SEC Enforcement Actions
287 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Jerry D. Guess
SEC Litigation Release LR-26005 — Jerry D. Guess
SEC EDGAR
2024-05-14
Litigation Release 2024
Tyrone Johnny Lacy, Jr.
SEC Litigation Release LR-26004 — Tyrone Johnny Lacy, Jr.
SEC EDGAR
2024-05-13
Litigation Release 2024
Michael M. Beck and Helen Robinson
SEC Litigation Release LR-26003 — Michael M. Beck and Helen Robinson
SEC EDGAR
2024-05-13
Litigation Release 2024
Frank T. Poerio, Jr.
SEC Litigation Release LR-26002 — Frank T. Poerio, Jr.
SEC EDGAR
2024-05-10
Litigation Release 2024
FAT Brands, Inc., Andrew Wiederhorn, Ron Roe, Rebecca Hershinger
SEC Litigation Release LR-26001 — FAT Brands, Inc., Andrew Wiederhorn, Ron Roe, Rebecca Hershinger
SEC EDGAR
2024-05-10
Litigation Release 2024
Robert Tye Cournoyer; Green Equity Group, LLC; RS Group Holdings, LLC
SEC Litigation Release LR-26000 — Robert Tye Cournoyer; Green Equity Group, LLC; RS Group Holdings, LLC
SEC EDGAR
2024-05-10
Litigation Release 2024
Pison Stream Solutions, Inc. and Joseph James, Jr., et al.
SEC Litigation Release LR-25999 — Pison Stream Solutions, Inc. and Joseph James, Jr., et al.
SEC EDGAR
2024-05-08
Litigation Release 2024
Eric M. Cobb
SEC Litigation Release LR-25998 — Eric M. Cobb
SEC EDGAR
2024-05-08
Litigation Release 2024
Magna Group, LLC; Magna Equities II, LLC; MG Partners, Ltd; Joshua Sason; Marc Manuel
SEC Litigation Release LR-25997 — Magna Group, LLC; Magna Equities II, LLC; MG Partners, Ltd; Joshua Sason; Marc Manuel
SEC EDGAR
2024-05-07
Litigation Release 2024
Red Rock Secured LLC, Sean Kelly, Anthony Spencer, and Jeffrey Ward
SEC Litigation Release LR-25996 — Red Rock Secured LLC, Sean Kelly, Anthony Spencer, and Jeffrey Ward
SEC EDGAR
2024-05-07
Litigation Release 2024
Curt Kramer; Power Up Lending Group, Ltd.; Geneva Roth Remark Holdings, Inc.; 1800 Diagonal Lending, LLC
SEC Litigation Release LR-25995 — Curt Kramer; Power Up Lending Group, Ltd.; Geneva Roth Remark Holdings, Inc.; 1800 Diagonal Lending, LLC
SEC EDGAR
2024-05-07
Litigation Release 2024
Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb
SEC Litigation Release LR-25994 — Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb
SEC EDGAR
2024-05-06
Litigation Release 2024
Ahmed Alomari and MCM Consulting
SEC Litigation Release LR-25993 — Ahmed Alomari and MCM Consulting
SEC EDGAR
2024-05-03
Litigation Release 2024
Robert M. Thompson; Financial Freedom Foundation d/b/a F3 Mastermind; Brandon Stucki
SEC Litigation Release LR-25992 — Robert M. Thompson; Financial Freedom Foundation d/b/a F3 Mastermind; Brandon Stucki
SEC EDGAR
2024-05-03
Litigation Release 2024
Daniel E. Levin
SEC Litigation Release LR-25991 — Daniel E. Levin
SEC EDGAR
2024-05-01
Litigation Release 2024
Jack B. Blount
SEC Litigation Release LR-25990 — Jack B. Blount
SEC EDGAR
2024-04-30
Litigation Release 2024
Sanjay Bhandari, Vinod Singhi, Rakesh Jain
SEC Litigation Release LR-25989 — Sanjay Bhandari, Vinod Singhi, Rakesh Jain
SEC EDGAR
2024-04-30
Litigation Release 2024
Martin Sumichrast
SEC Litigation Release LR-25988 — Martin Sumichrast
SEC EDGAR
2024-04-30
Litigation Release 2024
Tri-Bridge Ventures, LLC and John Francis Forsythe, III
SEC Litigation Release LR-25987 — Tri-Bridge Ventures, LLC and John Francis Forsythe, III
SEC EDGAR
2024-04-29
Litigation Release 2024
Mario E. Rivero
SEC Litigation Release LR-25986 — Mario E. Rivero
SEC EDGAR
2024-04-29
Litigation Release 2024
Kevin Crotty
SEC Litigation Release LR-25985 — Kevin Crotty
SEC EDGAR
2024-04-26
Litigation Release 2024
Craig Allen
SEC Litigation Release LR-25984 — Craig Allen
SEC EDGAR
2024-04-24
Litigation Release 2024
Geosyn Mining, LLC, Caleb Joseph Ward, and Jeremy George McNutt
SEC Litigation Release LR-25983 — Geosyn Mining, LLC, Caleb Joseph Ward, and Jeremy George McNutt
SEC EDGAR
2024-04-24
Litigation Release 2024
Choice Advisors, LLC and Matthias O’Meara
SEC Litigation Release LR-25982 — Choice Advisors, LLC and Matthias O’Meara
SEC EDGAR
2024-04-22
Litigation Release 2024
City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora
SEC Litigation Release LR-25981 — City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora
SEC EDGAR
2024-04-22
Litigation Release 2024
Michael Brackett
SEC Litigation Release LR-25980 — Michael Brackett
SEC EDGAR
2024-04-19
Litigation Release 2024
Icaro Media Group, Inc., et al.
SEC Litigation Release LR-25979 — Icaro Media Group, Inc., et al.
SEC EDGAR
2024-04-17
Litigation Release 2024
George Stubos, et al.
SEC Litigation Release LR-25978 — George Stubos, et al.
SEC EDGAR
2024-04-15
Litigation Release 2024
Scott Lindell
SEC Litigation Release LR-25977 — Scott Lindell
SEC EDGAR
2024-04-15
Litigation Release 2024
Gil Friedman
SEC Litigation Release LR-25976 — Gil Friedman
SEC EDGAR
2024-04-15
Litigation Release 2024
Lixin Azarmehr, JL Real Estate Development Corporation, Nevada Skilled Nursing Lender, LLC, and Nevada Skilled Nursing Development
SEC Litigation Release LR-25975 — Lixin Azarmehr, JL Real Estate Development Corporation, Nevada Skilled Nursing Lender, LLC, and Nevada Skilled Nursing Development
SEC EDGAR
2024-04-12
Litigation Release 2024
Justin Robert King
SEC Litigation Release LR-25974 — Justin Robert King
SEC EDGAR
2024-04-11
Litigation Release 2024
Zachary J. Horwitz
SEC Litigation Release LR-25973 — Zachary J. Horwitz
SEC EDGAR
2024-04-11
Litigation Release 2024
Rosenberger et al.
SEC Litigation Release LR-25972 — Rosenberger et al.
SEC EDGAR
2024-04-09
Litigation Release 2024
Mark Borden
SEC Litigation Release LR-25971 — Mark Borden
SEC EDGAR
2024-04-09
Litigation Release 2024
Matthew Panuwat
SEC Litigation Release LR-25970 — Matthew Panuwat
SEC EDGAR
2024-04-08
Litigation Release 2024
Volkswagen Aktiengesellschaft, et al.
SEC Litigation Release LR-25969 — Volkswagen Aktiengesellschaft, et al.
SEC EDGAR
2024-04-05
Litigation Release 2024
Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network
SEC Litigation Release LR-25968 — Commonwealth Equity Services, LLC d/b/a Commonwealth Financial Network
SEC EDGAR
2024-04-04
Litigation Release 2024
Eduardo Hernandez et al.
SEC Litigation Release LR-25967 — Eduardo Hernandez et al.
SEC EDGAR
2024-04-04
Litigation Release 2024
ClearPath Wealth Management, LLC; Patrick Churchville
SEC Litigation Release LR-25966 — ClearPath Wealth Management, LLC; Patrick Churchville
SEC EDGAR
2024-04-03
Litigation Release 2024
Ronald Heineman
SEC Litigation Release LR-25965 — Ronald Heineman
SEC EDGAR
2024-04-03
Litigation Release 2024
Jason Nielsen
SEC Litigation Release LR-25964 — Jason Nielsen
SEC EDGAR
2024-04-03
Litigation Release 2024
GA Investors
SEC Litigation Release LR-25963 — GA Investors
SEC EDGAR
2024-04-02
Litigation Release 2024
Travis Treusch
SEC Litigation Release LR-25962 — Travis Treusch
SEC EDGAR
2024-04-02
Litigation Release 2024
FLiK et al.
SEC Litigation Release LR-25961 — FLiK et al.
SEC EDGAR
2024-03-29
Litigation Release 2024
Christopher E. Galvin
SEC Litigation Release LR-25960 — Christopher E. Galvin
SEC EDGAR
2024-03-29
Litigation Release 2024
Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard
SEC Litigation Release LR-25959 — Matthew Nicosia, William Reininger, Fabrizio Di Carlo, and Ronald Touchard
SEC EDGAR
2024-03-28
Litigation Release 2024
Jonathan William Mikula, et al.
SEC Litigation Release LR-25957 — Jonathan William Mikula, et al.
SEC EDGAR
2024-03-27
Litigation Release 2024
William Shupe and Daniel Cattlin
SEC Litigation Release LR-25958 — William Shupe and Daniel Cattlin
SEC EDGAR
2024-03-27
Litigation Release 2024
Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
SEC Litigation Release LR-25956 — Jordan Qsar, Grant Witherspoon, Austin Bernard, and Chase Lambert
SEC EDGAR
2024-03-26
Litigation Release 2024
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