CRD #172663 · FINRA BrokerCheck + SEC IAPD

Orbis Investments (U.S.), LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Orbis Investments (U.S.), LLC ranks #15,136 of 20,055 by disclosure count (most disclosures first). Among firms registered in ME, it ranks #16 of 21 on the same disclosure sort used on the state browse page. Orbis Investments (U.S.), LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 6 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
6
branch offices
0
disclosures
#15,136 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 172663 Orbis Investments (U.S.), LLC

Orbis Investments (U.S.), LLC · Grade A · 0 disc · 0.00/office · Small firm

  • CRD 172663
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 6
  • PER-OFF 0.00
  • RANK #15,136 of 20,055
  • BOOK Small firm

Intensity peers

Nearest same-size peer: 1031 Securities Inc. (0.00 disc/office)

1031 Securities Inc.0.0016 Points LLC0.001851 Securities, Inc0.00Orbis Investments (… (this)0.00
Disclosures per office among small firm peers (lower is cleaner)

Orbis Investments (U.S.), LLC ranks #15,136 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

6 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 6 offices

Clean disclosure surface

Orbis Investments (U.S.), LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 6 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Portland, ME, 04101
Formed
05/15/2009
State of Formation
Delaware
CRD Number
172663
SEC Number
69517

Clean BrokerCheck surface

Orbis Investments (U.S.), LLC's clean BrokerCheck surface

Orbis Investments (U.S.), LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 6 branch offices (Grade A).

Orbis Investments (U.S.), LLC shows zero reportable disclosures across 6 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Orbis Investments (U.S.), LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

Maine cohort · 0.00× state average

Orbis Investments (U.S.), LLC sits below the Maine disclosure average

Orbis Investments (U.S.), LLC reports 0 BrokerCheck disclosures, 0.00× the Maine average of 0.4, lighter than most of the 21 graded firms filed there.

In Maine, 16 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Maine state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Orbis Investments (U.S.), LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Orbis Investments (U.S.), LLC ranks #15,136 of 20,055 by disclosure count (most disclosures first). Among firms registered in ME, it ranks #16 of 21 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Orbis Investments (U.S.), LLC?
A grade of A means Orbis Investments (U.S.), LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Orbis Investments (U.S.), LLC have?
Orbis Investments (U.S.), LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Orbis Investments (U.S.), LLC?
Orbis Investments (U.S.), LLC operates 6 branch offices and is classified by FINRA as a small firm, registered in ME (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Orbis Investments (U.S.), LLC's disciplinary record?
You can verify Orbis Investments (U.S.), LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 172663. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Orbis Investments (U.S.), LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Orbis Investments (U.S.), LLC, both outside ME so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • 1031 Securities Inc. (MI) - 0.00 disclosures/office, nearest small firm peer to Orbis Investments (U.S.), LLC's 0.00
  • 16 Points LLC (PR) - 0.00 disclosures/office, nearest small firm peer to Orbis Investments (U.S.), LLC's 0.00
  • 1851 Securities, Inc (CT) - 0.00 disclosures/office, nearest small firm peer to Orbis Investments (U.S.), LLC's 0.00
  • Firms in ME - state roster that includes Orbis Investments (U.S.), LLC's registration home.
  • How to Vet a Financial Advisor - Use Orbis Investments (U.S.), LLC's clean BrokerCheck surface as the baseline when you compare other firms.
  • Reading BrokerCheck Reports - What a Grade A page like Orbis Investments (U.S.), LLC's does and does not prove.
  • Clean-Record Firms - Other Grade-A firms ranked by footprint alongside Orbis Investments (U.S.), LLC.
  • Compare firms - put Orbis Investments (U.S.), LLC next to peers on grade and footprint.

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.