Branch offices
11 offices
FINRA: Large firm
CRD #37693 · FINRA BrokerCheck + SEC IAPD
ADP Broker-Dealer, Inc.
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ADP Broker-Dealer, Inc. ranks #5,260 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #67 of 114 on the same disclosure sort used on the state browse page. ADP Broker-Dealer, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 11 branch offices, earning a Grade A.
- Grade A
- Safety grade
- 11
- branch offices
- 0
- disclosures
- #5,260 of 20,055
- disclosure rank · graded
FINRA BrokerCheck disclosure docket
CRD record 37693 ADP Broker-Dealer, Inc.
ADP Broker-Dealer, Inc. · Grade A · 0 disc · 0.00/office · Regional firm
- CRD 37693
- GRADE A
- DISC 0
- REG 0
- ARB 0
- CIV 0
- BRANCH 11
- PER-OFF 0.00
- RANK #5,260 of 20,055
- BOOK Regional firm
Intensity peers
Nearest same-size peer: AE Financial Services, LLC (0.00 disc/office)
ADP Broker-Dealer, Inc. ranks #5,260 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →
PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.
Data updated July 2026
Total disclosures
0 events
On FINRA BrokerCheck
Regulatory events
0 actions
On FINRA BrokerCheck
Disclosures per office
0.00 per office
0 ÷ 11 offices
Clean disclosure surface
ADP Broker-Dealer, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 11 branch offices (Grade A). Verify on FINRA BrokerCheck ↗
Firm Details
- Firm Size
- Large
- Scope
- ACTIVE
- Location
- Roseland, NJ
- CRD Number
- 37693
Clean BrokerCheck surface
ADP Broker-Dealer, Inc.'s clean BrokerCheck surface
ADP Broker-Dealer, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 11 branch offices (Grade A).
ADP Broker-Dealer, Inc. shows zero reportable disclosures across 11 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.
Educational summary of ADP Broker-Dealer, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.
New Jersey cohort · 0.00× state average
ADP Broker-Dealer, Inc. sits below the New Jersey disclosure average
ADP Broker-Dealer, Inc. reports 0 BrokerCheck disclosures, 0.00× the New Jersey average of 12.9, lighter than most of the 114 graded firms filed there.
In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.
Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →
Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data
Frequently Asked Questions
Where does ADP Broker-Dealer, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ADP Broker-Dealer, Inc. ranks #5,260 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #67 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for ADP Broker-Dealer, Inc.?
A grade of A means ADP Broker-Dealer, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does ADP Broker-Dealer, Inc. have?
ADP Broker-Dealer, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is ADP Broker-Dealer, Inc.?
ADP Broker-Dealer, Inc. operates 11 branch offices and is classified by FINRA as a large firm, registered in NJ (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify ADP Broker-Dealer, Inc.'s disciplinary record?
You can verify ADP Broker-Dealer, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 37693. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. ADP Broker-Dealer, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.
Nationwide peers by disclosures or branches
Two PlainAdvisorCheck-derived peer sets for ADP Broker-Dealer, Inc., both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).
Similar branch footprint
Nearest cross-state graded firms by branch-office count (11 here).
Read with this firm
- AE Financial Services, LLC (KS) - 0.00 disclosures/office, nearest regional firm peer to ADP Broker-Dealer, Inc.'s 0.00
- American Global Wealth Management, Inc. (GA) - 0.00 disclosures/office, nearest regional firm peer to ADP Broker-Dealer, Inc.'s 0.00
- Apollo Global Securities, LLC (NY) - 0.00 disclosures/office, nearest regional firm peer to ADP Broker-Dealer, Inc.'s 0.00
- Firms in NJ - state roster that includes ADP Broker-Dealer, Inc.'s registration home.
- How to Vet a Financial Advisor - Use ADP Broker-Dealer, Inc.'s clean BrokerCheck surface as the baseline when you compare other firms.
- Reading BrokerCheck Reports - What a Grade A page like ADP Broker-Dealer, Inc.'s does and does not prove.
- Clean-Record Firms - Other Grade-A firms ranked by footprint alongside ADP Broker-Dealer, Inc..
- Compare firms - put ADP Broker-Dealer, Inc. next to peers on grade and footprint.
Read our methodology - clean-record firms: what a Grade A surface does and does not prove.
Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.
Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.