CRD #13478 · FINRA BrokerCheck + SEC IAPD

Worth Financial Group Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Worth Financial Group Inc. ranks #1,340 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #21 of 189 on the same disclosure sort used on the state browse page. Worth Financial Group Inc. carries 6 BrokerCheck disclosures across 13 branch offices - moderate load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
13
branch offices
6
disclosures
#1,340 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 13478 Worth Financial Group Inc.

Worth Financial Group Inc. · Grade B · 6 disc · 0.46/office · Regional firm

  • CRD 13478
  • GRADE B
  • DISC 6
  • REG 5
  • ARB 1
  • CIV 0
  • BRANCH 13
  • PER-OFF 0.46
  • RANK #1,340 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: DWS Distributors, Inc. (0.46 disc/office)

DWS Distributors, Inc.0.46John Hancock Distributo…0.46Muriel Siebert & Co., LLC0.44Worth Financial Gro… (this)0.46
Disclosures per office among regional firm peers (lower is cleaner)

Worth Financial Group Inc. ranks #1,340 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.46 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

13 offices

FINRA: Small firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

5 actions

83% of all disclosures

Disclosures per office

0.46 per office

6 ÷ 13 offices

Worth Financial Group Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 63% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 5
Arbitrations 1
Civil Events 0
Total 6

Counts for Worth Financial Group Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 5 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Dallas, TX
CRD Number
13478

Regulator-heavy mix

Worth Financial Group Inc. in the heavier-disclosure third

Worth Financial Group Inc. carries 6 BrokerCheck disclosures across 13 branch offices - a heavier-third raw book among graded firms (#1,340 of 20,055). Regulator-initiated events are 83% of the book (5 regulatory / 1 arbitration / 0 civil).

83% of Worth Financial Group Inc.'s 6 disclosures are regulator-initiated (5 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Worth Financial Group Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Texas cohort · 1.48× state average

Worth Financial Group Inc. sits above the Texas disclosure average

Worth Financial Group Inc. reports 6 BrokerCheck disclosures, 1.48× the Texas average of 4.0 across 189 graded firms with a principal-office state on file.

In Texas, 110 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Texas state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Worth Financial Group Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Worth Financial Group Inc. ranks #1,340 of 20,055 by disclosure count (most disclosures first). Among firms registered in TX, it ranks #21 of 189 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Worth Financial Group Inc.?
A grade of B reflects Worth Financial Group Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 6 total disclosures across 13 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Worth Financial Group Inc. have?
Worth Financial Group Inc. has 6 total FINRA disclosures, including 5 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Worth Financial Group Inc.?
Worth Financial Group Inc. operates 13 branch offices and is classified by FINRA as a small firm, registered in TX (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Worth Financial Group Inc.'s disciplinary record?
You can verify Worth Financial Group Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 13478. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Worth Financial Group Inc.'s 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Worth Financial Group Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Worth Financial Group Inc. carries 6 disclosures across 13 branch offices (about 0.46 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Worth Financial Group Inc., both outside TX so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • DWS Distributors, Inc. (IL) - 0.46 disclosures/office, nearest regional firm peer to Worth Financial Group Inc.'s 0.46
  • John Hancock Distributors LLC (MA) - 0.46 disclosures/office, nearest regional firm peer to Worth Financial Group Inc.'s 0.46
  • Muriel Siebert & Co., LLC (NY) - 0.44 disclosures/office, nearest regional firm peer to Worth Financial Group Inc.'s 0.46
  • Firms in TX - state roster that includes Worth Financial Group Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Worth Financial Group Inc..
  • Reading BrokerCheck Reports - How Worth Financial Group Inc.'s 0.46 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Worth Financial Group Inc..
  • Compare firms - put Worth Financial Group Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.