SEC Enforcement Actions
2,584 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (164) 2025 (249) 2024 (287) 2023 (314) 2022 (304) 2021 (290) 2020 (299) 2019 (320) 2018 (357)
David A. Nagler and New Line Capital, LLC
SEC Litigation Release LR-26319 — David A. Nagler and New Line Capital, LLC
SEC EDGAR
2025-06-04
Litigation Release 2025
Vladislav Kliushin
SEC Litigation Release LR-26318 — Vladislav Kliushin
SEC EDGAR
2025-05-30
Litigation Release 2025
Kronus Financial Corporation, Finser International Corporation, Andrew H. Jacobus
SEC Litigation Release LR-26317 — Kronus Financial Corporation, Finser International Corporation, Andrew H. Jacobus
SEC EDGAR
2025-05-29
Litigation Release 2025
Binance Holdings Limited; BAM Trading Services Inc.; BAM Management US Holdings Inc.; Changpeng Zhao
SEC Litigation Release LR-26316 — Binance Holdings Limited; BAM Trading Services Inc.; BAM Management US Holdings Inc.; Changpeng Zhao
SEC EDGAR
2025-05-29
Litigation Release 2025
Christopher Aubin; Anchor State Capital LLC, f/k/a Anchor State Investments LLC; Anchor State Properties LLC
SEC Litigation Release LR-26315 — Christopher Aubin; Anchor State Capital LLC, f/k/a Anchor State Investments LLC; Anchor State Properties LLC
SEC EDGAR
2025-05-27
Litigation Release 2025
Unicoin, Inc.; Alexander Konanykhin; Maria Silvina Moschini; Alejandro Dominguez; Richard Devlin
SEC Litigation Release LR-26314 — Unicoin, Inc.; Alexander Konanykhin; Maria Silvina Moschini; Alejandro Dominguez; Richard Devlin
SEC EDGAR
2025-05-27
Litigation Release 2025
Kautilya ("Tony") Sharma, Perian Salviola, and Pallas Holdings, LLC
SEC Litigation Release LR-26313 — Kautilya ("Tony") Sharma, Perian Salviola, and Pallas Holdings, LLC
SEC EDGAR
2025-05-23
Litigation Release 2025
Kenneth Mattson and Relief Defendant KS Mattson Partners LP
SEC Litigation Release LR-26312 — Kenneth Mattson and Relief Defendant KS Mattson Partners LP
SEC EDGAR
2025-05-23
Litigation Release 2025
Joel J. Natario; Jefferson Scott Baker
SEC Litigation Release LR-26311 — Joel J. Natario; Jefferson Scott Baker
SEC EDGAR
2025-05-23
Litigation Release 2025
Adam R. Long, et al.; Tri-Bridge Ventures, LLC et al.; LG Capital Funding, LLC, et al.; River North Equity LLC, et al.
SEC Litigation Release LR-26310 — Adam R. Long, et al.; Tri-Bridge Ventures, LLC et al.; LG Capital Funding, LLC, et al.; River North Equity LLC, et al.
SEC EDGAR
2025-05-23
Litigation Release 2025
Jeremy Jordan-Jones
SEC Litigation Release LR-26309 — Jeremy Jordan-Jones
SEC EDGAR
2025-05-22
Litigation Release 2025
Elliot Maza; John H. Ford
SEC Litigation Release LR-26308 — Elliot Maza; John H. Ford
SEC EDGAR
2025-05-22
Litigation Release 2025
Safeguard Metals LLC and Jeffrey Ikahn (f/k/a Jeffrey S. Santulan)
SEC Litigation Release LR-26307 — Safeguard Metals LLC and Jeffrey Ikahn (f/k/a Jeffrey S. Santulan)
SEC EDGAR
2025-05-09
Litigation Release 2025
Ripple Labs, Inc., Bradley Garlinghouse, and Christian Larsen
SEC Litigation Release LR-26306 — Ripple Labs, Inc., Bradley Garlinghouse, and Christian Larsen
SEC EDGAR
2025-05-08
Litigation Release 2025
Joshua Schuster; Schuster Enterprises LLC (d/b/a Silverback)
SEC Litigation Release LR-26305 — Joshua Schuster; Schuster Enterprises LLC (d/b/a Silverback)
SEC EDGAR
2025-05-07
Litigation Release 2025
Richard T. Kim
SEC Litigation Release LR-26304 — Richard T. Kim
SEC EDGAR
2025-05-07
Litigation Release 2025
Loral Langemeier and Live Out Loud, Inc.
SEC Litigation Release LR-26303 — Loral Langemeier and Live Out Loud, Inc.
SEC EDGAR
2025-05-07
Litigation Release 2025
Ian Balina
SEC Litigation Release LR-26302 — Ian Balina
SEC EDGAR
2025-05-02
Litigation Release 2025
Kenneth W. Alexander II; Robert D. Welsh; and Caedrynn E. Conner
SEC Litigation Release LR-26301 — Kenneth W. Alexander II; Robert D. Welsh; and Caedrynn E. Conner
SEC EDGAR
2025-05-02
Litigation Release 2025
Derek Taller
SEC Litigation Release LR-26300 — Derek Taller
SEC EDGAR
2025-05-01
Litigation Release 2025
Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets
SEC Litigation Release LR-26299 — Dragonchain, Inc., Dragonchain Foundation, The Dragon Company, John Joseph Roets
SEC EDGAR
2025-04-30
Litigation Release 2025
Jenni Yoon Jeong Lee (a/k/a Jenni Lee Or Yoon Jeong Lee); Evergreen Property Developments LLC
SEC Litigation Release LR-26298 — Jenni Yoon Jeong Lee (a/k/a Jenni Lee Or Yoon Jeong Lee); Evergreen Property Developments LLC
SEC EDGAR
2025-04-30
Litigation Release 2025
David A. Spargo; CannaCloud, Inc.; D.A. Spargo & Co. LLC
SEC Litigation Release LR-26297 — David A. Spargo; CannaCloud, Inc.; D.A. Spargo & Co. LLC
SEC EDGAR
2025-04-29
Litigation Release 2025
Albert Golusin; Peter Jacobs; John Scuderi
SEC Litigation Release LR-26296 — Albert Golusin; Peter Jacobs; John Scuderi
SEC EDGAR
2025-04-29
Litigation Release 2025
Biogenic, Inc., et al.
SEC Litigation Release LR-26294 — Biogenic, Inc., et al.
SEC EDGAR
2025-04-29
Litigation Release 2025
Ramil Ventura Palafox
SEC Litigation Release LR-26295 — Ramil Ventura Palafox
SEC EDGAR
2025-04-29
Litigation Release 2025
Daniel J. Motha
SEC Litigation Release LR-26293 — Daniel J. Motha
SEC EDGAR
2025-04-28
Litigation Release 2025
Marshall E. Melton and Integrated Consulting & Management, LLC
SEC Litigation Release LR-26292 — Marshall E. Melton and Integrated Consulting & Management, LLC
SEC EDGAR
2025-04-24
Litigation Release 2025
Nova Labs, Inc.
SEC Litigation Release LR-26291 — Nova Labs, Inc.
SEC EDGAR
2025-04-24
Litigation Release 2025
GPB Capital Holdings, LLC, et al.
SEC Litigation Release LR-26290 — GPB Capital Holdings, LLC, et al.
SEC EDGAR
2025-04-22
Litigation Release 2025
David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.
SEC Litigation Release LR-26289 — David J. Feingold; Joseph B. Baldassarra; Steven S. Baldassarra; Broad Street Global Management, LLC; Broad Street Inc.
SEC EDGAR
2025-04-21
Litigation Release 2025
Saeid Jaberian
SEC Litigation Release LR-26288 — Saeid Jaberian
SEC EDGAR
2025-04-17
Litigation Release 2025
CLS Global FZC LLC
SEC Litigation Release LR-26287 — CLS Global FZC LLC
SEC EDGAR
2025-04-17
Litigation Release 2025
David Yow Shang Chiueh; Upright Financial Corp.
SEC Litigation Release LR-26286 — David Yow Shang Chiueh; Upright Financial Corp.
SEC EDGAR
2025-04-15
Litigation Release 2025
Steve A. Smith, Jr.; Xtreme Fighting Championships, Inc.
SEC Litigation Release LR-26285 — Steve A. Smith, Jr.; Xtreme Fighting Championships, Inc.
SEC EDGAR
2025-04-15
Litigation Release 2025
CanaFarma Hemp Products Corp.; Frank Barone; Kirill Chumenko; Igor Palatnik
SEC Litigation Release LR-26284 — CanaFarma Hemp Products Corp.; Frank Barone; Kirill Chumenko; Igor Palatnik
SEC EDGAR
2025-04-14
Litigation Release 2025
Milan V. Patel
SEC Litigation Release LR-26283 — Milan V. Patel
SEC EDGAR
2025-04-11
Litigation Release 2025
Alberto Saniger Mantinan, a/k/a Albert Saniger
SEC Litigation Release LR-26282 — Alberto Saniger Mantinan, a/k/a Albert Saniger
SEC EDGAR
2025-04-11
Litigation Release 2025
Silver Point Capital, L.P.
SEC Litigation Release LR-26281 — Silver Point Capital, L.P.
SEC EDGAR
2025-04-04
Litigation Release 2025
Randall J. Miller; Chad J. Miller; and Jeffrey De Laveaga
SEC Litigation Release LR-26280 — Randall J. Miller; Chad J. Miller; and Jeffrey De Laveaga
SEC EDGAR
2025-04-02
Litigation Release 2025
Ivars Auzins
SEC Litigation Release LR-26279 — Ivars Auzins
SEC EDGAR
2025-03-28
Litigation Release 2025
Payward, Inc. and Payward Ventures, Inc. (d/b/a "Kraken")
SEC Litigation Release LR-26278 — Payward, Inc. and Payward Ventures, Inc. (d/b/a "Kraken")
SEC EDGAR
2025-03-27
Litigation Release 2025
Consensys Software Inc.
SEC Litigation Release LR-26277 — Consensys Software Inc.
SEC EDGAR
2025-03-27
Litigation Release 2025
Cumberland DRW LLC
SEC Litigation Release LR-26276 — Cumberland DRW LLC
SEC EDGAR
2025-03-27
Litigation Release 2025
Dharma Teja Nukarapu; SharkDreams, Inc.; D Dollar, Inc.
SEC Litigation Release LR-26275 — Dharma Teja Nukarapu; SharkDreams, Inc.; D Dollar, Inc.
SEC EDGAR
2025-03-20
Litigation Release 2025
Cambridge Investment Research Advisors, Inc.
SEC Litigation Release LR-26274 — Cambridge Investment Research Advisors, Inc.
SEC EDGAR
2025-03-20
Litigation Release 2025
Norman V. Meier; Treuhand, Inc.; Windeco Corporation; Texxon Oil Corp.; International Financial Services, Inc.
SEC Litigation Release LR-26273 — Norman V. Meier; Treuhand, Inc.; Windeco Corporation; Texxon Oil Corp.; International Financial Services, Inc.
SEC EDGAR
2025-03-20
Litigation Release 2025
Morbex Automation LLC; Adrian Colon; Danilo Monzon; Joshua Smith
SEC Litigation Release LR-26272 — Morbex Automation LLC; Adrian Colon; Danilo Monzon; Joshua Smith
SEC EDGAR
2025-03-18
Litigation Release 2025
Glen Leibowitz
SEC Litigation Release LR-26271 — Glen Leibowitz
SEC EDGAR
2025-03-17
Litigation Release 2025
David Yow Shang Chiueh; Upright Financial Corp.
SEC Litigation Release LR-26270 — David Yow Shang Chiueh; Upright Financial Corp.
SEC EDGAR
2025-03-17
Litigation Release 2025
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.