Search any U.S. broker-dealer and put up to four side by side, safety grade, branch footprint, BrokerCheck
disclosures, and disclosures per office, all from official FINRA and SEC records. See our
methodology for how each figure is sourced.
According to FINRA BrokerCheck as of July 2026, Citigroup Global Markets Inc. leads raw disclosure volume at 1,233 events (#1 of 3,051 active graded firms) but sits #86 of 443 on disclosures-per-office (0.43). Morgan Stanley & Co. LLC leads that intensity board at 12.55 per branch on 44 offices (552 disclosures).
#1 of 3,051
Citigroup Global Markets Inc.: raw disclosure volume
1,233
disclosures on the volume leader
#1 of 443
Morgan Stanley & Co. LLC: disclosures per office
12.55
per office, ≥10 branches
Volume rank is not intensity rank. Grades size-normalize disclosure load by branch footprint among same-size peers. A disclosure is a reported event, not a proven violation. See methodology.
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What the side-by-side shows
Grade & disclosures
The size-normalized A–F safety grade and the total count of reportable FINRA BrokerCheck disclosures on file.
Footprint & intensity
Branch-office count and disclosures per office, the size-normalized signal that lets a national firm and a single-office shop be compared fairly.
The full breakdown
Regulatory actions, arbitrations, and civil events split out, so two firms with the same total can be told apart.
Every figure comes straight from FINRA BrokerCheck and the SEC, no ratings or opinions added. Read the methodology.
Type a broker-dealer name to search, check up to four firms, then click "Compare selected". The comparison shows each firm’s size-normalized safety grade, branch-office footprint, total FINRA BrokerCheck disclosures, the regulatory / arbitration / civil breakdown, and disclosures per office, the size-normalized signal behind the grade.
What does "disclosures per office" mean?
It is total reported disclosures divided by the firm’s branch-office count, a size-normalized measure so a 6,000-office national firm and a single-office shop can be compared fairly. FINRA publishes no registered-rep headcount, so branch footprint is the operating-size denominator. Lower is cleaner.
Where does the data come from?
All figures come from <a href="https://brokercheck.finra.org" target="_blank" rel="nofollow noopener">FINRA BrokerCheck</a> and the <a href="https://adviserinfo.sec.gov" target="_blank" rel="nofollow noopener">SEC Investment Adviser Public Disclosure (IAPD)</a>, the official public registries for U.S. broker-dealers. Grades are size-normalized by PlainAdvisorCheck; see the methodology for the exact formula. Always review the underlying disclosures on FINRA BrokerCheck before engaging a firm.
Why can I only compare up to 4 firms?
The side-by-side view is built for detailed reading. Comparing more than four firms at once makes the table hard to scan. To survey a whole market, use the rankings and state browse pages.