Grade A Firms

Active broker-dealer firms that earn a Grade A, a clean FINRA BrokerCheck record with no reportable disclosures, ranked by branch-office footprint. A clean record is graded A regardless of firm size.

#	Firm	Offices	Grade
1	Country Capital Management Company Bloomington, IL	653	A
2	Capital Client Group, Inc. Los Angeles, CA	607	A
3	Foreside Fund Services, LLC Portland, ME	248	A
4	Navy Federal Investment Services, LLC Vienna, VA	234	A
5	Wealth Enhancement Brokerage Services, LLC Plymouth, MN	147	A
6	W&S Brokerage Services, Inc. Cincinnati, OH	92	A
7	Midwestern Securities Trading Company, LLC East Peoria, IL	92	A
8	United Brokerage Services, Inc Parkersburg, WV	85	A
9	Foreside Financial Services, LLC Portland, ME	79	A
10	BA Securities, LLC W. Conshohocken, PA	79	A
11	Quasar Distributors, LLC Portland, ME	68	A
12	DFPG Investments, LLC Sandy, UT	60	A
13	Copper Financial Lenexa, KS	55	A
14	MGI Funds Distributors, LLC Portland, ME	47	A
15	M. S. Howells & Co. Scottsdale, AZ	42	A
16	Capital Synergy Partners Irvine, CA	33	A
17	AW Securities Folsom, CA	31	A
18	Advanced Advisor Group, LLC Cambridge, MN	30	A
19	Aurora Securities Troy, MI	29	A
20	Imst Distributors, LLC Portland, ME	29	A
21	Foreside Funds Distributors LLC Portland, ME	28	A
22	USI Securities, Inc. Glastonbury, CT	28	A
23	ESL Investment Services, LLC Rochester, NY	27	A
24	Mutual of America Securities LLC New York, NY	26	A
25	Distribution Services, LLC Portland, ME	23	A
26	Sterling Capital Distributors, LLC Portland, ME	23	A
27	Blackstone Securities Partners L.P. New York, NY	20	A
28	Hazard & Siegel, Inc. Dewitt, NY	19	A
29	Saybrus Equity Services, LLC Hartford, CT	19	A
30	Hollister Associates, LLC Mount Pleasant, SC	19	A
31	Larson Financial Securities, LLC Saint Louis, MO	19	A
32	Cary Street Partners Richmond, VA	18	A
33	Bessemer Investor Services, Inc. New York, NY	18	A
34	Principal Funds Distributor, Inc. Des Moines, IA	18	A
35	BCI Securities, Inc. Miami, FL	17	A
36	Benefit Funding Services, LLC Irvine, CA	17	A
37	Foreside Global Services, LLC Portland, ME	17	A
38	American Global Wealth Management, Inc. Mcdonough, GA	17	A
39	PTS Brokerage, LLC Mount Laurel, NJ	16	A
40	Artisan Partners Distributors LLC Milwaukee, WI	16	A
41	Snowden Account Services LLC New York, NY	16	A
42	J.P. Morgan Institutional Investments Inc. New York, NY	15	A
43	Fortress Private Ledger, LLC Raleigh, NC	15	A
44	Rehmann Financial Network, LLC Lansing, MI	15	A
45	Itau International Securities Inc. Miami, FL	14	A
46	Perpetual Americas Funds Distributors, LLC Portland, ME	14	A
47	AE Financial Services, LLC Topeka, KS	14	A
48	Northwest Financial Group LLC Herndon, VA	14	A
49	Ares Management Capital Markets LLC Denver, CO	14	A
50	PMA Securities, LLC Naperville, IL	13	A
51	Pine Distributors LLC Denver, CO	13	A
52	Lument Securities, LLC Columbus, OH	13	A
53	Castle Placement, LLC Syosset, NY	13	A
54	KPMG Corporate Finance LLC Chicago, IL	12	A
55	Brooklight Place Securities, Inc. Fountain Hills, AZ	12	A
56	Keel Point Capital, LLC Huntsville, AL	12	A
57	Vigilant Distributors, LLC Chadds Ford, PA	12	A
58	Ceiba Financial, LLC Fullerton, CA	12	A
59	Pickwick Capital Partners, LLC White Plains, NY	11	A
60	Ernst & Young Capital Advisors, LLC New York, NY	11	A
61	ADP Broker-Dealer, Inc. Roseland, NJ	11	A
62	M&A Securities Group, Inc. Kansas City, MO	11	A
63	Black OAK Securities, Inc. Pawnee, IL	11	A
64	Paralel Distributors Denver, CO	11	A
65	Natixis Distribution, LLC Boston, MA	11	A
66	Lincoln Douglas Investments, LLC Mt. Vernon, OH	11	A
67	TRB Capital Markets, LLC Harlingen, TX	11	A
68	Mercer Allied Company, L.P. Cohoes, NY	11	A
69	Sunstreet Securities, LLC Avondale, AZ	10	A
70	Pimco Investments LLC New York, NY	10	A
71	MMC Securities LLC New York, NY	10	A
72	Brighthouse Securities, LLC Charlotte, NC	10	A
73	Morgan Stanley Distribution, Inc. New York, NY	10	A
74	Guggenheim Funds Distributors, LLC Chicago, IL	10	A
75	ELE Wealth Solutions, Inc. Southfield, MI	10	A
76	Apollo Global Securities, LLC New York, NY	10	A
77	P.J. Robb Variable, LLC Memphis, TN	10	A
78	Hamilton Grant LLC Calabasas, CA	9	A
79	Blue OWL Securities New York, NY	9	A
80	Bernstein Institutional Services LLC New York, NY	9	A
81	Fnex Capital, LLC Indianapolis, IN	9	A
82	Carillon Fund Distributors, Inc. St. Petersburg, FL	9	A
83	Northern Funds Distributors, LLC Portland, ME	9	A
84	Sumridge Partners, LLC Jersey City, NJ	9	A
85	Rainbridge Securities LLC New York, NY	9	A
86	Robertson Stephens Capital Markets, LLC San Francisco, CA	9	A
87	Griffin Financial Group, LLC Reading, PA	8	A
88	Kema Partners LLC Mill Valley, CA	8	A
89	Jones Lang Lasalle Securities, LLC Chicago, IL	8	A
90	Olsen Palmer LLC Washington, DC	8	A
91	SAN Blas Securities LLC Chicago, IL	8	A
92	PWA Securities, LLC Fort Lauderdale, FL	8	A
93	BDT & MSD Partners, LLC Chicago, IL	8	A
94	Bancroft Capital, LLC Fort Washington, PA	8	A
95	Brookfield Private Advisors LLC New York, NY	8	A
96	CP Client Solutions LLC Saratoga Springs, NY	8	A
97	Cbre Capital Advisors, Inc. Dallas, TX	8	A
98	Smead Funds Distributors, LLC Portland, ME	8	A
99	SUN Life Institutional Distributors (U.S.) LLC Wellesley Hills, MA	8	A
100	Finalis Securities LLC New York, NY	8	A
101	Realized Financial, Inc. Austin, TX	8	A
102	Hilco Corporate Finance, LLC Chicago, IL	8	A
103	Hidden Road Partners CIV US LLC New York, NY	8	A
104	Conning Investment Products, Inc. Hartford, CT	8	A
105	Samco Capital Markets, Inc. Austin, TX	8	A
106	Northcoast Research Partners, LLC Cleveland, OH	8	A
107	Blakeslee and Blakeslee Inc. San Luis Obispo, CA	7	A
108	March Capital Corp. Chicago, IL	7	A
109	Starwood Capital, L.L.C. Greenwich, CT	7	A
110	DCF, LLC Chattanooga, TN	7	A
111	Gpwa, LLC Nashville, TN	7	A
112	HPS Securities, LLC New York, NY	7	A
113	Weild & Co. Boulder, CO	7	A
114	Yorkville Securities, LLC Mountainside, NJ	7	A
115	Tcbi Securities, Inc. Dallas, TX	7	A
116	Anos Capital, LLC New York, NY	7	A
117	Dinan Capital Advisors Phoenix, AZ	7	A
118	TPG Capital BD, LLC Fort Worth, TX	7	A
119	Intrepid Investment Bankers LLC Los Angeles, CA	7	A
120	Forvis Mazars Capital Advisors, LLC Springfield, MO	7	A
121	Northern Capital Securities Corporation North Andover, MA	7	A
122	TCW Funds Distributors LLC Los Angeles, CA	7	A
123	Loomis Sayles Distributors, L.P. Boston, MA	7	A
124	Lasalle Investment Management Distributors, LLC Chicago, IL	7	A
125	Green Pier Fintech LLC Boston, MA	7	A
126	Icapital Markets LLC New York, NY	7	A
127	Lazear Capital Securities, LLC Columbus, OH	7	A
128	Triple P Securities, LLC New York, NY	7	A
129	Bardi Co. LLC Los Angeles, CA	6	A
130	Flourish Financial LLC New York, NY	6	A
131	Fidelity Prime Financing Boston, MA	6	A
132	Marathon Capital Markets, LLC Chicago, IL	6	A
133	Phoenix IB Chadds Ford, PA	6	A
134	Drake Star Securities LLC West Palm Beach, FL	6	A
135	Summit Trail Securities, LLC New York, NY	6	A
136	THE Tavenner Company Springfield, OH	6	A
137	Rabo Securities USA, Inc. New York, NY	6	A
138	Orbis Investments (U.S.), LLC Portland, ME	6	A
139	Zelman Partners, LLC Bay Village, OH	6	A
140	AQR Investments, LLC Greenwich, CT	6	A
141	CMG Securities LLC San Ramon, CA	6	A
142	Armory Securities, LLC El Segundo, CA	6	A
143	Broadridge Business Process Outsourcing, LLC Edgewood, NY	6	A
144	Assetmark Brokerage, LLC Concord, CA	6	A
145	BDO Capital Advisors, LLC Chicago, IL	6	A
146	PCE Investment Bankers, Inc. Winter Park, FL	6	A
147	Blackrock Execution Services New York, NY	6	A
148	Brownstone Investment Group, LLC New York, NY	6	A
149	Bentallgreenoak Real Estate US LLC New York, NY	6	A
150	TCG Capital Markets L.L.C. New York, NY	6	A
151	Mcclurg Capital Corporation San Rafael, CA	6	A
152	Craft Capital Management LLC Garden City, NY	6	A
153	Eaton Vance Distributors, Inc. Boston, MA	6	A
154	Dowling & Partners Securities LLC Farmington, CT	6	A
155	Wellington Funds Distributors Inc. Boston, MA	6	A
156	Sovereign Global Advisors LLC Denver, CO	6	A
157	Russell Investments Financial Services, LLC Seattle, WA	6	A
158	East West Markets, LLC Dallas, TX	6	A
159	Glen Eagle Wealth, LLC Kingston, NJ	6	A
160	First Financial Securities of America, Inc. Houston, TX	6	A
161	Mack Investment Securities, Inc. Northfield, IL	6	A
162	Invicta Capital LLC Oakmont, PA	6	A
163	KKR Capital Markets LLC New York, NY	6	A
164	Marshberry Capital, LLC. Woodmere, OH	6	A
165	Metric Point Capital, LLC Austin, TX	6	A
166	Parsonex Securities, Inc. Englewood, CO	6	A
167	Peachcap Securities, Inc. Atlanta, GA	6	A
168	Acalyx Advisors Inc. Arlington, VA	5	A
169	Crito Capital LLC Westport, CT	5	A
170	CRC-IB New York, NY	5	A
171	DC Advisory New York, NY	5	A
172	FMX Execution, LLC New York, NY	5	A
173	Henley & Company LLC Uniondale, NY	5	A
174	Jump Execution, LLC Chicago, IL	5	A
175	MBS Capital Markets, LLC Tampa, FL	5	A
176	RFS Partners Denver, CO	5	A
177	Sixth Street BD, LLC New York, NY	5	A
178	Churchill Capital USA, Inc. New York, NY	5	A
179	Wedbush & Co., LLC New York, NY	5	A
180	XT Capital Partners, LLC Southport, CT	5	A
181	Heim, Young & Associates, Inc. Springfield, MO	5	A
182	Generational Capital Markets Inc. Richardson, TX	5	A
183	Capulent LLC Phoenix, AZ	5	A
184	Sorsby Financial Corp. Bonita Springs, FL	5	A
185	GRV Securities LLC Chicago, IL	5	A
186	GLC Securities, LLC New York, NY	5	A
187	Cgis Securities LLC Miami, FL	5	A
188	1031 Securities Inc. Franklin, MI	5	A
189	Hasi Securities LLC Annapolis, MD	5	A
190	Telsey Advisory Group LLC New York, NY	5	A
191	EQT Partners BD, LLC Radnor, PA	5	A
192	Allen, Mooney & Barnes Brokerage Services, LLC Thomasville, GA	5	A
193	Belzberg Capital New York, NY	5	A
194	Bayshore Partners, LLC Fort Lauderdale, FL	5	A
195	Bain Capital Markets, LLC Boston, MA	5	A
196	Bailey & Co. Securities, LLC Brentwood, TN	5	A
197	Bull Market Securities, Inc. Miami, FL	5	A
198	Wealthfront Brokerage LLC Palo Alto, CA	5	A
199	Thoma Bravo Capital Markets, LLC Chicago, IL	5	A
200	Ascensus Broker Dealer Services, LLC Newton, MA	5	A

Compiled by PlainAdvisorCheck Editorial, Financial Advisor Discipline Editorial Team