CRD #13577 · FINRA BrokerCheck + SEC IAPD

Network 1 Financial Securities Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Network 1 Financial Securities Inc. ranks #230 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #7 of 114 on the same disclosure sort used on the state browse page. Network 1 Financial Securities Inc. carries 26 BrokerCheck disclosures across 13 branch offices - elevated load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
13
branch offices
26
disclosures
#230 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 13577 Network 1 Financial Securities Inc.

Network 1 Financial Securities Inc. · Grade B · 26 disc · 2.00/office · Regional firm

  • CRD 13577
  • GRADE B
  • DISC 26
  • REG 22
  • ARB 4
  • CIV 0
  • BRANCH 13
  • PER-OFF 2.00
  • RANK #230 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Carty, Harding & Hearn, Inc. (2.00 disc/office)

Carty, Harding & Hearn,…2.00Colliers Securities LLC2.06GMS Group1.80Network 1 Financial… (this)2.00
Disclosures per office among regional firm peers (lower is cleaner)

Network 1 Financial Securities Inc. ranks #230 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.00 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

13 offices

FINRA: Small firm

Total disclosures

26 events

On FINRA BrokerCheck

Regulatory events

22 actions

85% of all disclosures

Disclosures per office

2.00 per office

26 ÷ 13 offices

Network 1 Financial Securities Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 10% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). This entry sits in this band. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 22
Arbitrations 4
Civil Events 0
Total 26

Counts for Network 1 Financial Securities Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 22 Arbitration 4 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Red Bank, NJ
CRD Number
13577

Elevated disclosures per office

Network 1 Financial Securities Inc. in the heavier-disclosure third

Network 1 Financial Securities Inc. carries 26 BrokerCheck disclosures across 13 branch offices - a heavier-third raw book among graded firms (#230 of 20,055). Regulator-initiated events are 85% of the book (22 regulatory / 4 arbitration / 0 civil).

Network 1 Financial Securities Inc. runs 2.00 disclosures per branch office (cleaner than only 90% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Network 1 Financial Securities Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New Jersey cohort · 2.02× state average

Network 1 Financial Securities Inc. sits above the New Jersey disclosure average

Network 1 Financial Securities Inc. reports 26 BrokerCheck disclosures, 2.02× the New Jersey average of 12.9 across 114 graded firms with a principal-office state on file.

In New Jersey, 50 firms carry Grade A and 2 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New Jersey state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Network 1 Financial Securities Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Network 1 Financial Securities Inc. ranks #230 of 20,055 by disclosure count (most disclosures first). Among firms registered in NJ, it ranks #7 of 114 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Network 1 Financial Securities Inc.?
A grade of B reflects Network 1 Financial Securities Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 26 total disclosures across 13 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Network 1 Financial Securities Inc. have?
Network 1 Financial Securities Inc. has 26 total FINRA disclosures, including 22 regulatory events, 4 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Network 1 Financial Securities Inc.?
Network 1 Financial Securities Inc. operates 13 branch offices and is classified by FINRA as a small firm, registered in NJ (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Network 1 Financial Securities Inc.'s disciplinary record?
You can verify Network 1 Financial Securities Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 13577. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Network 1 Financial Securities Inc.'s 26 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Network 1 Financial Securities Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Network 1 Financial Securities Inc. carries 26 disclosures across 13 branch offices (about 2.00 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Network 1 Financial Securities Inc., both outside NJ so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Carty, Harding & Hearn, Inc. (TN) - 2.00 disclosures/office, nearest regional firm peer to Network 1 Financial Securities Inc.'s 2.00
  • Colliers Securities LLC (MN) - 2.06 disclosures/office, nearest regional firm peer to Network 1 Financial Securities Inc.'s 2.00
  • GMS Group (NJ) - 1.80 disclosures/office, nearest regional firm peer to Network 1 Financial Securities Inc.'s 2.00
  • Firms in NJ - state roster that includes Network 1 Financial Securities Inc.'s registration home.
  • Red Flags in Advisor Records - How to read Network 1 Financial Securities Inc.'s elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 26 disclosures behind Network 1 Financial Securities Inc.'s Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Network 1 Financial Securities Inc..
  • Compare firms - put Network 1 Financial Securities Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.