SEC Enforcement Actions
314 SEC litigation releases (2018–2026) from EDGAR public records
All Years 2026 (105) 2025 (249) 2024 (287) 2023 (314) 2022 (306) 2021 (289) 2020 (300) 2019 (320) 2018 (356)
Caroline Ellison and Zixiao "Gary" Wang
SEC Litigation Release LR-25617 — Caroline Ellison and Zixiao "Gary" Wang
SEC EDGAR
2023-01-19
Litigation Release 2023
John Mark Marino, Jason "Jai" Johnson, Abraham Borenstein, and Anthony Brown
SEC Litigation Release LR-25618 — John Mark Marino, Jason "Jai" Johnson, Abraham Borenstein, and Anthony Brown
SEC EDGAR
2023-01-19
Litigation Release 2023
Todd Zinkwich
SEC Litigation Release LR-25615 — Todd Zinkwich
SEC EDGAR
2023-01-17
Litigation Release 2023
Gerard R. Hug and Kurt W. Streams
SEC Litigation Release LR-25614 — Gerard R. Hug and Kurt W. Streams
SEC EDGAR
2023-01-13
Litigation Release 2023
Covington & Burling LLP
SEC Litigation Release LR-25612 — Covington & Burling LLP
SEC EDGAR
2023-01-12
Litigation Release 2023
Yossi Engel
SEC Litigation Release LR-25613 — Yossi Engel
SEC EDGAR
2023-01-12
Litigation Release 2023
Jason Sugarman
SEC Litigation Release LR-25611 — Jason Sugarman
SEC EDGAR
2023-01-11
Litigation Release 2023
Reven Holdings, Inc., et al.
SEC Litigation Release LR-25609 — Reven Holdings, Inc., et al.
SEC EDGAR
2023-01-06
Litigation Release 2023
Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
SEC Litigation Release LR-25610 — Andrew DeFrancesco, Marlio Mauricio Diaz Cardona, Carlos Felipe Rezk, Nikola Faukovic, and Catherine DeFrancesco
SEC EDGAR
2023-01-06
Litigation Release 2023
Neil S. Chandran, Garry J. Davidson, Michael T. Glaspie, Linda C. Knott, Amy S. Mossel, AEO Publishing Inc., Banner Co-Op, Inc., and BannersGo, LLC
SEC Litigation Release LR-25608 — Neil S. Chandran, Garry J. Davidson, Michael T. Glaspie, Linda C. Knott, Amy S. Mossel, AEO Publishing Inc., Banner Co-Op, Inc., and BannersGo, LLC
SEC EDGAR
2023-01-05
Litigation Release 2023
Cooper J. Morgenthau
SEC Litigation Release LR-25605 — Cooper J. Morgenthau
SEC EDGAR
2023-01-04
Litigation Release 2023
DiScala et al.
SEC Litigation Release LR-25606 — DiScala et al.
SEC EDGAR
2023-01-04
Litigation Release 2023
Michael Liberty et al.
SEC Litigation Release LR-25607 — Michael Liberty et al.
SEC EDGAR
2023-01-04
Litigation Release 2023
Melville Peter ten Cate
SEC Litigation Release LR-25604 — Melville Peter ten Cate
SEC EDGAR
2023-01-03
Litigation Release 2023
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Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.