State BrokerCheck inventory · July 2026

Florida broker-dealer grades

According to FINRA BrokerCheck as of July 2026, Florida ranks #3 of 56 by registered-firm inventory (251) and #4 of 56 by aggregate disclosure load (1,152), then #11 of 33 on disclosures-per-firm and #15 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#3
of 56 by firm inventory
251
registered firms
1,152
disclosures on file
4.6
avg disclosures / firm

Florida at a glance

According to FINRA BrokerCheck as of July 2026, Florida ranks #3 of 56 by registered-firm inventory (251) and #4 of 56 by aggregate disclosure load (1,152), then #11 of 33 on disclosures-per-firm and #15 of 33 on Grade-A share among states with at least 10 firms. Inventory rank is not intensity rank: Missouri leads disclosures-per-firm on that 33-state board.

#3 of 56
registered-firm inventory
#4 of 56
aggregate disclosure load
#11 of 33
disclosures per firm (≥10 firms)
#15 of 33
Grade-A share (≥10 firms)

Disclosure-load ordinal matches the /states listing. Missouri leads disclosures-per-firm; Maine leads Grade-A share among states with at least 10 firms. Neither rank is investment advice. See methodology · corpus placement.

Where Florida sits by disclosures per firm

COUNT-derived placement among 33 states and territories with at least 10 graded firms. Lower intensity is cleaner for residents; large multistate HQs can lift a state's average without describing every local office.

Florida vs every ≥10-firm state by disclosures per firm

Size-normalized disclosure intensity · FINRA BrokerCheck extract

5 Among the lightest loads a lower disclosures-per-firm load than 67% of 33 floor-qualified states

0–2: 10 floor-qualified states (30%). Below this entry. 2–4: 9 floor-qualified states (27%). Below this entry. 4–6: 8 floor-qualified states (24%). This entry sits in this band. 6–8: 1 floor-qualified states (3%). Above this entry. 8–10: 1 floor-qualified states (3%). Above this entry. 10–12: 0 floor-qualified states (0%). Above this entry. 12–14: 2 floor-qualified states (6%). Above this entry. 14–16: 0 floor-qualified states (0%). Above this entry. 16–18: 0 floor-qualified states (0%). Above this entry. 18–20: 1 floor-qualified states (3%). Above this entry. 20–22: 0 floor-qualified states (0%). Above this entry. 22–24: 0 floor-qualified states (0%). Above this entry. 24–26: 0 floor-qualified states (0%). Above this entry. 26–28: 0 floor-qualified states (0%). Above this entry. 28–30: 0 floor-qualified states (0%). Above this entry. 30–32: 0 floor-qualified states (0%). Above this entry. 32–34: 0 floor-qualified states (0%). Above this entry. 34–36: 1 floor-qualified states (3%). Above this entry. Florida 0 36 every state with ≥10 graded firms, bucketed by value

Each bar is a band; taller bars hold more floor-qualified states. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · July 2026

Firm-size mix among 251 graded firms

FINRA BrokerCheck size classes in Florida. Segments sum to the graded inventory, a catalog shape, not the A-F grade ChartBar below.

251
Registered Firms
152
Clean Record (Grade A)
1,152
Total Disclosures
4.6
Avg Disclosures / Firm

Grade Distribution

How Florida's 251 graded broker-dealers split across the size-normalized A-F safety scale.

A, clean (152)152 firmsB, low (81)81 firmsC, typical (13)13 firmsD, elevated (5)5 firmsF, heaviest (0)0 firms
Grade breakdown of 251 graded firms headquartered in Florida

Firms by Disclosure Count

# Firm DisclosuresOfficesGrade
1 Raymond James & Associates, Inc. St. Petersburg 253 3,107 C
2 Raymond James Financial Services, Inc. St. Petersburg 204 3,736 B
3 Citadel Securities LLC Miami 76 7 D
4 Stonex Financial Inc. Winter Park 76 28 D
5 Robinhood Financial, LLC Lake Mary 65 29 D
6 GTS Securities LLC Miami 38 7 D
7 Newbridge Securities Corporation Boca Raton 37 34 B
8 Tradestation Securities, Inc. Plantation 33 22 B
9 Sanctuary Securities, Inc. Miami 30 88 C
10 Noble Capital Markets, Inc. Boca Raton 20 5 C
11 Calton & Associates, Inc. Tampa 19 205 B
12 Viewtrade Securities, Inc. Boca Raton 19 5 C
13 Dawson James Securities, Inc. Boca Raton 16 2 D
14 Fmsbonds, Inc. Boca Raton 13 6 C
15 Bulltick, LLC Miami 11 3 C
16 Intercoastal Capital Markets, Inc. Boca Raton 11 4 C
17 Money Concepts Capital Corp Palm Beach Gardens 11 378 B
18 1ST Discount Brokerage, Inc. Lake Worth 10 10 B
19 G. a. Repple & Company Casselberry 10 35 B
20 International Assets Advisory, LLC Orlando 10 88 B
21 Kovack Securities Inc. Ft. Lauderdale 10 228 B
22 Shearson Financial Services, LLC Boca Raton 8 6 B
23 Creand Securities Miami 7 2 C
24 Statetrust Investments Inc. Boca Raton 7 2 C
25 EFG Capital International Miami 6 2 C
26 Carnes Capital Corporation Naples 5 2 C
27 Credicorp Capital LLC Miami 5 2 C
28 DMK Advisor Group, Inc. Lutz 5 25 B
29 Guzman & Company Coral Gables 5 5 B
30 Rainmaker Securities, LLC Coral Gables 5 7 B
31 Robinhood Securities, LLC Lake Mary 5 14 C
32 Tradelink Securities, LLC Miami 5 3 B
33 ACP Securities, LLC Miami 4 6 B
34 Portfolio Resources Group, Inc. Coral Gables 4 2 B
35 R.M. Stark & Co., Inc. Lake Worth Beach 4 6 B
36 Spencer Clarke LLC North Miami 4 2 B
37 Vectorglobal WMG Miami 4 6 B
38 Velox Clearing LLC Miami 4 2 B
39 Amuni Financial, Inc. St. Petersburg 3 5 B
40 Enclave Capital LLC Boca Raton 3 3 B
41 Holistic Brokerage, LLC Miami 3 2 B
42 Insigneo Securities, LLC Miami 3 15 B
43 Invex, LLC. Coral Gables 3 2 B
44 James I. Black & Company Lakeland 3 3 B
45 Stark Financial Industries LLC Lutz 3 3 B
46 Trade-PMR Inc. Clearwater 3 13 B
47 Akar Capital Management, Inc. Plantation 2 3 B
48 Austin Atlantic Capital Inc. Coral Gables 2 3 B
49 Avenue Securities LLC Miami 2 2 B
50 Benchmark Securities LLC Winter Park 2 2 B

Dense registered-firm inventory

Florida in the denser-inventory third

Florida ranks #3 of 56 by BrokerCheck firm count (251 firms) - denser third of the board.

Florida sits in the denser third by registered-firm inventory (#3 of 56, 251 firms) as of July 2026. Graded inventory: 152 A / 81 B / 13 C / 5 D / 0 F (60.6% clean, 2.0% D or F). Heaviest raw book in-state: Raymond James & Associates, Inc. (253 disclosures across 3,107 offices).

Grades are editorial signals from a size-normalized model, not FINRA ratings. Disclosure totals are reported events, not proven violations - large multistate HQs in Florida can lift statewide totals without describing every local office. This page is informational only and does not constitute financial, legal, or investment advice. Confirm current records at FINRA BrokerCheck.

Frequently asked questions

Where does Florida sit among states by BrokerCheck disclosure load?
Florida is in the heavier third by aggregate disclosure load (#4 of 56, 1,152 events) while inventory ranks #3 of 56. Aggregate load is not a judgment of regulators or any firm.
How many broker-dealer firms are registered in Florida?
Florida registers 251 BrokerCheck firms (#3 denser-third inventory). 152 (60.6%) hold a clean Grade-A record.
Which Florida broker-dealer has the most FINRA disclosures?
Raymond James & Associates, Inc. leads Florida's listing with 253 BrokerCheck disclosures across 3,107 offices (Grade C). Totals are reported events, not proven violations - verify on FINRA BrokerCheck.
How should I read Florida's safety grades?
On Florida's heavier-load board, grades stay size-normalized (weighted disclosures ÷ branch footprint within size class). Zero-disclosure firms earn A. Editorial signals only - not FINRA ratings; see methodology.
Is this official Florida broker data?
Yes. Florida's firm rows come from FINRA BrokerCheck and SEC IAPD public registries. PlainAdvisorCheck aggregates and size-normalizes them; underlying records are public domain. This is not financial advice.
All Florida Firms → All States →

Read our methodology - how this data is sourced, computed, and verified.

Data sourced from official FINRA BrokerCheck and SEC EDGAR enforcement records for Florida. Florida ranks #3 by firm inventory and #4 by disclosure load in the PlainAdvisorCheck extract as of July 2026.

Every figure on PlainAdvisorCheck is rendered directly from FINRA BrokerCheck and SEC IAPD disciplinary records, no number is typed in by an editor. This page draws directly on FINRA BrokerCheck and SEC IAPD data, no figure is typed in by an editor. See our editorial standards & corrections policy, the methodology behind these numbers, or report a data error. Data current as of July 2026.