CRD #117284 · FINRA BrokerCheck + SEC IAPD

Amerant Investments, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Amerant Investments, Inc. ranks #3,393 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #64 of 251 on the same disclosure sort used on the state browse page. Amerant Investments, Inc. carries 1 BrokerCheck disclosure across 17 branch offices - light load for a regional firm, earning a Grade B.

Verify on FINRA BrokerCheck → Browse all firms
Grade B
Safety grade
17
branch offices
1
disclosure
#3,393 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 117284 Amerant Investments, Inc.

Amerant Investments, Inc. · Grade B · 1 disc · 0.06/office · Regional firm

  • CRD 117284
  • GRADE B
  • DISC 1
  • REG 1
  • ARB 0
  • CIV 0
  • BRANCH 17
  • PER-OFF 0.06
  • RANK #3,393 of 20,055
  • BOOK Regional firm

Intensity peers

Nearest same-size peer: Flagstar Advisors (0.06 disc/office)

Flagstar Advisors0.06NI Advisors0.06Capstone Partners0.07Amerant Investments… (this)0.06
Disclosures per office among regional firm peers (lower is cleaner)

Amerant Investments, Inc. ranks #3,393 of 20,055 by disclosure count among graded broker-dealers; light load at 0.06 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 4/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

17 offices

FINRA: Small firm

Total disclosures

1 event

On FINRA BrokerCheck

Regulatory events

1 action

100% of all disclosures

Disclosures per office

0.06 per office

1 ÷ 17 offices

Amerant Investments, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 91% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 1
Arbitrations 0
Civil Events 0
Total 1

Counts for Amerant Investments, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 1 Arbitration 0 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Coral Gables, FL, 33134
Formed
07/24/2001
State of Formation
Delaware
CRD Number
117284
SEC Number
53612

Regulator-heavy mix

Amerant Investments, Inc. in the heavier-disclosure third

Amerant Investments, Inc. carries 1 BrokerCheck disclosure across 17 branch offices - a heavier-third raw book among graded firms (#3,393 of 20,055). Regulator-initiated events are 100% of the book (1 regulatory / 0 arbitration / 0 civil).

100% of Amerant Investments, Inc.'s 1 disclosures are regulator-initiated (1 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Amerant Investments, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 0.22× state average

Amerant Investments, Inc. sits below the Florida disclosure average

Amerant Investments, Inc. reports 1 BrokerCheck disclosure, 0.22× the Florida average of 4.6, lighter than most of the 251 graded firms filed there.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Amerant Investments, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Amerant Investments, Inc. ranks #3,393 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #64 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of B mean for Amerant Investments, Inc.?
A grade of B reflects Amerant Investments, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (regional firm). It carries 1 total disclosure across 17 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Amerant Investments, Inc. have?
Amerant Investments, Inc. has 1 total FINRA disclosure, including 1 regulatory event. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Amerant Investments, Inc.?
Amerant Investments, Inc. operates 17 branch offices and is classified by FINRA as a small firm, registered in FL (Regional firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Amerant Investments, Inc.'s disciplinary record?
You can verify Amerant Investments, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 117284. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event on a broker-dealer's record, including regulatory actions, customer complaints, arbitration proceedings, and civil court events. Disclosures are part of the public record maintained by FINRA and do not necessarily indicate wrongdoing or proven violations.
Should I avoid Amerant Investments, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Amerant Investments, Inc. carries 1 disclosure across 17 branch offices (about 0.06 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Amerant Investments, Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Flagstar Advisors (NY) - 0.06 disclosures/office, nearest regional firm peer to Amerant Investments, Inc.'s 0.06
  • NI Advisors (CA) - 0.06 disclosures/office, nearest regional firm peer to Amerant Investments, Inc.'s 0.06
  • Capstone Partners (MA) - 0.07 disclosures/office, nearest regional firm peer to Amerant Investments, Inc.'s 0.06
  • Firms in FL - state roster that includes Amerant Investments, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade B firm like Amerant Investments, Inc..
  • Reading BrokerCheck Reports - How Amerant Investments, Inc.'s 0.06 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Amerant Investments, Inc..
  • Compare firms - put Amerant Investments, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.