CRD #144769 · FINRA BrokerCheck + SEC IAPD

Itau International Securities Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Itau International Securities Inc. ranks #12,215 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #178 of 251 on the same disclosure sort used on the state browse page. Itau International Securities Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 14 branch offices, earning a Grade A.

Grade A
Safety grade
14
branch offices
0
disclosures
#12,215 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 144769 Itau International Securities Inc.

Itau International Securities Inc. · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 144769
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 14
  • PER-OFF 0.00
  • RANK #12,215 of 20,055
  • BOOK Regional firm

Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)

ADP Broker-Dealer, Inc.0.00AE Financial Services, LLC0.00American Global Wealth …0.00Itau International … (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

Itau International Securities Inc. ranks #12,215 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

14 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 14 offices

Clean disclosure surface

Itau International Securities Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 14 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Miami, FL, 33131
Formed
03/08/2007
State of Formation
Delaware
CRD Number
144769
SEC Number
67674

Clean BrokerCheck surface

Itau International Securities Inc.'s clean BrokerCheck surface

Itau International Securities Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 14 branch offices (Grade A).

Itau International Securities Inc. shows zero reportable disclosures across 14 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Itau International Securities Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Florida cohort · 0.00× state average

Itau International Securities Inc. sits below the Florida disclosure average

Itau International Securities Inc. reports 0 BrokerCheck disclosures, 0.00× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Itau International Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Itau International Securities Inc. ranks #12,215 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #178 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Itau International Securities Inc.?
A grade of A means Itau International Securities Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Itau International Securities Inc. have?
Itau International Securities Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Itau International Securities Inc.?
Itau International Securities Inc. operates 14 branch offices and is classified by FINRA as a small firm, registered in FL (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Itau International Securities Inc.'s disciplinary record?
You can verify Itau International Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 144769. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Itau International Securities Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Itau International Securities Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • ADP Broker-Dealer, Inc. (NJ) - 0.00 disclosures/office, nearest regional firm peer to Itau International Securities Inc.'s 0.00
  • AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to Itau International Securities Inc.'s 0.00
  • American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to Itau International Securities Inc.'s 0.00
  • Firms in FL - state roster that includes Itau International Securities Inc.'s registration home.
  • How to Vet a Financial Advisor - Use Itau International Securities Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Itau International Securities Inc.'s does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Itau International Securities Inc..
  • Compare firms - put Itau International Securities Inc. next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.