CRD #11643 · FINRA BrokerCheck + SEC IAPD

Horace Mann Investors, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Horace Mann Investors, Inc. ranks #1,216 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #47 of 200 on the same disclosure sort used on the state browse page. Horace Mann Investors, Inc. carries 6 BrokerCheck disclosures across 287 branch offices - light load for a large firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
287
branch offices
6
disclosures
#1,216 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 11643 Horace Mann Investors, Inc.

Horace Mann Investors, Inc. · Grade B · 6 disc · 0.02/office · Large firm

  • CRD 11643
  • GRADE B
  • DISC 6
  • REG 6
  • ARB 0
  • CIV 0
  • BRANCH 287
  • PER-OFF 0.02
  • RANK #1,216 of 20,055
  • BOOK Large firm

Intensity peers

Nearest same-size peer: Purshe Kaplan Sterling Investments (0.02 disc/office)

Purshe Kaplan Sterling …0.02Fortune Financial Servi…0.02Valmark Securities, Inc.0.02Horace Mann Investo… (this)0.02
Disclosures per office among large firm peers (lower is cleaner)

Horace Mann Investors, Inc. ranks #1,216 of 20,055 by disclosure count among graded broker-dealers; light load at 0.02 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

287 offices

FINRA: Medium firm

Total disclosures

6 events

On FINRA BrokerCheck

Regulatory events

6 actions

100% of all disclosures

Disclosures per office

0.02 per office

6 ÷ 287 offices

Horace Mann Investors, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 96% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 6
Arbitrations 0
Civil Events 0
Total 6

Counts for Horace Mann Investors, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 6 Arbitration 0 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Springfield, IL, 62715-0001
Formed
05/21/1957
State of Formation
Maryland
CRD Number
11643
SEC Number
6082

Regulator-heavy mix

Horace Mann Investors, Inc. in the heavier-disclosure third

Horace Mann Investors, Inc. carries 6 BrokerCheck disclosures across 287 branch offices - a heavier-third raw book among graded firms (#1,216 of 20,055). Regulator-initiated events are 100% of the book (6 regulatory / 0 arbitration / 0 civil).

100% of Horace Mann Investors, Inc.'s 6 disclosures are regulator-initiated (6 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Horace Mann Investors, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Illinois cohort · 1.18× state average

Horace Mann Investors, Inc. sits above the Illinois disclosure average

Horace Mann Investors, Inc. reports 6 BrokerCheck disclosures, 1.18× the Illinois average of 5.1 across 200 graded firms with a principal-office state on file.

In Illinois, 99 firms carry Grade A and 8 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Illinois state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Horace Mann Investors, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Horace Mann Investors, Inc. ranks #1,216 of 20,055 by disclosure count (most disclosures first). Among firms registered in IL, it ranks #47 of 200 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Horace Mann Investors, Inc.?
A grade of B reflects Horace Mann Investors, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (large firm). It carries 6 total disclosures across 287 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Horace Mann Investors, Inc. have?
Horace Mann Investors, Inc. has 6 total FINRA disclosures, including 6 regulatory events. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Horace Mann Investors, Inc.?
Horace Mann Investors, Inc. operates 287 branch offices and is classified by FINRA as a medium firm, registered in IL (Large firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Horace Mann Investors, Inc.'s disciplinary record?
You can verify Horace Mann Investors, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 11643. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Horace Mann Investors, Inc.'s 6 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Horace Mann Investors, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Horace Mann Investors, Inc. carries 6 disclosures across 287 branch offices (about 0.02 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Horace Mann Investors, Inc., both outside IL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.