Grade A Firms

Active firms with excellent safety records — showing top 200 by advisor count

#Firm AdvisorsDisclosures GradeState
1 ASTOR RIDGE N.A. LLP 1 0 A NJ
2 CRI M&A ADVISORS, LLC 1 0 A AL
3 AURUS ADVISORS, INC. 1 0 A FL
4 AFW ASSOCIATES LLC 1 0 A NY
5 AREAM ADVISORS LLC 1 0 A CA
6 ACALYX ADVISORS INC. 1 0 A VA
7 AVM, L.P. 1 0 A FL
8 ABG, LLC 1 0 A NY
9 FOUNDERS M&A ADVISORY, LLC 1 0 A AL
10 ASPEN ALPINE CAPITAL LLC 1 0 A NY
11 ANTARCTICA ADVISORS, LLC 1 0 A FL
12 ATIS, INC 1 0 A IN
13 ARIA CAPITAL ADVISORS, LLC 1 0 A FL
14 CEA ATLANTIC ADVISORS, LLC 1 0 A FL
15 AVID CAPITAL ADVISORS LLC 1 0 A ID
16 BUNQ 1 0 A NY
17 BENGUR BRYAN & CO., INC. 1 0 A MD
18 BULLISH BOB BAGLEY SECURITIES, INC. 1 0 A TX
19 BOWEN, INC. 1 0 A MA
20 BLAKESLEE AND BLAKESLEE INC. 1 0 A CA
21 BABCOCK & BROWN SECURITIES LLC 1 0 A CT
22 BROWN AND BROWN SECURITIES, INC. 1 0 A TX
23 BACKSTROM MCCARLEY BERRY & CO., LLC 1 0 A CA
24 D/B/A PALAZZO 1 0 A NY
25 P G BOOLE, LLC 1 0 A MA
26 BARDI CO. LLC 1 0 A CA
27 BACK BAY LIFE SCIENCE ADVISORY, LLC 1 0 A MA
28 GA PCCV BD, LLC 1 0 A FL
29 BROOKLANDS CAPITAL STRATEGIES BD, LP 1 0 A CA
30 REDBIRD BD LLC 1 0 A NY
31 BLUE OCEAN ATS 1 0 A FL
32 BFC CAPITAL LLC 1 0 A MA
33 BGV SECURITIES 1 0 A FL
34 BFINANCE US LTD. 1 0 A
35 DCM BROKERS, LLC 1 0 A IL
36 CROFT & BENDER, LP 1 0 A GA
37 BROWN BROTHERS HARRIMAN INVESTMENTS, LLC 1 0 A NY
38 CREWE CAPITAL 1 0 A UT
39 CESTA CAPITAL 1 0 A TX
40 CCA CAPITAL LLC 1 0 A MA
41 CCO CAPITAL, LLC 1 0 A AZ
42 CARTER CAPITAL CORPORATION 1 0 A CT
43 LMV CAPITAL CORP. 1 0 A NY
44 CAIS CAPITAL LLC 1 0 A NY
45 COINBASE CAPITAL MARKETS CORP 1 0 A NY
46 CRITO CAPITAL LLC 1 0 A CT
47 JW & CO. 1 0 A CO
48 GEMINI CAPITAL L.L.C. 1 0 A IL
49 MARCH CAPITAL CORP. 1 0 A IL
50 PAR5 CAPITAL & CO LLC 1 0 A FL
51 CREEKSTONE CAPITAL 1 0 A TN
52 ORE CAP ADVISORS L.L.C. 1 0 A NY
53 CAPITAL CONNECT, LLC 1 0 A FL
54 CULVERT CAPITAL LLC 1 0 A IL
55 CRC-IB 1 0 A NY
56 MAY CAPITAL GROUP, L.L.C. 1 0 A NY
57 CHERTOFF CAPITAL, LLC 1 0 A DC
58 STARWOOD CAPITAL, L.L.C. 1 0 A CT
59 CITADEL CLEARING LLC 1 0 A FL
60 CURTIS POINT CAPITAL 1 0 A MA
61 W CAMPION CAPITAL LLC 1 0 A FL
62 DCF, LLC 1 0 A TN
63 IEX DAP LLC 1 0 A NY
64 DLCC PRIME 1 0 A NJ
65 DC ADVISORY 1 0 A NY
66 DV EQUITIES 1 0 A IL
67 CAPITAL DYNAMICS BROKER DEALER LLC 1 0 A NY
68 OAKLINS DP LLC 1 0 A NY
69 D-MERC SERVICES 1 0 A CO
70 DUNN RUSH & CO. LLC 1 0 A MA
71 DWM FINANCE LLC 1 0 A CT
72 DAVY SECURITIES 1 0 A
73 DNB CARNEGIE, INC. 1 0 A NY
74 GORDON DYAL & CO., LLC 1 0 A NY
75 DV SECURITIES, LLC 1 0 A IL
76 E. E. POWELL & COMPANY INC. 1 0 A PA
77 ENTERPRISE EQUITIES, INC. 1 0 A MD
78 EURO-AMERICAN EQUITIES, INC. 1 0 A WA
79 EQUILEND 1 0 A NY
80 NEAR EARTH, LLC 1 0 A CT
81 EDG CAPITAL LLC 1 0 A UT
82 H & L EQUITIES, LLC 1 0 A GA
83 E.F. HUTTON & CO. LLC 1 0 A NY
84 EDWARD WOLFE LLC 1 0 A VA
85 EQUITY SHIFT, INC. 1 0 A NC
86 ECHELON CAPITAL 1 0 A CA
87 EP SECURITIES, LLC 1 0 A NY
88 EM SECURITIES LLC 1 0 A NY
89 ENVOY SECURITIES 1 0 A NC
90 FMX EXECUTION, LLC 1 0 A NY
91 E&J SECURITIES CORP. 1 0 A NY
92 FIN2 1 0 A NY
93 FENNEL 1 0 A NY
94 FOLIONET FINANCIAL LLC 1 0 A FL
95 FLOURISH FINANCIAL LLC 1 0 A NY
96 FAS CORP. 1 0 A KS
97 FON CORPORATE FINANCE LLC 1 0 A VA
98 FIDELITY PRIME FINANCING 1 0 A MA
99 FORESIDE FUND SERVICES, LLC 1 0 A ME
100 BURNHAM & FLOWER FINANCIAL, INC. 1 0 A MI
101 FELDSTEIN FINANCIAL GROUP, LLC 1 0 A NJ
102 FORTRESS CAPITAL FORMATION LLC 1 0 A NY
103 FORESIDE FUNDS DISTRIBUTORS LLC 1 0 A ME
104 FORESIDE FINANCIAL SERVICES, LLC 1 0 A ME
105 GORDIAN GROUP, LLC 1 0 A NY
106 GULFSTAR GROUP I, LTD. 1 0 A TX
107 GALT FINANCIAL GROUP, INC. 1 0 A CA
108 GREIF & CO. 1 0 A CA
109 GPWA, LLC 1 0 A TN
110 GRIFFIN FINANCIAL GROUP, LLC 1 0 A PA
111 GEMINI GALACTIC MARKETS, LLC 1 0 A NY
112 GALILEO GLOBAL SECURITIES, LLC 1 0 A NY
113 SIGULER GUFF GLOBAL MARKETS, LLC 1 0 A NY
114 ROC GLOBAL LLC 1 0 A NY
115 PGM GLOBAL INC. 1 0 A
116 ARK GLOBAL, LLC 1 0 A NY
117 SUNTHAY GRX LLC 1 0 A NY
118 THE M & A GROUP LLC 1 0 A MN
119 HAPI 1 0 A OR
120 HIGH HILL SECURITIES, LLC 1 0 A GA
121 HEDGE PRO 1 0 A GA
122 MUFSON HOWE HUNTER & PARTNERS LLC 1 0 A PA
123 PEEL HUNT INC. 1 0 A
124 M. S. HOWELLS & CO. 1 0 A AZ
125 HMP CAPITAL, LLC 1 0 A IL
126 HUDSONWEST LLC 1 0 A CO
127 HUDSON HERITAGE CAPITAL MANAGEMENT, INC. 1 0 A NY
128 HAZARD & SIEGEL, INC. 1 0 A NY
129 BAADER HELVEA INC. 1 0 A NY
130 UOB KAY HIAN (U.S.) INC. 1 0 A
131 HGP SECURITIES, LLC 1 0 A TX
132 HPS SECURITIES, LLC 1 0 A NY
133 HENLEY & COMPANY LLC 1 0 A NY
134 HAMILTON GRANT LLC 1 0 A CA
135 HEG SECURITIES, LLC 1 0 A CT
136 HARLEY CAPITAL LLC 1 0 A CT
137 INTEGRITY INVESTMENTS, INC. 1 0 A FL
138 ICD SECURITIES INC. 1 0 A FL
139 ITAU INTERNATIONAL SECURITIES INC. 1 0 A FL
140 ARROW INVESTMENTS, INC. 1 0 A NY
141 PLAN B INVESTMENTS, INC. 1 0 A CA
142 ICA, LLC 1 0 A TN
143 MONERE INVESTMENTS, INC. 1 0 A IL
144 ACCESS INVESTMENTS, INC. 1 0 A OK
145 IAFF-FC INVESTMENTS LLC 1 0 A DC
146 ABACUS INVESTMENTS, INC. 1 0 A WI
147 J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. 1 0 A NY
148 IMPACTU.INVESTMENTS, LLC 1 0 A NY
149 JWTT INC. 1 0 A OR
150 GRF CAPITAL INVESTORS, INC. 1 0 A OK
151 JSVC, LLC 1 0 A HI
152 JCP SECURITIES 1 0 A CA
153 JAMES T. BORELLO & CO. 1 0 A IL
154 M.J. GROSSNICKLE, LLC 1 0 A ME
155 JOSEPH CAPITAL, LLC 1 0 A NY
156 J.P. MORGAN PRIME INC. 1 0 A NY
157 JUMP EXECUTION, LLC 1 0 A IL
158 KARMEQ, LLC 1 0 A CA
159 K CAPITAL LLC 1 0 A NY
160 KCR CAPITAL, LLC 1 0 A CO
161 KEYSTONE GLOBAL 1 0 A NY
162 KCOE CAPITAL LLC 1 0 A WA
163 KNOWN GROWTH LLC 1 0 A NY
164 KINDLING MBD LLC 1 0 A GA
165 KAHN BROTHERS LLC 1 0 A NY
166 KEMA PARTNERS LLC 1 0 A CA
167 THE KLEIN GROUP, LLC 1 0 A NY
168 KRAMBO CORPORTION 1 0 A MI
169 KBD SECURITIES, LLC 1 0 A NY
170 KELSON CAPITAL LLC 1 0 A CT
171 KOTAK MAHINDRA, INC. 1 0 A NY
172 KRAKEN SECURITIES 1 0 A FL
173 KWM SECURITIES LLC 1 0 A TX
174 KIPLING CAPITAL, INC. 1 0 A CA
175 KAUFMAN & COMPANY, LLC 1 0 A MA
176 KLEON FINANCIAL, LLC 1 0 A NY
177 KALORAMA CAPITAL, LLC 1 0 A DC
178 LIQUIFI LLC 1 0 A MO
179 TLG LENOX, LLC 1 0 A GA
180 LCT CAPITAL, LLC 1 0 A TX
181 LYNX CAPITAL, LLC 1 0 A CA
182 LIQUIDLY IAS, LLC 1 0 A NY
183 WEMATCH.LIVE LLC 1 0 A NY
184 LIQUIDITY.IO, LLC 1 0 A MT
185 LS SECURITIES, LLC 1 0 A NJ
186 LEVEL MARKETS, LLC 1 0 A MA
187 LFT SECURITIES, LLC 1 0 A OH
188 JONES LANG LASALLE SECURITIES, LLC 1 0 A IL
189 LINK SECURITIES LLC 1 0 A AZ
190 LUMA SECURITIES LLC 1 0 A NY
191 LIDO SECURITIES, LLC 1 0 A TX
192 LA HONDA ADVISORS LLC 1 0 A CA
193 MOMENT MARKETS, LLC 1 0 A NY
194 OLD MISSION MARKETS LLC 1 0 A IL
195 MBS CAPITAL MARKETS, LLC 1 0 A FL
196 MCS CAPITAL MARKETS LLC 1 0 A NY
197 MORETON CAPITAL MARKETS, LLC 1 0 A UT
198 MADISON CAPITAL MARKETS LLC 1 0 A CA
199 MARATHON CAPITAL MARKETS, LLC 1 0 A IL
200 NHN NEXUS PARTNERS, LLC 1 0 A CA