CRD #20804 · FINRA BrokerCheck + SEC IAPD

United Planners' Financial Services of America a Limited Partner

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, United Planners' Financial Services of America a Limited Partner ranks #457 of 20,055 by disclosure count (most disclosures first). Among firms registered in AZ, it ranks #3 of 25 on the same disclosure sort used on the state browse page. United Planners' Financial Services of America a Limited Partner carries 15 BrokerCheck disclosures across 417 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
417
branch offices
15
disclosures
#457 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 20804 United Planners' Financial Services of America a Limited Partner

United Planners' Financial Services of America a Limited Partner · Grade B · 15 disc · 0.04/office · Large firm

  • CRD 20804
  • GRADE B
  • DISC 15
  • REG 12
  • ARB 3
  • CIV 0
  • BRANCH 417
  • PER-OFF 0.04
  • RANK #457 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Geneos Wealth Management, Inc. (0.04 disc/office)

Geneos Wealth Managemen…0.04UMB Financial Services,…0.04Vanderbilt Securities, LLC0.03United Planners' Fi… (this)0.04
Disclosures per office among large firm peers (lower is cleaner)

United Planners' Financial Services of America a Limited Partner ranks #457 of 20,055 by disclosure count among graded broker-dealers; light load at 0.04 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

417 offices

FINRA: Large firm

Total disclosures

15 events

On FINRA BrokerCheck

Regulatory events

12 actions

80% of all disclosures

Disclosures per office

0.04 per office

15 ÷ 417 offices

United Planners' Financial Services of America a Limited Partner vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 93% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 12
Arbitrations 3
Civil Events 0
Total 15

Counts for United Planners' Financial Services of America a Limited Partner reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 12 Arbitration 3 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Scottsdale, AZ, 85258-2023
Formed
08/21/1987
State of Formation
Arizona
CRD Number
20804
SEC Number
38485

Lower disclosures per office

United Planners' Financial Services of America a Limited Partner in the heavier-disclosure third

United Planners' Financial Services of America a Limited Partner carries 15 BrokerCheck disclosures across 417 branch offices - a heavier-third raw book among graded firms (#457 of 20,055). Regulator-initiated events are 80% of the book (12 regulatory / 3 arbitration / 0 civil).

United Planners' Financial Services of America a Limited Partner runs 0.04 disclosures per branch office (cleaner than 93% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of United Planners' Financial Services of America a Limited Partner's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Arizona cohort · 2.53× state average

United Planners' Financial Services of America a Limited Partner sits above the Arizona disclosure average

United Planners' Financial Services of America a Limited Partner reports 15 BrokerCheck disclosures, 2.53× the Arizona average of 5.9 across 25 graded firms with a principal-office state on file.

In Arizona, 17 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Arizona state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does United Planners' Financial Services of America a Limited Partner sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, United Planners' Financial Services of America a Limited Partner ranks #457 of 20,055 by disclosure count (most disclosures first). Among firms registered in AZ, it ranks #3 of 25 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for United Planners' Financial Services of America a Limited Partner?
A grade of B reflects United Planners' Financial Services of America a Limited Partner's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 15 total disclosures across 417 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does United Planners' Financial Services of America a Limited Partner have?
United Planners' Financial Services of America a Limited Partner has 15 total FINRA disclosures, including 12 regulatory events, 3 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is United Planners' Financial Services of America a Limited Partner?
United Planners' Financial Services of America a Limited Partner operates 417 branch offices and is classified by FINRA as a large firm, registered in AZ (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify United Planners' Financial Services of America a Limited Partner's disciplinary record?
You can verify United Planners' Financial Services of America a Limited Partner's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 20804. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). United Planners' Financial Services of America a Limited Partner's 15 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid United Planners' Financial Services of America a Limited Partner because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. United Planners' Financial Services of America a Limited Partner carries 15 disclosures across 417 branch offices (about 0.04 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for United Planners' Financial Services of America a Limited Partner, both outside AZ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Geneos Wealth Management, Inc. (CO) - 0.04 disclosures/office, nearest large firm peer to United Planners' Financial Services of America a Limited Partner's 0.04
  • UMB Financial Services, Inc. (MO) - 0.04 disclosures/office, nearest large firm peer to United Planners' Financial Services of America a Limited Partner's 0.04
  • Vanderbilt Securities, LLC (NY) - 0.03 disclosures/office, nearest large firm peer to United Planners' Financial Services of America a Limited Partner's 0.04
  • Firms in AZ - state roster that includes United Planners' Financial Services of America a Limited Partner's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like United Planners' Financial Services of America a Limited Partner.
  • Reading BrokerCheck Reports - How United Planners' Financial Services of America a Limited Partner's 0.04 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to United Planners' Financial Services of America a Limited Partner.
  • Compare firms - put United Planners' Financial Services of America a Limited Partner next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.