SEC Enforcement Actions

2,526 SEC litigation releases (2018–2026) from EDGAR public records

All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Gregory M. Bercowy
SEC Litigation Release LR-24149 — Gregory M. Bercowy
SEC EDGAR
2018-05-24
Litigation Release 2018
Bud Genius, Inc. and Aaron "Angel" Stanz, Taylor Moffitt, Carlos Febles, and U.S. CoProducts, LLC
SEC Litigation Release LR-24148 — Bud Genius, Inc. and Aaron "Angel" Stanz, Taylor Moffitt, Carlos Febles, and U.S. CoProducts, LLC
SEC EDGAR
2018-05-22
Litigation Release 2018
Brent Borland, et al.
SEC Litigation Release LR-24147 — Brent Borland, et al.
SEC EDGAR
2018-05-18
Litigation Release 2018
PixarBio Corp. et al.
SEC Litigation Release LR-24146 — PixarBio Corp. et al.
SEC EDGAR
2018-05-18
Litigation Release 2018
Todd David Alpert
SEC Litigation Release LR-24145 — Todd David Alpert
SEC EDGAR
2018-05-18
Litigation Release 2018
Keenan Gracey
SEC Litigation Release LR-24144 — Keenan Gracey
SEC EDGAR
2018-05-17
Litigation Release 2018
William M. Jordan
SEC Litigation Release LR-24142 — William M. Jordan
SEC EDGAR
2018-05-15
Litigation Release 2018
Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean
SEC Litigation Release LR-24141 — Francisco Abellan Villena, Guillermo Ciupiak, James B. Panther, Jr., and Faiyaz Dean
SEC EDGAR
2018-05-15
Litigation Release 2018
Leon Vaccarelli, et al.
SEC Litigation Release LR-24140 — Leon Vaccarelli, et al.
SEC EDGAR
2018-05-14
Litigation Release 2018
The Falls Event Center, LLC and Steven L. Down
SEC Litigation Release LR-24139 — The Falls Event Center, LLC and Steven L. Down
SEC EDGAR
2018-05-11
Litigation Release 2018
Premium Point Investments, LP et al.
SEC Litigation Release LR-24138 — Premium Point Investments, LP et al.
SEC EDGAR
2018-05-09
Litigation Release 2018
Keith Houlihan
SEC Litigation Release LR-24137 — Keith Houlihan
SEC EDGAR
2018-05-09
Litigation Release 2018
Bovorn Rungruangnavarat
SEC Litigation Release LR-24136 — Bovorn Rungruangnavarat
SEC EDGAR
2018-05-07
Litigation Release 2018
Murakami, et al.
SEC Litigation Release LR-24135 — Murakami, et al.
SEC EDGAR
2018-05-07
Litigation Release 2018
David A. Zimliki and Russel P. Schiefer
SEC Litigation Release LR-24134 — David A. Zimliki and Russel P. Schiefer
SEC EDGAR
2018-05-04
Litigation Release 2018
Paul W. Smith
SEC Litigation Release LR-24133 — Paul W. Smith
SEC EDGAR
2018-05-04
Litigation Release 2018
Shawn Carter
SEC Litigation Release LR-24131 — Shawn Carter
SEC EDGAR
2018-05-03
Litigation Release 2018
Adam Tracy and Securities Compliance Group, Ltd.
SEC Litigation Release LR-24132 — Adam Tracy and Securities Compliance Group, Ltd.
SEC EDGAR
2018-05-02
Litigation Release 2018
Longfin Corp., et al.
SEC Litigation Release LR-24130 — Longfin Corp., et al.
SEC EDGAR
2018-05-02
Litigation Release 2018
Arthur Lamar Adams and Madison Timber Properties, LLC
SEC Litigation Release LR-24129 — Arthur Lamar Adams and Madison Timber Properties, LLC
SEC EDGAR
2018-05-02
Litigation Release 2018
Small Business Capital Corp.; Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC
SEC Litigation Release LR-24128 — Small Business Capital Corp.; Mark Feathers; Investors Prime Fund, LLC; and SBC Portfolio Fund, LLC
SEC EDGAR
2018-05-02
Litigation Release 2018
Eddy U. Marin and Shane R. Spierdowis
SEC Litigation Release LR-24127 — Eddy U. Marin and Shane R. Spierdowis
SEC EDGAR
2018-05-02
Litigation Release 2018
Revolutionary Concepts, Inc., Solomon RC Ali (a/k/a Richard M. Carter), Earnest H. DeLong, Jr., Rainco Industries, Inc., and Nicole C. Singletary
SEC Litigation Release LR-24126 — Revolutionary Concepts, Inc., Solomon RC Ali (a/k/a Richard M. Carter), Earnest H. DeLong, Jr., Rainco Industries, Inc., and Nicole C. Singletary
SEC EDGAR
2018-05-02
Litigation Release 2018
William T. Walters, et al.
SEC Litigation Release LR-24125 — William T. Walters, et al.
SEC EDGAR
2018-04-30
Litigation Release 2018
TelexFree, Inc. et al.
SEC Litigation Release LR-24124 — TelexFree, Inc. et al.
SEC EDGAR
2018-04-30
Litigation Release 2018
Christopher R. Esposito, et al.
SEC Litigation Release LR-24123 — Christopher R. Esposito, et al.
SEC EDGAR
2018-04-30
Litigation Release 2018
Diane J. Harrison, et al.
SEC Litigation Release LR-24122 — Diane J. Harrison, et al.
SEC EDGAR
2018-04-30
Litigation Release 2018
PixarBio Corp. et al.
SEC Litigation Release LR-24121 — PixarBio Corp. et al.
SEC EDGAR
2018-04-24
Litigation Release 2018
Scott Newsholme
SEC Litigation Release LR-24120 — Scott Newsholme
SEC EDGAR
2018-04-23
Litigation Release 2018
Steven H. Davis, et. al
SEC Litigation Release LR-24119 — Steven H. Davis, et. al
SEC EDGAR
2018-04-23
Litigation Release 2018
Daniel H. Glick, et al.
SEC Litigation Release LR-24118 — Daniel H. Glick, et al.
SEC EDGAR
2018-04-23
Litigation Release 2018
Sohrab ("Sam") Sharma, et al.
SEC Litigation Release LR-24117 — Sohrab ("Sam") Sharma, et al.
SEC EDGAR
2018-04-20
Litigation Release 2018
John Jumper (Defendant) and Alluvion Securities, LLC, American Investments Fund II, LLC, Speedee Brakes, LLC, Thousand Hills Capital, LLC and Evertone Records, LLC (Relief Defendants)
SEC Litigation Release LR-24116 — John Jumper (Defendant) and Alluvion Securities, LLC, American Investments Fund II, LLC, Speedee Brakes, LLC, Thousand Hills Capital, LLC and Evertone Records, LLC (Relief Defendants)
SEC EDGAR
2018-04-18
Litigation Release 2018
John N. Milne
SEC Litigation Release LR-24115 — John N. Milne
SEC EDGAR
2018-04-17
Litigation Release 2018
Amrit J. S. Chahal
SEC Litigation Release LR-24114 — Amrit J. S. Chahal
SEC EDGAR
2018-04-16
Litigation Release 2018
Lidingo Holdings, LLC, et al.
SEC Litigation Release LR-24113 — Lidingo Holdings, LLC, et al.
SEC EDGAR
2018-04-16
Litigation Release 2018
William Betta, Jr., Travis A. Branch, James J. Caprio, Troy L. Gagliardi, Russell M. Kautz, Barry M. Kornfeld, Shane A. McCann, Clifford A. Popper, Alfred B. Rubin, and Steven I. Shrago
SEC Litigation Release LR-24112 — William Betta, Jr., Travis A. Branch, James J. Caprio, Troy L. Gagliardi, Russell M. Kautz, Barry M. Kornfeld, Shane A. McCann, Clifford A. Popper, Alfred B. Rubin, and Steven I. Shrago
SEC EDGAR
2018-04-13
Litigation Release 2018
Andrew J. Kandelapas
SEC Litigation Release LR-24111 — Andrew J. Kandelapas
SEC EDGAR
2018-04-13
Litigation Release 2018
Iftikar Ahmed, et al.
SEC Litigation Release LR-24110 — Iftikar Ahmed, et al.
SEC EDGAR
2018-04-12
Litigation Release 2018
Capital Cove Bancorp LLC and Christopher M. Lee aka Rashid K. Khalfani
SEC Litigation Release LR-24109 — Capital Cove Bancorp LLC and Christopher M. Lee aka Rashid K. Khalfani
SEC EDGAR
2018-04-11
Litigation Release 2018
William C. Gennity and Rocco Roveccio
SEC Litigation Release LR-24108 — William C. Gennity and Rocco Roveccio
SEC EDGAR
2018-04-11
Litigation Release 2018
The Lifepay Group, LLC, et. al.
SEC Litigation Release LR-24107 — The Lifepay Group, LLC, et. al.
SEC EDGAR
2018-04-10
Litigation Release 2018
Longfin Corp., et al.
SEC Litigation Release LR-24106 — Longfin Corp., et al.
SEC EDGAR
2018-04-09
Litigation Release 2018
Benjamin Wey, et al.
SEC Litigation Release LR-24105 — Benjamin Wey, et al.
SEC EDGAR
2018-04-09
Litigation Release 2018
Joseph Meli, et al., Craig H. Carton, et al.
SEC Litigation Release LR-24099 — Joseph Meli, et al., Craig H. Carton, et al.
SEC EDGAR
2018-04-05
Litigation Release 2018
Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez a/k/a Lana Velazquez a/k/a Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners, LLC f/k/a The Eye Machine, LLC, and AMC Holdings, LLC
SEC Litigation Release LR-24098 — Peter H. Pocklington, Lantson E. Eldred, Terrence J. Walton, Yolanda C. Velazquez a/k/a Lana Velazquez a/k/a Lana Puleo, Vanessa Puleo, Robert A. Vanetten, Nova Oculus Partners, LLC f/k/a The Eye Machine, LLC, and AMC Holdings, LLC
SEC EDGAR
2018-04-05
Litigation Release 2018
Charlie Jinan Chen and Shui Foon Mok
SEC Litigation Release LR-24097 — Charlie Jinan Chen and Shui Foon Mok
SEC EDGAR
2018-04-05
Litigation Release 2018
Saverio J. Barbera
SEC Litigation Release LR-24104 — Saverio J. Barbera
SEC EDGAR
2018-04-05
Litigation Release 2018
Ikenna Ikokwu, et al.
SEC Litigation Release LR-24103 — Ikenna Ikokwu, et al.
SEC EDGAR
2018-04-05
Litigation Release 2018
CSIR Group, LLC, et al.
SEC Litigation Release LR-24102 — CSIR Group, LLC, et al.
SEC EDGAR
2018-04-05
Litigation Release 2018
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