SEC Enforcement Actions

2,526 SEC litigation releases (2018–2026) from EDGAR public records

All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Nutra Pharma Corp. et al
SEC Litigation Release LR-24295 — Nutra Pharma Corp. et al
SEC EDGAR
2018-09-28
Litigation Release 2018
Edward J. Kosinski
SEC Litigation Release LR-24294 — Edward J. Kosinski
SEC EDGAR
2018-09-28
Litigation Release 2018
NL Technology, LLC et al.
SEC Litigation Release LR-24293 — NL Technology, LLC et al.
SEC EDGAR
2018-09-28
Litigation Release 2018
Thomas J. Connerton and Safety Technologies LLC
SEC Litigation Release LR-24292 — Thomas J. Connerton and Safety Technologies LLC
SEC EDGAR
2018-09-28
Litigation Release 2018
Goldsky Asset Management, LLC and Kenneth Grace
SEC Litigation Release LR-24291 — Goldsky Asset Management, LLC and Kenneth Grace
SEC EDGAR
2018-09-28
Litigation Release 2018
TelexFree, Inc. et al.
SEC Litigation Release LR-24301 — TelexFree, Inc. et al.
SEC EDGAR
2018-09-28
Litigation Release 2018
Michael A. Bressman
SEC Litigation Release LR-24300 — Michael A. Bressman
SEC EDGAR
2018-09-28
Litigation Release 2018
Jehu Hand and Antonio Katz
SEC Litigation Release LR-24299 — Jehu Hand and Antonio Katz
SEC EDGAR
2018-09-28
Litigation Release 2018
Bryan R. Ziegenfuse
SEC Litigation Release LR-24298 — Bryan R. Ziegenfuse
SEC EDGAR
2018-09-28
Litigation Release 2018
Thomas Carter Ronk
SEC Litigation Release LR-24297 — Thomas Carter Ronk
SEC EDGAR
2018-09-28
Litigation Release 2018
Andrew J. Kandelapas
SEC Litigation Release LR-24290 — Andrew J. Kandelapas
SEC EDGAR
2018-09-27
Litigation Release 2018
James Thomas Bramlette, the Pelorus Group, LLC, Anthony Mark Hartman, Private Placement Capital Notes II, LLC, Stone Mountain Equities, LLC, Travis Kozlowski, Entelecus Fund, LLC, Aaron John Wernli
SEC Litigation Release LR-24289 — James Thomas Bramlette, the Pelorus Group, LLC, Anthony Mark Hartman, Private Placement Capital Notes II, LLC, Stone Mountain Equities, LLC, Travis Kozlowski, Entelecus Fund, LLC, Aaron John Wernli
SEC EDGAR
2018-09-27
Litigation Release 2018
William C. Skelley and Sohin S. Shah
SEC Litigation Release LR-24288 — William C. Skelley and Sohin S. Shah
SEC EDGAR
2018-09-26
Litigation Release 2018
John Gregory Schmidt
SEC Litigation Release LR-24287 — John Gregory Schmidt
SEC EDGAR
2018-09-25
Litigation Release 2018
Adam Rentzer
SEC Litigation Release LR-24286 — Adam Rentzer
SEC EDGAR
2018-09-24
Litigation Release 2018
Hope Advisors, LLC, et al.
SEC Litigation Release LR-24285 — Hope Advisors, LLC, et al.
SEC EDGAR
2018-09-21
Litigation Release 2018
Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO, LLC
SEC Litigation Release LR-24284 — Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO, LLC
SEC EDGAR
2018-09-21
Litigation Release 2018
Jason W. Galanis, et al.
SEC Litigation Release LR-24283 — Jason W. Galanis, et al.
SEC EDGAR
2018-09-21
Litigation Release 2018
James Douglas Miller
SEC Litigation Release LR-24282 — James Douglas Miller
SEC EDGAR
2018-09-21
Litigation Release 2018
Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC
SEC Litigation Release LR-24281 — Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC
SEC EDGAR
2018-09-20
Litigation Release 2018
CSIR Group, LLC, et al.
SEC Litigation Release LR-24280 — CSIR Group, LLC, et al.
SEC EDGAR
2018-09-20
Litigation Release 2018
Michael L. LaPenna
SEC Litigation Release LR-24279 — Michael L. LaPenna
SEC EDGAR
2018-09-20
Litigation Release 2018
World Tree Financial, LLC, et al.
SEC Litigation Release LR-24278 — World Tree Financial, LLC, et al.
SEC EDGAR
2018-09-20
Litigation Release 2018
Tamara Steele and Steele Financial, Inc.
SEC Litigation Release LR-24276 — Tamara Steele and Steele Financial, Inc.
SEC EDGAR
2018-09-19
Litigation Release 2018
Hani Zeini and Sientra, Inc.
SEC Litigation Release LR-24275 — Hani Zeini and Sientra, Inc.
SEC EDGAR
2018-09-19
Litigation Release 2018
Emil Botvinnik and Jovannie Aquino
SEC Litigation Release LR-24277 — Emil Botvinnik and Jovannie Aquino
SEC EDGAR
2018-09-18
Litigation Release 2018
Ernest J. Romer, III
SEC Litigation Release LR-24274 — Ernest J. Romer, III
SEC EDGAR
2018-09-18
Litigation Release 2018
Clovis Oncology, Inc., Patrick J. Mahaffy, and Erle T. Mast
SEC Litigation Release LR-24273 — Clovis Oncology, Inc., Patrick J. Mahaffy, and Erle T. Mast
SEC EDGAR
2018-09-18
Litigation Release 2018
SeaWorld Entertainment, Inc. and James Atchison, Frederick D. Jacobs
SEC Litigation Release LR-24272 — SeaWorld Entertainment, Inc. and James Atchison, Frederick D. Jacobs
SEC EDGAR
2018-09-18
Litigation Release 2018
John Paul Waymack
SEC Litigation Release LR-24271 — John Paul Waymack
SEC EDGAR
2018-09-18
Litigation Release 2018
Thomas J. Caufield
SEC Litigation Release LR-24270 — Thomas J. Caufield
SEC EDGAR
2018-09-17
Litigation Release 2018
Rong Chen, et al.
SEC Litigation Release LR-24269 — Rong Chen, et al.
SEC EDGAR
2018-09-14
Litigation Release 2018
Arista Power, Inc., et al.
SEC Litigation Release LR-24268 — Arista Power, Inc., et al.
SEC EDGAR
2018-09-14
Litigation Release 2018
Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund
SEC Litigation Release LR-24267 — Gregory Lemelson, Lemelson Capital Management, LLC, and The Amvona Fund
SEC EDGAR
2018-09-13
Litigation Release 2018
Laura, et al.
SEC Litigation Release LR-24266 — Laura, et al.
SEC EDGAR
2018-09-12
Litigation Release 2018
Adam C. Wasserman
SEC Litigation Release LR-24265 — Adam C. Wasserman
SEC EDGAR
2018-09-12
Litigation Release 2018
Nevada Sports Investment Group, LP
SEC Litigation Release LR-24264 — Nevada Sports Investment Group, LP
SEC EDGAR
2018-09-10
Litigation Release 2018
Contrarian Investments, LLC
SEC Litigation Release LR-24263 — Contrarian Investments, LLC
SEC EDGAR
2018-09-10
Litigation Release 2018
Barry C. Honig, et al.
SEC Litigation Release LR-24262 — Barry C. Honig, et al.
SEC EDGAR
2018-09-07
Litigation Release 2018
Christopher Davies, et al.
SEC Litigation Release LR-24261 — Christopher Davies, et al.
SEC EDGAR
2018-09-07
Litigation Release 2018
In Ovations Holdings, Inc. and Mark Goldberg
SEC Litigation Release LR-24260 — In Ovations Holdings, Inc. and Mark Goldberg
SEC EDGAR
2018-09-06
Litigation Release 2018
Joel N. Burstein
SEC Litigation Release LR-24259 — Joel N. Burstein
SEC EDGAR
2018-09-06
Litigation Release 2018
Jeffrey Goldman and Christopher Eikenberry
SEC Litigation Release LR-24257 — Jeffrey Goldman and Christopher Eikenberry
SEC EDGAR
2018-09-05
Litigation Release 2018
Robert William Dorrance
SEC Litigation Release LR-24256 — Robert William Dorrance
SEC EDGAR
2018-09-05
Litigation Release 2018
Tangoe, Inc. et. al.
SEC Litigation Release LR-24255 — Tangoe, Inc. et. al.
SEC EDGAR
2018-09-04
Litigation Release 2018
Scott Stacy Phelps and James Michael Harper
SEC Litigation Release LR-24254 — Scott Stacy Phelps and James Michael Harper
SEC EDGAR
2018-08-31
Litigation Release 2018
Grenda Group, LLC, et al.
SEC Litigation Release LR-24253 — Grenda Group, LLC, et al.
SEC EDGAR
2018-08-30
Litigation Release 2018
Kendricks, et al.
SEC Litigation Release LR-24252 — Kendricks, et al.
SEC EDGAR
2018-08-30
Litigation Release 2018
Amer Deeba
SEC Litigation Release LR-24251 — Amer Deeba
SEC EDGAR
2018-08-30
Litigation Release 2018
John A. Henderson and Global Resources Leadership, LLC
SEC Litigation Release LR-24250 — John A. Henderson and Global Resources Leadership, LLC
SEC EDGAR
2018-08-29
Litigation Release 2018
Page 46 of 51
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Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.