Branch offices
6 offices
FINRA: Small firm
CRD #18004 · FINRA BrokerCheck + SEC IAPD
THE Tavenner Company
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Tavenner Company ranks #18,466 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #52 of 57 on the same disclosure sort used on the state browse page. THE Tavenner Company has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 6
- branch offices
- 0
- disclosures
- #18,466 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 18004 THE Tavenner Company
THE Tavenner Company · Grade A · 0 disc · 0.00/office · Small firm
- CRD 18004
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 6
- PER-OFF 0.00
- RANK #18,466 of 20,055
- BOOK Small firm
Intensity peers
Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)
THE Tavenner Company ranks #18,466 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 6 offices
Clean disclosure surface
THE Tavenner Company has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Small
- Scope
- ACTIVE
- Location
- Springfield, OH, 45502
- Formed
- 01/27/1986
- State of Formation
- Ohio
- CRD Number
- 18004
- SEC Number
- 41206
Clean BrokerCheck surface
THE Tavenner Company's clean BrokerCheck surface
THE Tavenner Company shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).
THE Tavenner Company shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of THE Tavenner Company's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
Ohio cohort · 0.00× state average
THE Tavenner Company sits below the Ohio disclosure average
THE Tavenner Company reports 0 BrokerCheck disclosures, 0.00× the Ohio average of 4.1, lighter than most of the 57 graded firms filed there.
In Ohio, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Ohio state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does THE Tavenner Company sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, THE Tavenner Company ranks #18,466 of 20,055 by disclosure count (most disclosures first). Among firms registered in OH, it ranks #52 of 57 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for THE Tavenner Company?
A grade of A means THE Tavenner Company has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does THE Tavenner Company have?
THE Tavenner Company has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is THE Tavenner Company?
THE Tavenner Company operates 6 branch offices and is classified by FINRA as a small firm, registered in OH (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify THE Tavenner Company's disciplinary record?
You can verify THE Tavenner Company's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 18004. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. THE Tavenner Company currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for THE Tavenner Company, both outside OH so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (6 here).
Read with this firm
- 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to THE Tavenner Company's 0.00
- 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to THE Tavenner Company's 0.00
- 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to THE Tavenner Company's 0.00
- Firms in OH - state roster that includes THE Tavenner Company's registration home.
- How to Vet a Financial Advisor - Use THE Tavenner Company's clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like THE Tavenner Company's does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside THE Tavenner Company.
- Compare firms - put THE Tavenner Company next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.