CRD #119307 · FINRA BrokerCheck + SEC IAPD

PTS Brokerage, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PTS Brokerage, LLC ranks #15,962 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #97 of 114 on the same disclosure sort used on the state browse page. PTS Brokerage, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 16 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
16
branch offices
0
disclosures
#15,962 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 119307 PTS Brokerage, LLC

PTS Brokerage, LLC · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 119307
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 16
  • PER-OFF 0.00
  • RANK #15,962 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)

ADP Broker-Dealer, Inc.0.00AE Financial Services, LLC0.00American Global Wealth …0.00PTS Brokerage, LLC (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

PTS Brokerage, LLC ranks #15,962 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

16 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 16 offices

Clean disclosure surface

PTS Brokerage, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 16 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Mount Laurel, NJ
CRD Number
119307

Clean BrokerCheck surface

PTS Brokerage, LLC's clean BrokerCheck surface

PTS Brokerage, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 16 branch offices (Grade A).

PTS Brokerage, LLC shows zero reportable disclosures across 16 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of PTS Brokerage, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New Jersey cohort · 0.00× state average

PTS Brokerage, LLC sits below the New Jersey disclosure average

PTS Brokerage, LLC reports 0 BrokerCheck disclosures, 0.00× the New Jersey average of 12.9, lighter than most of the 114 graded firms filed there.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does PTS Brokerage, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, PTS Brokerage, LLC ranks #15,962 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #97 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for PTS Brokerage, LLC?
A grade of A means PTS Brokerage, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does PTS Brokerage, LLC have?
PTS Brokerage, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is PTS Brokerage, LLC?
PTS Brokerage, LLC operates 16 branch offices and is classified by FINRA as a small firm, registered in NJ (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify PTS Brokerage, LLC's disciplinary record?
You can verify PTS Brokerage, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 119307. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. PTS Brokerage, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for PTS Brokerage, LLC, both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.