Grade A Firms

Active broker-dealer firms that earn a Grade A, a clean FINRA BrokerCheck record with no reportable disclosures, ranked by branch-office footprint. A clean record is graded A regardless of firm size.

#	Firm	Offices	Grade
1	Country Capital Management CompanyBloomington, IL	653	A
2	Capital Client Group, Inc.Los Angeles, CA	607	A
3	Foreside Fund Services, LLCPortland, ME	248	A
4	Navy Federal Investment Services, LLCVienna, VA	234	A
5	Wealth Enhancement Brokerage Services, LLCPlymouth, MN	147	A
6	W&S Brokerage Services, Inc.Cincinnati, OH	92	A
7	Midwestern Securities Trading Company, LLCEast Peoria, IL	92	A
8	United Brokerage Services, IncParkersburg, WV	85	A
9	Foreside Financial Services, LLCPortland, ME	79	A
10	BA Securities, LLCW. Conshohocken, PA	79	A
11	Quasar Distributors, LLCPortland, ME	68	A
12	DFPG Investments, LLCSandy, UT	60	A
13	Copper FinancialLenexa, KS	55	A
14	MGI Funds Distributors, LLCPortland, ME	47	A
15	M. S. Howells & Co.Scottsdale, AZ	42	A
16	Capital Synergy PartnersIrvine, CA	33	A
17	AW SecuritiesFolsom, CA	31	A
18	Advanced Advisor Group, LLCCambridge, MN	30	A
19	Aurora SecuritiesTroy, MI	29	A
20	Imst Distributors, LLCPortland, ME	29	A
21	Foreside Funds Distributors LLCPortland, ME	28	A
22	USI Securities, Inc.Glastonbury, CT	28	A
23	ESL Investment Services, LLCRochester, NY	27	A
24	Mutual of America Securities LLCNew York, NY	26	A
25	Distribution Services, LLCPortland, ME	23	A
26	Sterling Capital Distributors, LLCPortland, ME	23	A
27	Blackstone Securities Partners L.P.New York, NY	20	A
28	Hazard & Siegel, Inc.Dewitt, NY	19	A
29	Saybrus Equity Services, LLCHartford, CT	19	A
30	Hollister Associates, LLCMount Pleasant, SC	19	A
31	Larson Financial Securities, LLCSaint Louis, MO	19	A
32	Cary Street PartnersRichmond, VA	18	A
33	Bessemer Investor Services, Inc.New York, NY	18	A
34	Principal Funds Distributor, Inc.Des Moines, IA	18	A
35	BCI Securities, Inc.Miami, FL	17	A
36	Benefit Funding Services, LLCIrvine, CA	17	A
37	Foreside Global Services, LLCPortland, ME	17	A
38	American Global Wealth Management, Inc.Mcdonough, GA	17	A
39	PTS Brokerage, LLCMount Laurel, NJ	16	A
40	Artisan Partners Distributors LLCMilwaukee, WI	16	A
41	Snowden Account Services LLCNew York, NY	16	A
42	J.P. Morgan Institutional Investments Inc.New York, NY	15	A
43	Fortress Private Ledger, LLCRaleigh, NC	15	A
44	Rehmann Financial Network, LLCLansing, MI	15	A
45	Itau International Securities Inc.Miami, FL	14	A
46	Perpetual Americas Funds Distributors, LLCPortland, ME	14	A
47	AE Financial Services, LLCTopeka, KS	14	A
48	Northwest Financial Group LLCHerndon, VA	14	A
49	Ares Management Capital Markets LLCDenver, CO	14	A
50	PMA Securities, LLCNaperville, IL	13	A
51	Pine Distributors LLCDenver, CO	13	A
52	Lument Securities, LLCColumbus, OH	13	A
53	Castle Placement, LLCSyosset, NY	13	A
54	KPMG Corporate Finance LLCChicago, IL	12	A
55	Brooklight Place Securities, Inc.Fountain Hills, AZ	12	A
56	Keel Point Capital, LLCHuntsville, AL	12	A
57	Vigilant Distributors, LLCChadds Ford, PA	12	A
58	Ceiba Financial, LLCFullerton, CA	12	A
59	Pickwick Capital Partners, LLCWhite Plains, NY	11	A
60	Ernst & Young Capital Advisors, LLCNew York, NY	11	A
61	ADP Broker-Dealer, Inc.Roseland, NJ	11	A
62	M&A Securities Group, Inc.Kansas City, MO	11	A
63	Black OAK Securities, Inc.Pawnee, IL	11	A
64	Paralel DistributorsDenver, CO	11	A
65	Natixis Distribution, LLCBoston, MA	11	A
66	Lincoln Douglas Investments, LLCMt. Vernon, OH	11	A
67	TRB Capital Markets, LLCHarlingen, TX	11	A
68	Mercer Allied Company, L.P.Cohoes, NY	11	A
69	Sunstreet Securities, LLCAvondale, AZ	10	A
70	Pimco Investments LLCNew York, NY	10	A
71	MMC Securities LLCNew York, NY	10	A
72	Brighthouse Securities, LLCCharlotte, NC	10	A
73	Morgan Stanley Distribution, Inc.New York, NY	10	A
74	Guggenheim Funds Distributors, LLCChicago, IL	10	A
75	ELE Wealth Solutions, Inc.Southfield, MI	10	A
76	Apollo Global Securities, LLCNew York, NY	10	A
77	P.J. Robb Variable, LLCMemphis, TN	10	A
78	Hamilton Grant LLCCalabasas, CA	9	A
79	Blue OWL SecuritiesNew York, NY	9	A
80	Bernstein Institutional Services LLCNew York, NY	9	A
81	Fnex Capital, LLCIndianapolis, IN	9	A
82	Carillon Fund Distributors, Inc.St. Petersburg, FL	9	A
83	Northern Funds Distributors, LLCPortland, ME	9	A
84	Sumridge Partners, LLCJersey City, NJ	9	A
85	Rainbridge Securities LLCNew York, NY	9	A
86	Robertson Stephens Capital Markets, LLCSan Francisco, CA	9	A
87	Griffin Financial Group, LLCReading, PA	8	A
88	Kema Partners LLCMill Valley, CA	8	A
89	Jones Lang Lasalle Securities, LLCChicago, IL	8	A
90	Olsen Palmer LLCWashington, DC	8	A
91	SAN Blas Securities LLCChicago, IL	8	A
92	PWA Securities, LLCFort Lauderdale, FL	8	A
93	BDT & MSD Partners, LLCChicago, IL	8	A
94	Bancroft Capital, LLCFort Washington, PA	8	A
95	Brookfield Private Advisors LLCNew York, NY	8	A
96	CP Client Solutions LLCSaratoga Springs, NY	8	A
97	Cbre Capital Advisors, Inc.Dallas, TX	8	A
98	Smead Funds Distributors, LLCPortland, ME	8	A
99	SUN Life Institutional Distributors (U.S.) LLCWellesley Hills, MA	8	A
100	Finalis Securities LLCNew York, NY	8	A
101	Realized Financial, Inc.Austin, TX	8	A
102	Hilco Corporate Finance, LLCChicago, IL	8	A
103	Hidden Road Partners CIV US LLCNew York, NY	8	A
104	Conning Investment Products, Inc.Hartford, CT	8	A
105	Samco Capital Markets, Inc.Austin, TX	8	A
106	Northcoast Research Partners, LLCCleveland, OH	8	A
107	Blakeslee and Blakeslee Inc.San Luis Obispo, CA	7	A
108	March Capital Corp.Chicago, IL	7	A
109	Starwood Capital, L.L.C.Greenwich, CT	7	A
110	DCF, LLCChattanooga, TN	7	A
111	Gpwa, LLCNashville, TN	7	A
112	HPS Securities, LLCNew York, NY	7	A
113	Weild & Co.Boulder, CO	7	A
114	Yorkville Securities, LLCMountainside, NJ	7	A
115	Tcbi Securities, Inc.Dallas, TX	7	A
116	Anos Capital, LLCNew York, NY	7	A
117	Dinan Capital AdvisorsPhoenix, AZ	7	A
118	TPG Capital BD, LLCFort Worth, TX	7	A
119	Intrepid Investment Bankers LLCLos Angeles, CA	7	A
120	Forvis Mazars Capital Advisors, LLCSpringfield, MO	7	A
121	Northern Capital Securities CorporationNorth Andover, MA	7	A
122	TCW Funds Distributors LLCLos Angeles, CA	7	A
123	Loomis Sayles Distributors, L.P.Boston, MA	7	A
124	Lasalle Investment Management Distributors, LLCChicago, IL	7	A
125	Green Pier Fintech LLCBoston, MA	7	A
126	Icapital Markets LLCNew York, NY	7	A
127	Lazear Capital Securities, LLCColumbus, OH	7	A
128	Triple P Securities, LLCNew York, NY	7	A
129	Bardi Co. LLCLos Angeles, CA	6	A
130	Flourish Financial LLCNew York, NY	6	A
131	Fidelity Prime FinancingBoston, MA	6	A
132	Marathon Capital Markets, LLCChicago, IL	6	A
133	Phoenix IBChadds Ford, PA	6	A
134	Drake Star Securities LLCWest Palm Beach, FL	6	A
135	Summit Trail Securities, LLCNew York, NY	6	A
136	THE Tavenner CompanySpringfield, OH	6	A
137	Rabo Securities USA, Inc.New York, NY	6	A
138	Orbis Investments (U.S.), LLCPortland, ME	6	A
139	Zelman Partners, LLCBay Village, OH	6	A
140	AQR Investments, LLCGreenwich, CT	6	A
141	CMG Securities LLCSan Ramon, CA	6	A
142	Armory Securities, LLCEl Segundo, CA	6	A
143	Broadridge Business Process Outsourcing, LLCEdgewood, NY	6	A
144	Assetmark Brokerage, LLCConcord, CA	6	A
145	BDO Capital Advisors, LLCChicago, IL	6	A
146	PCE Investment Bankers, Inc.Winter Park, FL	6	A
147	Blackrock Execution ServicesNew York, NY	6	A
148	Brownstone Investment Group, LLCNew York, NY	6	A
149	Bentallgreenoak Real Estate US LLCNew York, NY	6	A
150	TCG Capital Markets L.L.C.New York, NY	6	A
151	Mcclurg Capital CorporationSan Rafael, CA	6	A
152	Craft Capital Management LLCGarden City, NY	6	A
153	Eaton Vance Distributors, Inc.Boston, MA	6	A
154	Dowling & Partners Securities LLCFarmington, CT	6	A
155	Wellington Funds Distributors Inc.Boston, MA	6	A
156	Sovereign Global Advisors LLCDenver, CO	6	A
157	Russell Investments Financial Services, LLCSeattle, WA	6	A
158	East West Markets, LLCDallas, TX	6	A
159	Glen Eagle Wealth, LLCKingston, NJ	6	A
160	First Financial Securities of America, Inc.Houston, TX	6	A
161	Mack Investment Securities, Inc.Northfield, IL	6	A
162	Invicta Capital LLCOakmont, PA	6	A
163	KKR Capital Markets LLCNew York, NY	6	A
164	Marshberry Capital, LLC.Woodmere, OH	6	A
165	Metric Point Capital, LLCAustin, TX	6	A
166	Parsonex Securities, Inc.Englewood, CO	6	A
167	Peachcap Securities, Inc.Atlanta, GA	6	A
168	Acalyx Advisors Inc.Arlington, VA	5	A
169	Crito Capital LLCWestport, CT	5	A
170	CRC-IBNew York, NY	5	A
171	DC AdvisoryNew York, NY	5	A
172	FMX Execution, LLCNew York, NY	5	A
173	Henley & Company LLCUniondale, NY	5	A
174	Jump Execution, LLCChicago, IL	5	A
175	MBS Capital Markets, LLCTampa, FL	5	A
176	RFS PartnersDenver, CO	5	A
177	Sixth Street BD, LLCNew York, NY	5	A
178	Churchill Capital USA, Inc.New York, NY	5	A
179	Wedbush & Co., LLCNew York, NY	5	A
180	XT Capital Partners, LLCSouthport, CT	5	A
181	Heim, Young & Associates, Inc.Springfield, MO	5	A
182	Generational Capital Markets Inc.Richardson, TX	5	A
183	Capulent LLCPhoenix, AZ	5	A
184	Sorsby Financial Corp.Bonita Springs, FL	5	A
185	GRV Securities LLCChicago, IL	5	A
186	GLC Securities, LLCNew York, NY	5	A
187	Cgis Securities LLCMiami, FL	5	A
188	1031 Securities Inc.Franklin, MI	5	A
189	Hasi Securities LLCAnnapolis, MD	5	A
190	Telsey Advisory Group LLCNew York, NY	5	A
191	EQT Partners BD, LLCRadnor, PA	5	A
192	Allen, Mooney & Barnes Brokerage Services, LLCThomasville, GA	5	A
193	Belzberg CapitalNew York, NY	5	A
194	Bayshore Partners, LLCFort Lauderdale, FL	5	A
195	Bain Capital Markets, LLCBoston, MA	5	A
196	Bailey & Co. Securities, LLCBrentwood, TN	5	A
197	Bull Market Securities, Inc.Miami, FL	5	A
198	Wealthfront Brokerage LLCPalo Alto, CA	5	A
199	Thoma Bravo Capital Markets, LLCChicago, IL	5	A
200	Ascensus Broker Dealer Services, LLCNewton, MA	5	A

Compiled by PlainAdvisorCheck