CRD #189511 · FINRA BrokerCheck + SEC IAPD

Castle Placement, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Castle Placement, LLC ranks #7,497 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #456 of 868 on the same disclosure sort used on the state browse page. Castle Placement, LLC has a clean FINRA BrokerCheck record, no reportable disclosures across its 13 branch offices, earning a Grade A.

Verify on FINRA BrokerCheck → Browse all firms
Grade A
Safety grade
13
branch offices
0
disclosures
#7,497 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 189511 Castle Placement, LLC

Castle Placement, LLC · Grade A · 0 disc · 0.00/office · Regional firm

  • CRD 189511
  • GRADE A
  • DISC 0
  • REG 0
  • ARB 0
  • CIV 0
  • BRANCH 13
  • PER-OFF 0.00
  • RANK #7,497 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: ADP Broker-Dealer, Inc. (0.00 disc/office)

ADP Broker-Dealer, Inc.0.00AE Financial Services, LLC0.00American Global Wealth …0.00Castle Placement, LLC (this)0.00
Disclosures per office among regional firm peers (lower is cleaner)

Castle Placement, LLC ranks #7,497 of 20,055 by disclosure count among graded broker-dealers; clean record at 0.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 5/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

13 offices

FINRA: Small firm

Total disclosures

0 events

On FINRA BrokerCheck

Regulatory events

0 actions

On FINRA BrokerCheck

Disclosures per office

0.00 per office

0 ÷ 13 offices

Clean disclosure surface

Castle Placement, LLC has zero reportable FINRA BrokerCheck disclosures in this extract across 13 branch offices (Grade A). Verify on FINRA BrokerCheck ↗

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Syosset, NY
CRD Number
189511

Clean BrokerCheck surface

Castle Placement, LLC's clean BrokerCheck surface

Castle Placement, LLC shows a clean FINRA BrokerCheck surface: zero reportable disclosures on 13 branch offices (Grade A).

Castle Placement, LLC shows zero reportable disclosures across 13 branch offices in this extract. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Castle Placement, LLC's clean BrokerCheck surface - not financial advice. Always verify on FINRA before engaging an advisor.

New York cohort · 0.00× state average

Castle Placement, LLC sits below the New York disclosure average

Castle Placement, LLC reports 0 BrokerCheck disclosures, 0.00× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Castle Placement, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Castle Placement, LLC ranks #7,497 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #456 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of A mean for Castle Placement, LLC?
A grade of A means Castle Placement, LLC has a clean record, no reportable FINRA BrokerCheck disclosures on file. Grades on PlainAdvisorCheck are size-normalized: clean firms earn an A regardless of size.
How many FINRA disclosures does Castle Placement, LLC have?
Castle Placement, LLC has 0 total FINRA disclosures. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Castle Placement, LLC?
Castle Placement, LLC operates 13 branch offices and is classified by FINRA as a small firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Castle Placement, LLC's disciplinary record?
You can verify Castle Placement, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 189511. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's BrokerCheck record. Castle Placement, LLC currently shows none - that is a clean surface, not a guarantee that future events will not appear.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Castle Placement, LLC, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - clean-record firms: what a Grade A surface does and does not prove.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.