CRD #144131 · FINRA BrokerCheck + SEC IAPD

Spire Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Spire Securities, LLC ranks #2,403 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #7 of 43 on the same disclosure sort used on the state browse page. Spire Securities, LLC carries 3 BrokerCheck disclosures across 16 branch offices - light load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
16
branch offices
3
disclosures
#2,403 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 144131 Spire Securities, LLC

Spire Securities, LLC · Grade B · 3 disc · 0.19/office · Regional firm

  • CRD 144131
  • GRADE B
  • DISC 3
  • REG 2
  • ARB 1
  • CIV 0
  • BRANCH 16
  • PER-OFF 0.19
  • RANK #2,403 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: GAR Wood Securities, LLC (0.19 disc/office)

GAR Wood Securities, LLC0.19Union Capital Company0.18Insigneo Securities, LLC0.20Spire Securities, LLC (this)0.19
Disclosures per office among regional firm peers (lower is cleaner)

Spire Securities, LLC ranks #2,403 of 20,055 by disclosure count among graded broker-dealers; light load at 0.19 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

16 offices

FINRA: Small firm

Total disclosures

3 events

On FINRA BrokerCheck

Regulatory events

2 actions

67% of all disclosures

Disclosures per office

0.19 per office

3 ÷ 16 offices

Spire Securities, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 79% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 2
Arbitrations 1
Civil Events 0
Total 3

Counts for Spire Securities, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 2 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Mclean, VA, 22102
Formed
04/02/2007
State of Formation
Virginia
CRD Number
144131
SEC Number
67635

Lower disclosures per office

Spire Securities, LLC in the heavier-disclosure third

Spire Securities, LLC carries 3 BrokerCheck disclosures across 16 branch offices - a heavier-third raw book among graded firms (#2,403 of 20,055). Regulator-initiated events are 67% of the book (2 regulatory / 1 arbitration / 0 civil).

Spire Securities, LLC runs 0.19 disclosures per branch office (cleaner than 79% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Spire Securities, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Virginia cohort · 1.55× state average

Spire Securities, LLC sits above the Virginia disclosure average

Spire Securities, LLC reports 3 BrokerCheck disclosures, 1.55× the Virginia average of 1.9 across 43 graded firms with a principal-office state on file.

In Virginia, 26 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Virginia state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Spire Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Spire Securities, LLC ranks #2,403 of 20,055 by disclosure count (most disclosures first). Among firms registered in VA, it ranks #7 of 43 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Spire Securities, LLC?
A grade of B reflects Spire Securities, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 3 total disclosures across 16 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Spire Securities, LLC have?
Spire Securities, LLC has 3 total FINRA disclosures, including 2 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Spire Securities, LLC?
Spire Securities, LLC operates 16 branch offices and is classified by FINRA as a small firm, registered in VA (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Spire Securities, LLC's disciplinary record?
You can verify Spire Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 144131. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Spire Securities, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Spire Securities, LLC carries 3 disclosures across 16 branch offices (about 0.19 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Spire Securities, LLC, both outside VA so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.