CRD #37693 · FINRA BrokerCheck + SEC IAPD

ADP Broker-Dealer, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ADP Broker-Dealer, Inc. ranks #5,260 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #67 of 114 on the same disclosure sort used on the state browse page. ADP Broker-Dealer, Inc. has a clean FINRA BrokerCheck record, no reportable disclosures across its 11 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
11
branch offices
0
disclosures
#5,260 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 37693 ADP Broker-Dealer, Inc.

ADP Broker-Dealer, Inc. · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 37693
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 11
  • PER-OFF 0.00
  • RANK #5,260 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: AE Financial Services, LLC (0.00 disc/office)

AE Financial Services, LLC0.00American Global Wealth …0.00Apollo Global Securitie…0.00ADP Broker-Dealer, … (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

ADP Broker-Dealer, Inc. ranks #5,260 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

11 offices

FINRA: Large firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 11 offices

Clean disclosure surface

ADP Broker-Dealer, Inc. has zero reportable FINRA BrokerCheck disclosures in this extract across 11 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Roseland, NJ
CRD Number
37693

Clean BrokerCheck surface

ADP Broker-Dealer, Inc.'s clean BrokerCheck surface

ADP Broker-Dealer, Inc. shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 11 branch offices (Grade A).

ADP Broker-Dealer, Inc. shows zero reportable disclosures across 11 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of ADP Broker-Dealer, Inc.'s clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New Jersey cohort · 0.00× state average

ADP Broker-Dealer, Inc. sits below the New Jersey disclosure average

ADP Broker-Dealer, Inc. reports 0 BrokerCheck disclosures, 0.00× the New Jersey average of 12.9, lighter than most of the 114 graded firms filed there.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does ADP Broker-Dealer, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, ADP Broker-Dealer, Inc. ranks #5,260 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #67 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for ADP Broker-Dealer, Inc.?
A grade of A means ADP Broker-Dealer, Inc. has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does ADP Broker-Dealer, Inc. have?
ADP Broker-Dealer, Inc. has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is ADP Broker-Dealer, Inc.?
ADP Broker-Dealer, Inc. operates 11 branch offices and is classified by FINRA as a large firm, registered in NJ (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify ADP Broker-Dealer, Inc.'s disciplinary record?
You can verify ADP Broker-Dealer, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 37693. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. ADP Broker-Dealer, Inc. currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for ADP Broker-Dealer, Inc., both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.