CRD #106124 · FINRA BrokerCheck + SEC IAPD

Jump Trading, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Jump Trading, LLC ranks #448 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #19 of 200 on the same disclosure sort used on the state browse page. Jump Trading, LLC carries 15 BrokerCheck disclosures across 6 branch offices - elevated load for a small firm, earning a Grade D.

Verify on FINRA BrokerCheck → Browse all firms
Grade D
Safety grade
6
branch offices
15
disclosures
#448 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 106124 Jump Trading, LLC

Jump Trading, LLC · Grade D · 15 disc · 2.50/office · Small firm

  • CRD 106124
  • GRADE D
  • DISC 15
  • REG 15
  • ARB 0
  • CIV 0
  • BRANCH 6
  • PER-OFF 2.50
  • RANK #448 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: Carnes Capital Corporation (2.50 disc/office)

Carnes Capital Corporation2.50C&C Trading L.L.C.2.50Credicorp Capital LLC2.50Jump Trading, LLC (this)2.50
Disclosures per office among small firm peers (lower is cleaner)

Jump Trading, LLC ranks #448 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.50 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 2/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

6 offices

FINRA: Medium firm

Total disclosures

15 events

On FINRA BrokerCheck

Regulatory events

15 actions

100% of all disclosures

Disclosures per office

2.50 per office

15 ÷ 6 offices

Jump Trading, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

3 a cleaner per-office record than 7% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). Below this entry. 2–3: 14 disclosing firms (1%). Below this entry. 3–3: 24 disclosing firms (2%). This entry sits in this band. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 15
Arbitrations 0
Civil Events 0
Total 15

Counts for Jump Trading, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 15 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Chicago, IL, 60654
Formed
10/31/2008
State of Formation
Delaware
CRD Number
106124
SEC Number
52989

Regulator-heavy mix

Jump Trading, LLC in the heavier-disclosure third

Jump Trading, LLC carries 15 BrokerCheck disclosures across 6 branch offices - a heavier-third raw book among graded firms (#448 of 20,055). Regulator-initiated events are 100% of the book (15 regulatory / 0 arbitration / 0 civil).

100% of Jump Trading, LLC's 15 disclosures are regulator-initiated (15 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Jump Trading, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Illinois cohort · 2.95× state average

Jump Trading, LLC sits above the Illinois disclosure average

Jump Trading, LLC reports 15 BrokerCheck disclosures, 2.95× the Illinois average of 5.1 across 200 graded firms with a principal-office state on file.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Jump Trading, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Jump Trading, LLC ranks #448 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #19 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of D mean for Jump Trading, LLC?
A grade of D reflects Jump Trading, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 15 total disclosures across 6 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Jump Trading, LLC have?
Jump Trading, LLC has 15 total FINRA disclosures, including 15 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Jump Trading, LLC?
Jump Trading, LLC operates 6 branch offices and is classified by FINRA as a medium firm, registered in IL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Jump Trading, LLC's disciplinary record?
You can verify Jump Trading, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 106124. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Jump Trading, LLC's 15 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Jump Trading, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Jump Trading, LLC carries 15 disclosures across 6 branch offices (about 2.50 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Jump Trading, LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.