Broker-Dealer Firms
7 registered firms in FINRA BrokerCheck database Data from FINRA BrokerCheck and the SEC Investment Adviser Public Disclosure (IAPD), covering registered firms across all 50 states; see our methodology.
A 14,984 (74.7%)
B 3,006 (15.0%)
C 1,078 (5.4%)
D 737 (3.7%)
F 250 (1.2%)
Firms are graded on a size-normalized scale: a clean record earns an A, while firms with disclosures are ranked by disclosure intensity per branch office against same-size peers.
Sort and filter the full register below, or read the grade methodology.
| Firm Name ↕ | State | Disclosures ↕ | Offices ↕ | Grade | Status |
|---|---|---|---|---|---|
| Arvest Wealth Management CRD: 42057 | AR | 4 | 185 | B | Active |
| Crews & Associates, Inc. CRD: 8052 | AR | 16 | 30 | B | Active |
| Lieblong & Associates, Inc. CRD: 42578 | AR | 0 | 3 | A | Active |
| R.M. Duncan Securities, Inc. CRD: 14344 | AR | 4 | 3 | B | Active |
| ST. Bernard Financial Services, Inc. CRD: 36956 | AR | 7 | 65 | B | Active |
| Stephens CRD: 3496 | AR | 53 | 65 | C | Active |
| Thrasher & Chambers, Inc. CRD: 3586 | AR | 0 | 2 | A | Active |