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Search 80,028 broker-dealer firms registered with the Financial Industry Regulatory Authority (FINRA) by name. According to FINRA, every registered firm must report regulatory actions, arbitrations, and civil judicial events on its public BrokerCheck record; PlainAdvisorCheck pairs each reviewed firm with a size-normalized A–F safety grade derived from that record (firms not yet reviewed show as ungraded). Data current as of 2026-07-09. See our methodology for how grades are computed.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on SEC/FINRA regulatory filing data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error.