Cleanest Firms, Zero Disclosures

Active broker-dealer firms with a clean FINRA BrokerCheck record, zero reportable disclosures, and a multi-office footprint, ranked by branch-office count. These are established operators with sustained compliance records.

This list, in one line

Country Capital Management Company leads this clean-record board with 653 branch offices and zero reportable disclosures; Finalis Securities LLC is the #100 cutoff to make this top-100 list at 8 offices.

653
#1 offices - Country Capital Management Company
8
#100, the cutoff to make this list
0
reportable disclosures on every row
100
multi-office clean firms shown

Clean means zero FINRA BrokerCheck reportable disclosures and an active multi-office footprint; ranking is by branch count, not by AUM.

#FirmOfficesDisclosuresGrade
1Country Capital Management CompanyBloomington, IL6530A
2Capital Client Group, Inc.Los Angeles, CA6070A
3Foreside Fund Services, LLCPortland, ME2480A
4Navy Federal Investment Services, LLCVienna, VA2340A
5Wealth Enhancement Brokerage Services, LLCPlymouth, MN1470A
6W&S Brokerage Services, Inc.Cincinnati, OH920A
7Midwestern Securities Trading Company, LLCEast Peoria, IL920A
8United Brokerage Services, IncParkersburg, WV850A
9Foreside Financial Services, LLCPortland, ME790A
10BA Securities, LLCW. Conshohocken, PA790A
11Quasar Distributors, LLCPortland, ME680A
12DFPG Investments, LLCSandy, UT600A
13Copper FinancialLenexa, KS550A
14MGI Funds Distributors, LLCPortland, ME470A
15M. S. Howells & Co.Scottsdale, AZ420A
16Capital Synergy PartnersIrvine, CA330A
17AW SecuritiesFolsom, CA310A
18Advanced Advisor Group, LLCCambridge, MN300A
19Aurora SecuritiesTroy, MI290A
20Imst Distributors, LLCPortland, ME290A
21Foreside Funds Distributors LLCPortland, ME280A
22USI Securities, Inc.Glastonbury, CT280A
23ESL Investment Services, LLCRochester, NY270A
24Mutual of America Securities LLCNew York, NY260A
25Distribution Services, LLCPortland, ME230A
26Sterling Capital Distributors, LLCPortland, ME230A
27Blackstone Securities Partners L.P.New York, NY200A
28Hazard & Siegel, Inc.Dewitt, NY190A
29Saybrus Equity Services, LLCHartford, CT190A
30Hollister Associates, LLCMount Pleasant, SC190A
31Larson Financial Securities, LLCSaint Louis, MO190A
32Cary Street PartnersRichmond, VA180A
33Bessemer Investor Services, Inc.New York, NY180A
34Principal Funds Distributor, Inc.Des Moines, IA180A
35BCI Securities, Inc.Miami, FL170A
36Benefit Funding Services, LLCIrvine, CA170A
37Foreside Global Services, LLCPortland, ME170A
38American Global Wealth Management, Inc.Mcdonough, GA170A
39PTS Brokerage, LLCMount Laurel, NJ160A
40Artisan Partners Distributors LLCMilwaukee, WI160A
41Snowden Account Services LLCNew York, NY160A
42J.P. Morgan Institutional Investments Inc.New York, NY150A
43Fortress Private Ledger, LLCRaleigh, NC150A
44Rehmann Financial Network, LLCLansing, MI150A
45Itau International Securities Inc.Miami, FL140A
46Perpetual Americas Funds Distributors, LLCPortland, ME140A
47AE Financial Services, LLCTopeka, KS140A
48Northwest Financial Group LLCHerndon, VA140A
49Ares Management Capital Markets LLCDenver, CO140A
50PMA Securities, LLCNaperville, IL130A
51Pine Distributors LLCDenver, CO130A
52Lument Securities, LLCColumbus, OH130A
53Castle Placement, LLCSyosset, NY130A
54KPMG Corporate Finance LLCChicago, IL120A
55Brooklight Place Securities, Inc.Fountain Hills, AZ120A
56Keel Point Capital, LLCHuntsville, AL120A
57Vigilant Distributors, LLCChadds Ford, PA120A
58Ceiba Financial, LLCFullerton, CA120A
59Pickwick Capital Partners, LLCWhite Plains, NY110A
60Ernst & Young Capital Advisors, LLCNew York, NY110A
61ADP Broker-Dealer, Inc.Roseland, NJ110A
62M&A Securities Group, Inc.Kansas City, MO110A
63Black OAK Securities, Inc.Pawnee, IL110A
64Paralel DistributorsDenver, CO110A
65Natixis Distribution, LLCBoston, MA110A
66Lincoln Douglas Investments, LLCMt. Vernon, OH110A
67TRB Capital Markets, LLCHarlingen, TX110A
68Mercer Allied Company, L.P.Cohoes, NY110A
69Sunstreet Securities, LLCAvondale, AZ100A
70Pimco Investments LLCNew York, NY100A
71MMC Securities LLCNew York, NY100A
72Brighthouse Securities, LLCCharlotte, NC100A
73Morgan Stanley Distribution, Inc.New York, NY100A
74Guggenheim Funds Distributors, LLCChicago, IL100A
75ELE Wealth Solutions, Inc.Southfield, MI100A
76Apollo Global Securities, LLCNew York, NY100A
77P.J. Robb Variable, LLCMemphis, TN100A
78Hamilton Grant LLCCalabasas, CA90A
79Blue OWL SecuritiesNew York, NY90A
80Bernstein Institutional Services LLCNew York, NY90A
81Fnex Capital, LLCIndianapolis, IN90A
82Carillon Fund Distributors, Inc.St. Petersburg, FL90A
83Northern Funds Distributors, LLCPortland, ME90A
84Sumridge Partners, LLCJersey City, NJ90A
85Rainbridge Securities LLCNew York, NY90A
86Robertson Stephens Capital Markets, LLCSan Francisco, CA90A
87Griffin Financial Group, LLCReading, PA80A
88Kema Partners LLCMill Valley, CA80A
89Jones Lang Lasalle Securities, LLCChicago, IL80A
90Olsen Palmer LLCWashington, DC80A
91SAN Blas Securities LLCChicago, IL80A
92PWA Securities, LLCFort Lauderdale, FL80A
93BDT & MSD Partners, LLCChicago, IL80A
94Bancroft Capital, LLCFort Washington, PA80A
95Brookfield Private Advisors LLCNew York, NY80A
96CP Client Solutions LLCSaratoga Springs, NY80A
97Cbre Capital Advisors, Inc.Dallas, TX80A
98Smead Funds Distributors, LLCPortland, ME80A
99SUN Life Institutional Distributors (U.S.) LLCWellesley Hills, MA80A
100Finalis Securities LLCNew York, NY80A