CRD #326590 · FINRA BrokerCheck + SEC IAPD

1031 Securities Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, 1031 Securities Inc. ranks #5,074 of 20,055 by disclosure count (most disclosures first). Among firms registered in MI, it ranks #19 of 39 on the same disclosure sort used on the state browse page. 1031 Securities Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 5 branch offices, earning a Grade A.

Grade A
Safety grade
5
branch offices
0
disclosures
#5,074 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 326590 1031 Securities Inc.

1031 Securities Inc. · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 326590
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 5
  • PER-OFF 0.00
  • RANK #5,074 of 20,055
  • BOOK Small firm

Nearest same-size peer: 16 Points LLC (0.00 disc/office)

16 Points LLC0.001851 Securities, Inc0.002021 Capital0.001031 Securities Inc. (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

1031 Securities Inc. ranks #5,074 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

5 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 5 offices

Clean disclosure surface

1031 Securities Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 5 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Franklin, MI, 48025
Formed
03/27/2023
State of Formation
Michigan
CRD Number
326590
SEC Number
71095

Clean BrokerCheck surface

1031 Securities Inc.'s clean BrokerCheck surface

1031 Securities Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 5 branch offices (Grade A).

1031 Securities Inc. shows zero reportable disclosures across 5 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of 1031 Securities Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Michigan cohort · 0.00× state average

1031 Securities Inc. sits below the Michigan disclosure average

1031 Securities Inc. reports 0 BrokerCheck disclosures, 0.00× the Michigan average of 2.8, lighter than most of the 39 graded firms filed there.

In Michigan, 21 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Michigan state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does 1031 Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, 1031 Securities Inc. ranks #5,074 of 20,055 by disclosure count (most disclosures first). Among firms registered in MI, it ranks #19 of 39 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for 1031 Securities Inc.?
A grade of A means 1031 Securities Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does 1031 Securities Inc. have?
1031 Securities Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is 1031 Securities Inc.?
1031 Securities Inc. operates 5 branch offices and is classified by FINRA as a small firm, registered in MI (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify 1031 Securities Inc.'s disciplinary record?
You can verify 1031 Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 326590. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. 1031 Securities Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for 1031 Securities Inc., both outside MI so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to 1031 Securities Inc.'s 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to 1031 Securities Inc.'s 0.00
  • 2021 Capital (IL) - 0.00 disclosures/office, nearest small firm peer to 1031 Securities Inc.'s 0.00
  • Firms in MI - state roster that includes 1031 Securities Inc.'s registration home.
  • How to Vet a Financial Advisor - Use 1031 Securities Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like 1031 Securities Inc.'s does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside 1031 Securities Inc..
  • Compare firms - put 1031 Securities Inc. next to peers on grade and footprint.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.