State BrokerCheck inventory · July 2026

American Samoa broker-dealer grades

According to FINRA BrokerCheck as of July 2026, American Samoa ranks #54 of 56 by registered-firm inventory (0) and #49 of 56 by aggregate disclosure load (0). Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#54
of 56 by firm inventory
0
registered firms
0
disclosures on file
0
Grade-A clean record

American Samoa at a glance

According to FINRA BrokerCheck as of July 2026, American Samoa ranks #54 of 56 by registered-firm inventory (0) and #49 of 56 by aggregate disclosure load (0). Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#54 of 56
registered-firm inventory
#49 of 56
aggregate disclosure load
0
total disclosures statewide
0
with a clean record (Grade A)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

0
Registered Firms
0
Clean Record (Grade A)
0
Total Disclosures
0.0
Avg Disclosures / Firm

Firms by Disclosure Count

No ranking data is available for this view right now.

This can happen if the underlying filters match zero records, or during a data refresh. It does not mean zero events occurred, see our methodology or report a data error if this looks wrong.

Sparse registered-firm inventory

American Samoa in the sparser-inventory third

American Samoa ranks #54 of 56 by BrokerCheck firm count (0 firms) - lighter third of the board.

American Samoa sits in the sparser third by registered-firm inventory (#54 of 56, 0 firms) as of July 2026.

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations - a thin American Samoa roster means each firm moves the state averages more. This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does American Samoa sit among states by BrokerCheck disclosure load?
American Samoa is in the lighter third by aggregate disclosure load (#49 of 56, 0 events) while inventory ranks #54 of 56. Aggregate load is not a judgment of regulators or any firm.
How many broker-dealer firms are registered in American Samoa?
American Samoa registers 0 BrokerCheck firms (#54 sparser-third inventory). 0 (0.0%) hold a clean Grade-A record.
How should I read American Samoa's safety grades?
On American Samoa's lighter-load board, grades stay size-normalized (weighted disclosures ÷ branch footprint within size class). Zero-disclosure firms earn A. Editorial signals only - not FINRA ratings; see methodology.
Is this official American Samoa broker data?
Yes. American Samoa's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.
Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for American Samoa. American Samoa ranks #54 by firm inventory and #49 by disclosure load in the PlainAdvisorCheck extract as of July 2026.