State BrokerCheck inventory · July 2026

Florida broker-dealer grades

According to FINRA BrokerCheck as of July 2026, Florida ranks #3 of 56 by registered-firm inventory (251) and #4 of 56 by aggregate disclosure load (1,152), then #11 of 33 on disclosures-per-firm and #15 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#3
of 56 by firm inventory
251
registered firms
1,152
disclosures on file
4.6
avg disclosures / firm

Florida at a glance

According to FINRA BrokerCheck as of July 2026, Florida ranks #3 of 56 by registered-firm inventory (251) and #4 of 56 by aggregate disclosure load (1,152), then #11 of 33 on disclosures-per-firm and #15 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#3 of 56
registered-firm inventory
#4 of 56
aggregate disclosure load
#11 of 33
disclosures per firm (≥10 firms)
#15 of 33
Grade-A share (≥10 firms)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

Where Florida sits by disclosures per firm

COUNT-derived placement among 33 states and territories with at least 10 graded firms. Lower intensity is cleaner for residents; large multistate HQs can lift a state's average without describing every local office.

Florida vs every ≥10-firm state by disclosures per firm

Size-normalized disclosure intensity · FINRA BrokerCheck extract

5 Among the lightest loads a lower disclosures-per-firm load than 67% of 33 floor-qualified states

0–2: 10 floor-qualified states (30%). Below this entry. 2–4: 9 floor-qualified states (27%). Below this entry. 4–6: 8 floor-qualified states (24%). This entry sits in this band. 6–8: 1 floor-qualified states (3%). Above this entry. 8–10: 1 floor-qualified states (3%). Above this entry. 10–12: 0 floor-qualified states (0%). Above this entry. 12–14: 2 floor-qualified states (6%). Above this entry. 14–16: 0 floor-qualified states (0%). Above this entry. 16–18: 0 floor-qualified states (0%). Above this entry. 18–20: 1 floor-qualified states (3%). Above this entry. 20–22: 0 floor-qualified states (0%). Above this entry. 22–24: 0 floor-qualified states (0%). Above this entry. 24–26: 0 floor-qualified states (0%). Above this entry. 26–28: 0 floor-qualified states (0%). Above this entry. 28–30: 0 floor-qualified states (0%). Above this entry. 30–32: 0 floor-qualified states (0%). Above this entry. 32–34: 0 floor-qualified states (0%). Above this entry. 34–36: 1 floor-qualified states (3%). Above this entry. Florida 0 36 every state with ≥10 graded firms, bucketed by value

Each bar is a band; taller bars hold more floor-qualified states. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · July 2026

Firm-size mix among 251 graded firms

FINRA BrokerCheck size classes in Florida. Segments sum to the graded inventory, a catalog shape, not the A-F grade ChartBar below.

251
Registered Firms
152
Clean Record (Grade A)
1,152
Total Disclosures
4.6
Avg Disclosures / Firm

Grade Distribution

How Florida's 251 graded broker-dealers split across the size-normalized A-F safety scale.

A, clean (152)152 firmsB, low (81)81 firmsC, typical (13)13 firmsD, elevated (5)5 firmsF, heaviest (0)0 firms
Grade breakdown of 251 graded firms headquartered in Florida

Firms by Disclosure Count

#FirmDisclosuresOfficesGrade
1Raymond James & Associates, Inc.St. Petersburg2533,107C
2Raymond James Financial Services, Inc.St. Petersburg2043,736B
3Citadel Securities LLCMiami767D
4Stonex Financial Inc.Winter Park7628D
5Robinhood Financial, LLCLake Mary6529D
6GTS Securities LLCMiami387D
7Newbridge Securities CorporationBoca Raton3734B
8Tradestation Securities, Inc.Plantation3322B
9Sanctuary Securities, Inc.Miami3088C
10Noble Capital Markets, Inc.Boca Raton205C
11Calton & Associates, Inc.Tampa19205B
12Viewtrade Securities, Inc.Boca Raton195C
13Dawson James Securities, Inc.Boca Raton162D
14Fmsbonds, Inc.Boca Raton136C
15Bulltick, LLCMiami113C
16Intercoastal Capital Markets, Inc.Boca Raton114C
17Money Concepts Capital CorpPalm Beach Gardens11378B
181ST Discount Brokerage, Inc.Lake Worth1010B
19G. a. Repple & CompanyCasselberry1035B
20International Assets Advisory, LLCOrlando1088B
21Kovack Securities Inc.Ft. Lauderdale10228B
22Shearson Financial Services, LLCBoca Raton86B
23Creand SecuritiesMiami72C
24Statetrust Investments Inc.Boca Raton72C
25EFG Capital InternationalMiami62C
26Carnes Capital CorporationNaples52C
27Credicorp Capital LLCMiami52C
28DMK Advisor Group, Inc.Lutz525B
29Guzman & CompanyCoral Gables55B
30Rainmaker Securities, LLCCoral Gables57B
31Robinhood Securities, LLCLake Mary514C
32Tradelink Securities, LLCMiami53B
33ACP Securities, LLCMiami46B
34Portfolio Resources Group, Inc.Coral Gables42B
35R.M. Stark & Co., Inc.Lake Worth Beach46B
36Spencer Clarke LLCNorth Miami42B
37Vectorglobal WMGMiami46B
38Velox Clearing LLCMiami42B
39Amuni Financial, Inc.St. Petersburg35B
40Enclave Capital LLCBoca Raton33B
41Holistic Brokerage, LLCMiami32B
42Insigneo Securities, LLCMiami315B
43Invex, LLC.Coral Gables32B
44James I. Black & CompanyLakeland33B
45Stark Financial Industries LLCLutz33B
46Trade-PMR Inc.Clearwater313B
47Akar Capital Management, Inc.Plantation23B
48Austin Atlantic Capital Inc.Coral Gables23B
49Avenue Securities LLCMiami22B
50Benchmark Securities LLCWinter Park22B

Dense registered-firm inventory

Florida in the denser-inventory third

Florida ranks #3 of 56 by BrokerCheck firm count (251 firms) - denser third of the board.

Florida sits in the denser third by registered-firm inventory (#3 of 56, 251 firms) as of July 2026. Graded inventory: 152 A / 81 B / 13 C / 5 D / 0 F (60.6% clean, 2.0% D or F). Heaviest raw book in-state: Raymond James & Associates, Inc. (253 disclosures across 3,107 offices).

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations - large multistate HQs in Florida can lift statewide totals without describing every local office. This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does Florida sit among states by BrokerCheck disclosure load?
Florida is in the heavier third by aggregate disclosure load (#4 of 56, 1,152 events) while inventory ranks #3 of 56. Aggregate load is not a judgment of regulators or any firm.
How many broker-dealer firms are registered in Florida?
Florida registers 251 BrokerCheck firms (#3 denser-third inventory). 152 (60.6%) hold a clean Grade-A record.
Which Florida broker-dealer has the most FINRA disclosures?
Raymond James & Associates, Inc. leads Florida's listing with 253 BrokerCheck disclosures across 3,107 offices (Grade C). Totals are reported events, not proven violations - verify on FINRA BrokerCheck.
How should I read Florida's safety grades?
On Florida's heavier-load board, grades stay size-normalized (weighted disclosures ÷ branch footprint within size class). Zero-disclosure firms earn A. Editorial signals only - not FINRA ratings; see methodology.
Is this official Florida broker data?
Yes. Florida's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.
All Florida Firms → All States →

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for Florida. Florida ranks #3 by firm inventory and #4 by disclosure load in the PlainAdvisorCheck extract as of July 2026.