Branch offices
0 offices
FINRA: Small firm
CRD #34380 · FINRA BrokerCheck + SEC IAPD
1ST BCCW Capital Corp
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, 1ST BCCW Capital Corp ranks #3,336 of 20,055 by disclosure count (most disclosures first). 1ST BCCW Capital Corp carries 1 BrokerCheck disclosure across 0 branch offices - heavy load for a single-office firm, earning a Grade B.
- Grade B
- Safety grade
- 0
- branch offices
- 1
- disclosure
- #3,336 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 34380 1ST BCCW Capital Corp
1ST BCCW Capital Corp · Grade B · 1 disc · 1.00/office · Single-office firm
- CRD 34380
- GRADE B
- DISC 1
- REG 1
- ARB 0
- CIV 0
- BRANCH 0
- PER-OFF n/a
- RANK #3,336 of 20,055
- BOOK Single-office firm
Intensity peers
Nearest same-size peer: 21 Capital Group, Inc. (1.00 disc/office)
1ST BCCW Capital Corp ranks #3,336 of 20,055 by disclosure count among graded broker-dealers; heavy load at 1.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
1 event
On FINRA BrokerCheck
Regulatory events
1 action
100% of all disclosures
Disclosures per office
- per office
footprint not reported
Disclosure Breakdown
| Disclosure Type | Count |
|---|---|
| Regulatory Events | 1 |
| Arbitrations | 0 |
| Civil Events | 0 |
| Total | 1 |
Counts for 1ST BCCW Capital Corp reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.
Disclosure category share
Regulatory 1 Arbitration 0 Civil 0
Firm Details
- Firm Size
- Small
- Scope
- INACTIVE
- Formed
- 06/30/1993
- State of Formation
- New Hampshire
- CRD Number
- 34380
- SEC Number
- 46379
Regulator-heavy mix
1ST BCCW Capital Corp in the heavier-disclosure third
1ST BCCW Capital Corp carries 1 BrokerCheck disclosure across 0 branch offices - a heavier-third raw book among graded firms (#3,336 of 20,055). Regulator-initiated events are 100% of the book (1 regulatory / 0 arbitration / 0 civil).
100% of 1ST BCCW Capital Corp's 1 disclosures are regulator-initiated (1 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of 1ST BCCW Capital Corp's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does 1ST BCCW Capital Corp sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, 1ST BCCW Capital Corp ranks #3,336 of 20,055 by disclosure count (most disclosures first). Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for 1ST BCCW Capital Corp?
A grade of B reflects 1ST BCCW Capital Corp's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (single-office firm). It carries 1 total disclosure across 0 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does 1ST BCCW Capital Corp have?
1ST BCCW Capital Corp has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is 1ST BCCW Capital Corp?
1ST BCCW Capital Corp operates 0 branch offices and is classified by FINRA as a small firm (Single-office firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify 1ST BCCW Capital Corp's disciplinary record?
You can verify 1ST BCCW Capital Corp's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 34380. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid 1ST BCCW Capital Corp because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. 1ST BCCW Capital Corp carries 1 disclosure across 0 branch offices (about 1.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.
Read with this firm
- 21 Capital Group, Inc. - 1.00 disclosures/office, nearest single-office firm peer to 1ST BCCW Capital Corp's 1.00
- 3 Bridges Securities - 1.00 disclosures/office, nearest single-office firm peer to 1ST BCCW Capital Corp's 1.00
- 303 Securities, LP (IL) - 1.00 disclosures/office, nearest single-office firm peer to 1ST BCCW Capital Corp's 1.00
- Red Flags in Advisor Records - How to read 1ST BCCW Capital Corp's heavy load disclosure profile without over-reading raw counts.
- Reading BrokerCheck Reports - Parse the 1 disclosure behind 1ST BCCW Capital Corp's Grade B.
- Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as 1ST BCCW Capital Corp.
- Compare firms - put 1ST BCCW Capital Corp next to peers on grade and footprint.
Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.