-04
Litigation Release 2024
Zhou Min Ni and Jian Ming "Jonathan" Ni, CPA
SEC Litigation Release LR-26015 — Zhou Min Ni and Jian Ming "Jonathan" Ni, CPA
SEC EDGAR
2024-06-04
Litigation Release 2024
Andreas Bechtolsheim
SEC Litigation Release LR-26014 — Andreas Bechtolsheim
SEC EDGAR
2024-06-03
Litigation Release 2024
Tyler Loudon
SEC Litigation Release LR-26013 — Tyler Loudon
SEC EDGAR
2024-05-31
Litigation Release 2024
Frank Lynold Mercado; Tiger Wolf Capital, LLC
SEC Litigation Release LR-26012 — Frank Lynold Mercado; Tiger Wolf Capital, LLC
SEC EDGAR
2024-05-30
Litigation Release 2024
Ian Balina
SEC Litigation Release LR-26011 — Ian Balina
SEC EDGAR
2024-05-23
Litigation Release 2024
John D. Fierro and JDF Capital, Inc.
SEC Litigation Release LR-26010 — John D. Fierro and JDF Capital, Inc.
SEC EDGAR
2024-05-23
Litigation Release 2024
Ganesh H. Betanabhatla
SEC Litigation Release LR-26009 — Ganesh H. Betanabhatla
SEC EDGAR
2024-05-22
Litigation Release 2024
Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and SLIG High-Interest Liquid Savings Company
SEC Litigation Release LR-26008 — Pedram Abraham Mehrian, Strategic Legacy Investment Group, Inc., and SLIG High-Interest Liquid Savings Company
SEC EDGAR
2024-05-20
Litigation Release 2024
Nutra Pharma Corp. et al
SEC Litigation Release LR-26007 — Nutra Pharma Corp. et al
SEC EDGAR
2024-05-15
Litigation Release 2024
St. Julien et al.
SEC Litigation Release LR-26006 — St. Julien et al.
SEC EDGAR
2024-05-14
Litigation Release 2024
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.