CRD #7793 · FINRA BrokerCheck + SEC IAPD

Fmsbonds, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Fmsbonds, Inc. ranks #518 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #14 of 251 on the same disclosure sort used on the state browse page. Fmsbonds, Inc. carries 13 BrokerCheck disclosures across 6 branch offices - elevated load for a small firm, earning a Grade C.

Grade C
Safety grade
6
branch offices
13
disclosures
#518 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 7793 Fmsbonds, Inc.

Fmsbonds, Inc. · Grade C · 13 disc · 2.17/office · Small firm

  • CRD 7793
  • GRADE C
  • DISC 13
  • REG 11
  • ARB 2
  • CIV 0
  • BRANCH 6
  • PER-OFF 2.17
  • RANK #518 of 20,055
  • BOOK Small firm

Nearest same-size peer: Bloomberg Tradebook LLC (2.25 disc/office)

Bloomberg Tradebook LLC2.25Firstrade Securities Inc.2.25Sogotrade, Inc.2.25Fmsbonds, Inc. (this)2.17
Disclosures per office among small firm peers (lower is cleaner)

Fmsbonds, Inc. ranks #518 of 20,055 by disclosure count among graded broker-dealers; elevated load at 2.17 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

6 offices

FINRA: Small firm

Total disclosures

13 events

On FINRA BrokerCheck

Regulatory events

11 actions

85% of all disclosures

Disclosures per office

2.17 per office

13 ÷ 6 offices

Fmsbonds, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

2 a cleaner per-office record than 10% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). Below this entry. 1–1: 301 disclosing firms (24%). Below this entry. 1–1: 40 disclosing firms (3%). Below this entry. 1–1: 140 disclosing firms (11%). Below this entry. 1–2: 32 disclosing firms (3%). Below this entry. 2–2: 65 disclosing firms (5%). Below this entry. 2–2: 9 disclosing firms (1%). Below this entry. 2–2: 72 disclosing firms (6%). This entry sits in this band. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 11
Arbitrations 2
Civil Events 0
Total 13

Counts for Fmsbonds, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 11 Arbitration 2 Civil 0

Firm Details

Firm Size
Small
Scope
ACTIVE
Location
Boca Raton, FL, 33431
Formed
08/11/1978
State of Formation
Florida
CRD Number
7793
SEC Number
23280

Elevated disclosures per office

Fmsbonds, Inc. in the heavier-disclosure third

Fmsbonds, Inc. carries 13 BrokerCheck disclosures across 6 branch offices - a heavier-third raw book among graded firms (#518 of 20,055). Regulator-initiated events are 85% of the book (11 regulatory / 2 arbitration / 0 civil).

Fmsbonds, Inc. runs 2.17 disclosures per branch office (cleaner than only 90% of disclosing multi-office firms). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Fmsbonds, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 2.83× state average

Fmsbonds, Inc. sits above the Florida disclosure average

Fmsbonds, Inc. reports 13 BrokerCheck disclosures, 2.83× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Fmsbonds, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Fmsbonds, Inc. ranks #518 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #14 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Fmsbonds, Inc.?
A grade of C reflects Fmsbonds, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (small firm). It carries 13 total disclosures across 6 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Fmsbonds, Inc. have?
Fmsbonds, Inc. has 13 total FINRA disclosures, including 11 regulatory events, 2 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Fmsbonds, Inc.?
Fmsbonds, Inc. operates 6 branch offices and is classified by FINRA as a small firm, registered in FL (Small firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Fmsbonds, Inc.'s disciplinary record?
You can verify Fmsbonds, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 7793. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Fmsbonds, Inc.'s 13 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Fmsbonds, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Fmsbonds, Inc. carries 13 disclosures across 6 branch offices (about 2.17 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Fmsbonds, Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.