CRD #104233 · FINRA BrokerCheck + SEC IAPD

Flagstar Advisors

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Flagstar Advisors ranks #3,907 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #277 of 868 on the same disclosure sort used on the state browse page. Flagstar Advisors carries 1 BrokerCheck disclosure across 17 branch offices - light load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
17
branch offices
1
disclosure
#3,907 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 104233 Flagstar Advisors

Flagstar Advisors · Grade B · 1 disc · 0.06/office · Regional firm

  • CRD 104233
  • GRADE B
  • DISC 1
  • REG 0
  • ARB 1
  • CIV 0
  • BRANCH 17
  • PER-OFF 0.06
  • RANK #3,907 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Amerant Investments, Inc. (0.06 disc/office)

Amerant Investments, Inc.0.06NI Advisors0.06Capstone Partners0.07Flagstar Advisors (this)0.06
Disclosures per office among regional firm peers (lower is cleaner)

Flagstar Advisors ranks #3,907 of 20,055 by disclosure count among graded broker-dealers; light load at 0.06 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

17 offices

FINRA: Small firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

0 actions

0% of all disclosures

Disclosures per office

0.06 per office

1 ÷ 17 offices

Flagstar Advisors vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 91% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 0
Arbitrations 1
Civil Events 0
Total 1

Counts for Flagstar Advisors reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 0 Arbitration 1 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
New York, NY
CRD Number
104233

Customer-facing mix

Flagstar Advisors in the heavier-disclosure third

Flagstar Advisors carries 1 BrokerCheck disclosure across 17 branch offices - a heavier-third raw book among graded firms (#3,907 of 20,055). Customer-facing events dominate: 1 arbitration and 0 civil versus 0 regulatory (0% regulator share).

Only 0% of Flagstar Advisors's disclosures are regulator-initiated; arbitrations (1) and civil events (0) dominate the book. Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Flagstar Advisors's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

New York cohort · 0.11× state average

Flagstar Advisors sits below the New York disclosure average

Flagstar Advisors reports 1 BrokerCheck disclosure, 0.11× the New York average of 8.7, lighter than most of the 868 graded firms filed there.

In New York, 513 firms carry Grade A and 7 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the New York state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Flagstar Advisors sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Flagstar Advisors ranks #3,907 of 20,055 by disclosure count (most disclosures first). Among firms registered in NY, it ranks #277 of 868 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Flagstar Advisors?
A grade of B reflects Flagstar Advisors's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 1 total disclosure across 17 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Flagstar Advisors have?
Flagstar Advisors has 1 total FINRA disclosure, including 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Flagstar Advisors?
Flagstar Advisors operates 17 branch offices and is classified by FINRA as a small firm, registered in NY (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Flagstar Advisors's disciplinary record?
You can verify Flagstar Advisors's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 104233. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Flagstar Advisors because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Flagstar Advisors carries 1 disclosure across 17 branch offices (about 0.06 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Flagstar Advisors, both outside NY so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Amerant Investments, Inc. (FL) - 0.06 disclosures/office, nearest regional firm peer to Flagstar Advisors's 0.06
  • NI Advisors (CA) - 0.06 disclosures/office, nearest regional firm peer to Flagstar Advisors's 0.06
  • Capstone Partners (MA) - 0.07 disclosures/office, nearest regional firm peer to Flagstar Advisors's 0.06
  • Firms in NY - state roster that includes Flagstar Advisors's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Flagstar Advisors.
  • Reading BrokerCheck Reports - How Flagstar Advisors's 0.06 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Flagstar Advisors.
  • Compare firms - put Flagstar Advisors next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.