SEC Enforcement Actions
2,526 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
SEC Litigation Release LR-24199 — Moddha Interactive, Inc., Marianne Veronika Sandor, Edward Michael Porrazzo, and Spar Street
SEC EDGAR
2018-07-16
Litigation Release 2018
Ryan Gilbertson, et al.
SEC Litigation Release LR-24198 — Ryan Gilbertson, et al.
SEC EDGAR
2018-07-12
Litigation Release 2018
Pawel P. Dynkowski, et al.
SEC Litigation Release LR-24197 — Pawel P. Dynkowski, et al.
SEC EDGAR
2018-07-12
Litigation Release 2018
Donald V. Watkins, Sr., et al.
SEC Litigation Release LR-24196 — Donald V. Watkins, Sr., et al.
SEC EDGAR
2018-07-12
Litigation Release 2018
Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab
SEC Litigation Release LR-24195 — Penn West Petroleum Ltd., d/b/a Obsidian Energy Ltd., Todd H. Takeyasu, Jeffery A. Curran, and Waldemar Grab
SEC EDGAR
2018-07-11
Litigation Release 2018
Gene Shen
SEC Litigation Release LR-24194 — Gene Shen
SEC EDGAR
2018-07-10
Litigation Release 2018
Dubovoy, et al.
SEC Litigation Release LR-24193 — Dubovoy, et al.
SEC EDGAR
2018-07-10
Litigation Release 2018
Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC
SEC Litigation Release LR-24192 — Tarek D. Bahgat, Lauramarie Colangelo, and WealthCFO LLC
SEC EDGAR
2018-07-10
Litigation Release 2018
Robert O. Carr and Katherine M. Hanratty
SEC Litigation Release LR-24191 — Robert O. Carr and Katherine M. Hanratty
SEC EDGAR
2018-07-10
Litigation Release 2018
T.J. Jesky, Esq. and Mark F. DeStefano
SEC Litigation Release LR-24190 — T.J. Jesky, Esq. and Mark F. DeStefano
SEC EDGAR
2018-07-09
Litigation Release 2018
Charles Schwab & Co., Inc.
SEC Litigation Release LR-24189 — Charles Schwab & Co., Inc.
SEC EDGAR
2018-07-09
Litigation Release 2018
ITT Educational Services, Inc. et al
SEC Litigation Release LR-24188 — ITT Educational Services, Inc. et al
SEC EDGAR
2018-07-09
Litigation Release 2018
The Owings Group, LLC, et al.
SEC Litigation Release LR-24187 — The Owings Group, LLC, et al.
SEC EDGAR
2018-07-06
Litigation Release 2018
Molina
SEC Litigation Release LR-24186 — Molina
SEC EDGAR
2018-07-05
Litigation Release 2018
United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson
SEC Litigation Release LR-24185 — United Development Funding III, LP, United Development Funding IV, Hollis M. Greenlaw, Benjamin L. Wissink, Theodore F. Etter, Cara D. Obert, and David A. Hanson
SEC EDGAR
2018-07-03
Litigation Release 2018
Edward Lee Moody Jr., et. al.
SEC Litigation Release LR-24184 — Edward Lee Moody Jr., et. al.
SEC EDGAR
2018-07-03
Litigation Release 2018
Sudhakar Reddy Bonthu
SEC Litigation Release LR-24183 — Sudhakar Reddy Bonthu
SEC EDGAR
2018-07-02
Litigation Release 2018
Malachi Financial Products, Inc., et al.
SEC Litigation Release LR-24182 — Malachi Financial Products, Inc., et al.
SEC EDGAR
2018-07-02
Litigation Release 2018
Axesstel, Inc., et al.
SEC Litigation Release LR-24181 — Axesstel, Inc., et al.
SEC EDGAR
2018-07-02
Litigation Release 2018
Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton
SEC Litigation Release LR-24180 — Curative Biosciences, Inc. f/k/a Healthient, Inc., William M. Alverson, Katherine West Alverson, and Steven G. Patton
SEC EDGAR
2018-06-29
Litigation Release 2018
Adam Mattessich and Joseph (a/k/a Jay) Ludovico
SEC Litigation Release LR-24179 — Adam Mattessich and Joseph (a/k/a Jay) Ludovico
SEC EDGAR
2018-06-29
Litigation Release 2018
Pinto-Thomaz, et al.
SEC Litigation Release LR-24178 — Pinto-Thomaz, et al.
SEC EDGAR
2018-06-29
Litigation Release 2018
Donato J. Dandreo III
SEC Litigation Release LR-24177 — Donato J. Dandreo III
SEC EDGAR
2018-06-29
Litigation Release 2018
James VanBlaricum, et al.
SEC Litigation Release LR-24176 — James VanBlaricum, et al.
SEC EDGAR
2018-06-26
Litigation Release 2018
Richard Weed et al.
SEC Litigation Release LR-24175 — Richard Weed et al.
SEC EDGAR
2018-06-26
Litigation Release 2018
Stephen Pence
SEC Litigation Release LR-24174 — Stephen Pence
SEC EDGAR
2018-06-22
Litigation Release 2018
James E. Hocker
SEC Litigation Release LR-24173 — James E. Hocker
SEC EDGAR
2018-06-21
Litigation Release 2018
Santillo, et al.
SEC Litigation Release LR-24172 — Santillo, et al.
SEC EDGAR
2018-06-20
Litigation Release 2018
Joseph A. Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.)
SEC Litigation Release LR-24171 — Joseph A. Fiore, Berkshire Capital Management Company, Inc., and Eat at Joe's, Ltd. (n/k/a SPYR, Inc.)
SEC EDGAR
2018-06-20
Litigation Release 2018
PlexCorps, et al.
SEC Litigation Release LR-24170 — PlexCorps, et al.
SEC EDGAR
2018-06-20
Litigation Release 2018
Texas Coastal Energy Company, LLC, et. al.
SEC Litigation Release LR-24169 — Texas Coastal Energy Company, LLC, et. al.
SEC EDGAR
2018-06-19
Litigation Release 2018
Larry A. Holley, et al.
SEC Litigation Release LR-24168 — Larry A. Holley, et al.
SEC EDGAR
2018-06-18
Litigation Release 2018
Pawel P. Dynkowski, et al.
SEC Litigation Release LR-24167 — Pawel P. Dynkowski, et al.
SEC EDGAR
2018-06-18
Litigation Release 2018
Ronald A. Fossum, Jr. and Alonzo R. Cahoon
SEC Litigation Release LR-24166 — Ronald A. Fossum, Jr. and Alonzo R. Cahoon
SEC EDGAR
2018-06-15
Litigation Release 2018
Yin Nan "Michael" Wang; Wendy Ko; Velocity Investment Group, Inc.; Bio Profit Series I, LLC; Bio Profit Series II, LLC; Bio Profit Series III, LLC; Bio Profit Series V, LLC; and Rockwell Realty Management, Inc.
SEC Litigation Release LR-24165 — Yin Nan "Michael" Wang; Wendy Ko; Velocity Investment Group, Inc.; Bio Profit Series I, LLC; Bio Profit Series II, LLC; Bio Profit Series III, LLC; Bio Profit Series V, LLC; and Rockwell Realty Management, Inc.
SEC EDGAR
2018-06-13
Litigation Release 2018
Kurt J. Bordian
SEC Litigation Release LR-24164 — Kurt J. Bordian
SEC EDGAR
2018-06-12
Litigation Release 2018
Isaac Grossman, Adriana Grossman, Dragon-Click Corp., and Dragon Management, LLC
SEC Litigation Release LR-24162 — Isaac Grossman, Adriana Grossman, Dragon-Click Corp., and Dragon Management, LLC
SEC EDGAR
2018-06-11
Litigation Release 2018
Robert M. Morano
SEC Litigation Release LR-24163 — Robert M. Morano
SEC EDGAR
2018-06-11
Litigation Release 2018
Town of Ramapo, et al.
SEC Litigation Release LR-24161 — Town of Ramapo, et al.
SEC EDGAR
2018-06-08
Litigation Release 2018
Titanium Blockchain Infrastructure Services, Inc., EHI Internetwork and Systems Management, Inc. aka EHI-INSM, Inc., and Michael Alan Stollery aka Michael Stollaire
SEC Litigation Release LR-24160 — Titanium Blockchain Infrastructure Services, Inc., EHI Internetwork and Systems Management, Inc. aka EHI-INSM, Inc., and Michael Alan Stollery aka Michael Stollaire
SEC EDGAR
2018-06-07
Litigation Release 2018
Jehu Hand, et al.
SEC Litigation Release LR-24159 — Jehu Hand, et al.
SEC EDGAR
2018-06-06
Litigation Release 2018
Ralph T. Iannelli et al.
SEC Litigation Release LR-24158 — Ralph T. Iannelli et al.
SEC EDGAR
2018-06-06
Litigation Release 2018
Alderson, et al.
SEC Litigation Release LR-24157 — Alderson, et al.
SEC EDGAR
2018-06-05
Litigation Release 2018
Paul Gilman
SEC Litigation Release LR-24156 — Paul Gilman
SEC EDGAR
2018-06-05
Litigation Release 2018
Gustavo A. Guzman
SEC Litigation Release LR-24154 — Gustavo A. Guzman
SEC EDGAR
2018-06-04
Litigation Release 2018
Edward Withrow, et al.
SEC Litigation Release LR-24155 — Edward Withrow, et al.
SEC EDGAR
2018-06-04
Litigation Release 2018
Woojae (Steve) Jung
SEC Litigation Release LR-24153 — Woojae (Steve) Jung
SEC EDGAR
2018-05-31
Litigation Release 2018
Steven Pagartanis
SEC Litigation Release LR-24152 — Steven Pagartanis
SEC EDGAR
2018-05-30
Litigation Release 2018
Niel Martin Nielson and Carolyne Susan Johnson
SEC Litigation Release LR-24151 — Niel Martin Nielson and Carolyne Susan Johnson
SEC EDGAR
2018-05-25
Litigation Release 2018
Perry A. Gruss
SEC Litigation Release LR-24150 — Perry A. Gruss
SEC EDGAR
2018-05-24
Litigation Release 2018
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.