SEC Enforcement Actions

2,526 SEC litigation releases (2018–2026) from EDGAR public records

All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
1 Global Capital, LLC, Carl Ruderman, et al.
SEC Litigation Release LR-24249 — 1 Global Capital, LLC, Carl Ruderman, et al.
SEC EDGAR
2018-08-29
Litigation Release 2018
Equitybuild, Inc. et al.
SEC Litigation Release LR-24247 — Equitybuild, Inc. et al.
SEC EDGAR
2018-08-28
Litigation Release 2018
Richard J. Greenlaw et al.
SEC Litigation Release LR-24246 — Richard J. Greenlaw et al.
SEC EDGAR
2018-08-28
Litigation Release 2018
Sandy J. Masselli, Jr. et al.
SEC Litigation Release LR-24248 — Sandy J. Masselli, Jr. et al.
SEC EDGAR
2018-08-28
Litigation Release 2018
Fishoff, et al.
SEC Litigation Release LR-24245 — Fishoff, et al.
SEC EDGAR
2018-08-23
Litigation Release 2018
Gary S. Williky
SEC Litigation Release LR-24244 — Gary S. Williky
SEC EDGAR
2018-08-23
Litigation Release 2018
Barry M. Kornfeld, et al., Lynette M. Robbins and Knowles Systems, Inc.
SEC Litigation Release LR-24243 — Barry M. Kornfeld, et al., Lynette M. Robbins and Knowles Systems, Inc.
SEC EDGAR
2018-08-22
Litigation Release 2018
Harpreet Grewal
SEC Litigation Release LR-24242 — Harpreet Grewal
SEC EDGAR
2018-08-21
Litigation Release 2018
Intertech Solutions, Inc., William Scott Marshall, David Michael Naylor, and West Port Energy LLC
SEC Litigation Release LR-24241 — Intertech Solutions, Inc., William Scott Marshall, David Michael Naylor, and West Port Energy LLC
SEC EDGAR
2018-08-21
Litigation Release 2018
A. Catlin Cade, IV
SEC Litigation Release LR-24240 — A. Catlin Cade, IV
SEC EDGAR
2018-08-21
Litigation Release 2018
Eric P. Lesak, Global Research, LLC (PA), Global Research, LLC (NY)
SEC Litigation Release LR-24239 — Eric P. Lesak, Global Research, LLC (PA), Global Research, LLC (NY)
SEC EDGAR
2018-08-21
Litigation Release 2018
Medient Studios, Inc. et al.
SEC Litigation Release LR-24238 — Medient Studios, Inc. et al.
SEC EDGAR
2018-08-20
Litigation Release 2018
Equitybuild, Inc. et al.
SEC Litigation Release LR-24237 — Equitybuild, Inc. et al.
SEC EDGAR
2018-08-20
Litigation Release 2018
Lauren Zarksy, Dorothy Zarsky
SEC Litigation Release LR-24236 — Lauren Zarksy, Dorothy Zarsky
SEC EDGAR
2018-08-16
Litigation Release 2018
TelexFree, Inc. et al.
SEC Litigation Release LR-24235 — TelexFree, Inc. et al.
SEC EDGAR
2018-08-14
Litigation Release 2018
Alexander Charles White and Paul Douglas Vandivier
SEC Litigation Release LR-24234 — Alexander Charles White and Paul Douglas Vandivier
SEC EDGAR
2018-08-13
Litigation Release 2018
Chad Anthony Lewis
SEC Litigation Release LR-24233 — Chad Anthony Lewis
SEC EDGAR
2018-08-13
Litigation Release 2018
Roger Duffield and Plandai Biotechnology, Inc.
SEC Litigation Release LR-24232 — Roger Duffield and Plandai Biotechnology, Inc.
SEC EDGAR
2018-08-10
Litigation Release 2018
Christopher Collins, et al., Lauren Zarksy, Dorothy Zarsky
SEC Litigation Release LR-24231 — Christopher Collins, et al., Lauren Zarksy, Dorothy Zarsky
SEC EDGAR
2018-08-10
Litigation Release 2018
John C. Maccoll
SEC Litigation Release LR-24230 — John C. Maccoll
SEC EDGAR
2018-08-09
Litigation Release 2018
Salvadore D. Palermo
SEC Litigation Release LR-24229 — Salvadore D. Palermo
SEC EDGAR
2018-08-08
Litigation Release 2018
Arthur Lamar Adams and Madison Timber Properties, LLC
SEC Litigation Release LR-24228 — Arthur Lamar Adams and Madison Timber Properties, LLC
SEC EDGAR
2018-08-08
Litigation Release 2018
City of Victorville, et al.
SEC Litigation Release LR-24227 — City of Victorville, et al.
SEC EDGAR
2018-08-07
Litigation Release 2018
Murakami, et al.
SEC Litigation Release LR-24226 — Murakami, et al.
SEC EDGAR
2018-08-06
Litigation Release 2018
Fei Yan, et al.
SEC Litigation Release LR-24225 — Fei Yan, et al.
SEC EDGAR
2018-08-03
Litigation Release 2018
Palm House Hotel LLLP, et al.
SEC Litigation Release LR-24224 — Palm House Hotel LLLP, et al.
SEC EDGAR
2018-08-03
Litigation Release 2018
Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
SEC Litigation Release LR-24223 — Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
SEC EDGAR
2018-08-03
Litigation Release 2018
Lozuk
SEC Litigation Release LR-24222 — Lozuk
SEC EDGAR
2018-08-01
Litigation Release 2018
Madan
SEC Litigation Release LR-24221 — Madan
SEC EDGAR
2018-08-01
Litigation Release 2018
David A. Harbour
SEC Litigation Release LR-24220 — David A. Harbour
SEC EDGAR
2018-07-31
Litigation Release 2018
Howard M. Appel
SEC Litigation Release LR-24219 — Howard M. Appel
SEC EDGAR
2018-07-30
Litigation Release 2018
John A. Paulsen
SEC Litigation Release LR-24218 — John A. Paulsen
SEC EDGAR
2018-07-26
Litigation Release 2018
Robert Gadimian
SEC Litigation Release LR-24217 — Robert Gadimian
SEC EDGAR
2018-07-26
Litigation Release 2018
Rudden, et al.
SEC Litigation Release LR-24216 — Rudden, et al.
SEC EDGAR
2018-07-26
Litigation Release 2018
Richard T. Cunniffe
SEC Litigation Release LR-24215 — Richard T. Cunniffe
SEC EDGAR
2018-07-25
Litigation Release 2018
Christopher A. Faulkner, et. al.
SEC Litigation Release LR-24214 — Christopher A. Faulkner, et. al.
SEC EDGAR
2018-07-25
Litigation Release 2018
William Z. ("Billy") McFarland et al.
SEC Litigation Release LR-24213 — William Z. ("Billy") McFarland et al.
SEC EDGAR
2018-07-24
Litigation Release 2018
Matthew Brunstrum and Susan Brunstrum
SEC Litigation Release LR-24212 — Matthew Brunstrum and Susan Brunstrum
SEC EDGAR
2018-07-24
Litigation Release 2018
Edward A. Young and Guardians Trustee, LLC
SEC Litigation Release LR-24211 — Edward A. Young and Guardians Trustee, LLC
SEC EDGAR
2018-07-19
Litigation Release 2018
Bhushan Dandawate
SEC Litigation Release LR-24210 — Bhushan Dandawate
SEC EDGAR
2018-07-19
Litigation Release 2018
Centor Energy Inc. and Frederick DaSilva
SEC Litigation Release LR-24209 — Centor Energy Inc. and Frederick DaSilva
SEC EDGAR
2018-07-19
Litigation Release 2018
Kimberly Pine Kitts
SEC Litigation Release LR-24208 — Kimberly Pine Kitts
SEC EDGAR
2018-07-19
Litigation Release 2018
Steven J. Barber and Larry Lee Arrowood
SEC Litigation Release LR-24207 — Steven J. Barber and Larry Lee Arrowood
SEC EDGAR
2018-07-19
Litigation Release 2018
Temenos Advisory, Inc., and George L. Taylor
SEC Litigation Release LR-24206 — Temenos Advisory, Inc., and George L. Taylor
SEC EDGAR
2018-07-18
Litigation Release 2018
Mark E. Burns, Robert W. Murray
SEC Litigation Release LR-24204 — Mark E. Burns, Robert W. Murray
SEC EDGAR
2018-07-17
Litigation Release 2018
John Geraci
SEC Litigation Release LR-24205 — John Geraci
SEC EDGAR
2018-07-17
Litigation Release 2018
Joseph Meli, et al.
SEC Litigation Release LR-24203 — Joseph Meli, et al.
SEC EDGAR
2018-07-16
Litigation Release 2018
John D. Schiller, Jr.
SEC Litigation Release LR-24202 — John D. Schiller, Jr.
SEC EDGAR
2018-07-16
Litigation Release 2018
Gannon Giguiere et al.
SEC Litigation Release LR-24201 — Gannon Giguiere et al.
SEC EDGAR
2018-07-16
Litigation Release 2018
Ross McLellan
SEC Litigation Release LR-24200 — Ross McLellan
SEC EDGAR
2018-07-16
Litigation Release 2018
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Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.