CRD #112630 · FINRA BrokerCheck + SEC IAPD

MWA Financial Services Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, MWA Financial Services Inc. ranks #4,417 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #98 of 200 on the same disclosure sort used on the state browse page. MWA Financial Services Inc. carries 1 BrokerCheck disclosure across 414 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
414
branch offices
1
disclosure
#4,417 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 112630 MWA Financial Services Inc.

MWA Financial Services Inc. · Grade B · 1 disc · 0.00/office · Large firm

  • CRD 112630
  • GRADE B
  • DISC 1
  • REG 1
  • ARB 0
  • CIV 0
  • BRANCH 414
  • PER-OFF 0.00
  • RANK #4,417 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Private Client Services, LLC (0.00 disc/office)

Private Client Services…0.00FBL Marketing Services,…0.00GWN Securities Inc.0.00MWA Financial Servi… (this)0.00
Disclosures per office among large firm peers (lower is cleaner)

MWA Financial Services Inc. ranks #4,417 of 20,055 by disclosure count among graded broker-dealers; light load at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

414 offices

FINRA: Large firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

1 action

100% of all disclosures

Disclosures per office

0.00 per office

1 ÷ 414 offices

MWA Financial Services Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 99% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 0
Civil Events 0
Total 1

Counts for MWA Financial Services Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 0 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Rock Island, IL
CRD Number
112630

Lower disclosures per office

MWA Financial Services Inc. in the heavier-disclosure third

MWA Financial Services Inc. carries 1 BrokerCheck disclosure across 414 branch offices - a heavier-third raw book among graded firms (#4,417 of 20,055). Regulator-initiated events are 100% of the book (1 regulatory / 0 arbitration / 0 civil).

MWA Financial Services Inc. runs 0.00 disclosures per branch office (cleaner than 100% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of MWA Financial Services Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Illinois cohort · 0.20× state average

MWA Financial Services Inc. sits below the Illinois disclosure average

MWA Financial Services Inc. reports 1 BrokerCheck disclosure, 0.20× the Illinois average of 5.1, lighter than most of the 200 graded firms filed there.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does MWA Financial Services Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, MWA Financial Services Inc. ranks #4,417 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #98 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for MWA Financial Services Inc.?
A grade of B reflects MWA Financial Services Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 1 total disclosure across 414 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does MWA Financial Services Inc. have?
MWA Financial Services Inc. has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is MWA Financial Services Inc.?
MWA Financial Services Inc. operates 414 branch offices and is classified by FINRA as a large firm, registered in IL (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify MWA Financial Services Inc.'s disciplinary record?
You can verify MWA Financial Services Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 112630. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid MWA Financial Services Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. MWA Financial Services Inc. carries 1 disclosure across 414 branch offices (about 0.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for MWA Financial Services Inc., both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Private Client Services, LLC (KY) - 0.00 disclosures/office, nearest large firm peer to MWA Financial Services Inc.'s 0.00
  • FBL Marketing Services, LLC (IA) - 0.00 disclosures/office, nearest large firm peer to MWA Financial Services Inc.'s 0.00
  • GWN Securities Inc. (FL) - 0.00 disclosures/office, nearest large firm peer to MWA Financial Services Inc.'s 0.00
  • Firms in IL - state roster that includes MWA Financial Services Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like MWA Financial Services Inc..
  • Reading BrokerCheck Reports - How MWA Financial Services Inc.'s 0.00 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to MWA Financial Services Inc..
  • Compare firms - put MWA Financial Services Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.