CRD #205 · FINRA BrokerCheck + SEC IAPD

Sanctuary Securities, Inc.

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sanctuary Securities, Inc. ranks #193 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #9 of 251 on the same disclosure sort used on the state browse page. Sanctuary Securities, Inc. carries 30 BrokerCheck disclosures across 88 branch offices - moderate load for a mid-sized firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
88
branch offices
30
disclosures
#193 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 205 Sanctuary Securities, Inc.

Sanctuary Securities, Inc. · Grade C · 30 disc · 0.34/office · Mid-sized firm

  • CRD 205
  • GRADE C
  • DISC 30
  • REG 21
  • ARB 9
  • CIV 0
  • BRANCH 88
  • PER-OFF 0.34
  • RANK #193 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: R. F. Lafferty & Co., Inc. (0.35 disc/office)

R. F. Lafferty & Co., Inc.0.35ING Financial Markets LLC0.36B. Riley Wealth Management0.32Sanctuary Securitie… (this)0.34
Disclosures per office among mid-sized firm peers (lower is cleaner)

Sanctuary Securities, Inc. ranks #193 of 20,055 by disclosure count among graded broker-dealers; moderate load at 0.34 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

88 offices

FINRA: Medium firm

Total disclosures

30 events

On FINRA BrokerCheck

Regulatory events

21 actions

70% of all disclosures

Disclosures per office

0.34 per office

30 ÷ 88 offices

Sanctuary Securities, Inc. vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 66% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). Below this entry. 0–1: 159 disclosing firms (13%). This entry sits in this band. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 21
Arbitrations 9
Civil Events 0
Total 30

Counts for Sanctuary Securities, Inc. reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 21 Arbitration 9 Civil 0

Firm Details

Firm Size
Medium
Scope
ACTIVE
Location
Miami, FL, 33131
Formed
03/07/1978
State of Formation
Illinois
CRD Number
205
SEC Number
22752

Heavy disclosure book

Sanctuary Securities, Inc. in the heavier-disclosure third

Sanctuary Securities, Inc. carries 30 BrokerCheck disclosures across 88 branch offices - a heavier-third raw book among graded firms (#193 of 20,055). Regulator-initiated events are 70% of the book (21 regulatory / 9 arbitration / 0 civil).

Sanctuary Securities, Inc. ranks #193 of 20,055 by BrokerCheck disclosure count among graded firms (30 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Sanctuary Securities, Inc.'s disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Florida cohort · 6.54× state average

Sanctuary Securities, Inc. sits above the Florida disclosure average

Sanctuary Securities, Inc. reports 30 BrokerCheck disclosures, 6.54× the Florida average of 4.6 across 251 graded firms with a principal-office state on file.

In Florida, 152 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Florida state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Sanctuary Securities, Inc. sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Sanctuary Securities, Inc. ranks #193 of 20,055 by disclosure count (most disclosures first). Among firms registered in FL, it ranks #9 of 251 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Sanctuary Securities, Inc.?
A grade of C reflects Sanctuary Securities, Inc.'s disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 30 total disclosures across 88 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Sanctuary Securities, Inc. have?
Sanctuary Securities, Inc. has 30 total FINRA disclosures, including 21 regulatory events, 9 arbitrations. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Sanctuary Securities, Inc.?
Sanctuary Securities, Inc. operates 88 branch offices and is classified by FINRA as a medium firm, registered in FL (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Sanctuary Securities, Inc.'s disciplinary record?
You can verify Sanctuary Securities, Inc.'s full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 205. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Sanctuary Securities, Inc.'s 30 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Sanctuary Securities, Inc. because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Sanctuary Securities, Inc. carries 30 disclosures across 88 branch offices (about 0.34 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Sanctuary Securities, Inc., both outside FL so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • R. F. Lafferty & Co., Inc. (NY) - 0.35 disclosures/office, nearest mid-sized firm peer to Sanctuary Securities, Inc.'s 0.34
  • ING Financial Markets LLC (NY) - 0.36 disclosures/office, nearest mid-sized firm peer to Sanctuary Securities, Inc.'s 0.34
  • B. Riley Wealth Management (TN) - 0.32 disclosures/office, nearest mid-sized firm peer to Sanctuary Securities, Inc.'s 0.34
  • Firms in FL - state roster that includes Sanctuary Securities, Inc.'s registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like Sanctuary Securities, Inc..
  • Reading BrokerCheck Reports - How Sanctuary Securities, Inc.'s 0.34 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Sanctuary Securities, Inc..
  • Compare firms - put Sanctuary Securities, Inc. next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.