CRD #103767 · FINRA BrokerCheck + SEC IAPD

Marathon Capital Markets, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Marathon Capital Markets, LLC ranks #13,701 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #167 of 200 on the same disclosure sort used on the state browse page. Marathon Capital Markets, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
6
branch offices
0
disclosures
#13,701 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 103767 Marathon Capital Markets, LLC

Marathon Capital Markets, LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 103767
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 6
  • PER-OFF 0.00
  • RANK #13,701 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Marathon Capital Ma… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Marathon Capital Markets, LLC ranks #13,701 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

6 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 6 offices

Clean disclosure surface

Marathon Capital Markets, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Chicago, IL, 60606
Formed
01/01/2009
State of Formation
Delaware
CRD Number
103767
SEC Number
52256

Clean BrokerCheck surface

Marathon Capital Markets, LLC's clean BrokerCheck surface

Marathon Capital Markets, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).

Marathon Capital Markets, LLC shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Marathon Capital Markets, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Illinois cohort · 0.00× state average

Marathon Capital Markets, LLC sits below the Illinois disclosure average

Marathon Capital Markets, LLC reports 0 BrokerCheck disclosures, 0.00× the Illinois average of 5.1, lighter than most of the 200 graded firms filed there.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Marathon Capital Markets, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Marathon Capital Markets, LLC ranks #13,701 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #167 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Marathon Capital Markets, LLC?
A grade of A means Marathon Capital Markets, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Marathon Capital Markets, LLC have?
Marathon Capital Markets, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Marathon Capital Markets, LLC?
Marathon Capital Markets, LLC operates 6 branch offices and is classified by FINRA as a small firm, registered in IL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Marathon Capital Markets, LLC's disciplinary record?
You can verify Marathon Capital Markets, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 103767. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Marathon Capital Markets, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Marathon Capital Markets, LLC, both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Marathon Capital Markets, LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Marathon Capital Markets, LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Marathon Capital Markets, LLC's 0.00
  • Firms in IL - state roster that includes Marathon Capital Markets, LLC's registration home.
  • How to Vet a Financial Advisor - Use Marathon Capital Markets, LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Marathon Capital Markets, LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Marathon Capital Markets, LLC.
  • Compare firms - put Marathon Capital Markets, LLC next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.