CRD #153502 · FINRA BrokerCheck + SEC IAPD

Apollo Global Securities, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Apollo Global Securities, LLC ranks #5,789 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #385 of 868 on the same disclosure sort used on the state browse page. Apollo Global Securities, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 10 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
10
branch offices
0
disclosures
#5,789 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 153502 Apollo Global Securities, LLC

Apollo Global Securities, LLC · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 153502
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 10
  • PER-OFF 0.00
  • RANK #5,789 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)

ADP Broker-Dealer, Inc.0.00AE Financial Services, LLC0.00American Global Wealth …0.00Apollo Global Secur… (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

Apollo Global Securities, LLC ranks #5,789 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

10 offices

FINRA: Large firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 10 offices

Clean disclosure surface

Apollo Global Securities, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 10 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
New York, NY
CRD Number
153502

Clean BrokerCheck surface

Apollo Global Securities, LLC's clean BrokerCheck surface

Apollo Global Securities, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 10 branch offices (Grade A).

Apollo Global Securities, LLC shows zero reportable disclosures across 10 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Apollo Global Securities, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New York cohort · 0.00× state average

Apollo Global Securities, LLC sits below the New York disclosure average

Apollo Global Securities, LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Apollo Global Securities, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Apollo Global Securities, LLC ranks #5,789 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #385 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Apollo Global Securities, LLC?
A grade of A means Apollo Global Securities, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Apollo Global Securities, LLC have?
Apollo Global Securities, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Apollo Global Securities, LLC?
Apollo Global Securities, LLC operates 10 branch offices and is classified by FINRA as a large firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Apollo Global Securities, LLC's disciplinary record?
You can verify Apollo Global Securities, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 153502. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Apollo Global Securities, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Apollo Global Securities, LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.