CRD #7477 · FINRA BrokerCheck + SEC IAPD

Colliers Securities LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Colliers Securities LLC ranks #148 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #3 of 42 on the same disclosure sort used on the state browse page. Colliers Securities LLC carries 35 BrokerCheck disclosures across 17 branch offices - elevated load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
17
branch offices
35
disclosures
#148 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7477 Colliers Securities LLC

Colliers Securities LLC · Grade B · 35 disc · 2.06/office · Regional firm

  • CRD 7477
  • GRADE B
  • DISC 35
  • REG 25
  • ARB 10
  • CIV 0
  • BRANCH 17
  • PER-OFF 2.06
  • RANK #148 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Carty, Harding & Hearn, Inc. (2.00 disc/office)

Carty, Harding & Hearn,…2.00Network 1 Financial Sec…2.00GMS Group1.80Colliers Securities… (this)2.06
Disclosures per office among regional firm peers (lower is cleaner)

Colliers Securities LLC ranks #148 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.06 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

17 offices

FINRA: Small firm

Total disclosures

35 events

On FINRA BrokerCheck

Regulatory events

25 actions

71% of all disclosures

Disclosures per office

2.06 per office

35 ÷ 17 offices

Colliers Securities LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 10% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). This entry sits in this band. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 25
Arbitrations 10
Civil Events 0
Total 35

Counts for Colliers Securities LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 25 Arbitration 10 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Minneapolis, MN
CRD Number
7477

Elevated disclosures per office

Colliers Securities LLC in the heavier-disclosure third

Colliers Securities LLC carries 35 BrokerCheck disclosures across 17 branch offices - a heavier-third raw book among graded firms (#148 of 20,055). Regulator-initiated events are 71% of the book (25 regulatory / 10 arbitration / 0 civil).

Colliers Securities LLC runs 2.06 disclosures per branch office (cleaner than only 90% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Colliers Securities LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Minnesota cohort · 2.67× state average

Colliers Securities LLC sits above the Minnesota disclosure average

Colliers Securities LLC reports 35 BrokerCheck disclosures, 2.67× the Minnesota average of 13.1 across 42 graded firms with a principal-office state on file.

In Minnesota, 18 firms carry Grade A and 1 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Minnesota state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Colliers Securities LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Colliers Securities LLC ranks #148 of 20,055 by disclosure count (most disclosures first). Among firms registered in MN, it ranks #3 of 42 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Colliers Securities LLC?
A grade of B reflects Colliers Securities LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 35 total disclosures across 17 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Colliers Securities LLC have?
Colliers Securities LLC has 35 total FINRA disclosures, including 25 regulatory events, 10 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Colliers Securities LLC?
Colliers Securities LLC operates 17 branch offices and is classified by FINRA as a small firm, registered in MN (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Colliers Securities LLC's disciplinary record?
You can verify Colliers Securities LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7477. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Colliers Securities LLC's 35 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Colliers Securities LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Colliers Securities LLC carries 35 disclosures across 17 branch offices (about 2.06 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Colliers Securities LLC, both outside MN so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Carty, Harding & Hearn, Inc. (TN) - 2.00 disclosures/office, nearest regional firm peer to Colliers Securities LLC's 2.06
  • Network 1 Financial Securities Inc. (NJ) - 2.00 disclosures/office, nearest regional firm peer to Colliers Securities LLC's 2.06
  • GMS Group (NJ) - 1.80 disclosures/office, nearest regional firm peer to Colliers Securities LLC's 2.06
  • Firms in MN - state roster that includes Colliers Securities LLC's registration home.
  • Red Flags in Advisor Records - How to read Colliers Securities LLC's elevated load disclosure profile without over-reading raw counts.
  • Reading BrokerCheck Reports - Parse the 35 disclosures behind Colliers Securities LLC's Grade B.
  • Highest-Risk Firms - Grade D/F firms on the same size-normalized scale as Colliers Securities LLC.
  • Compare firms - put Colliers Securities LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.