CRD #1254 · FINRA BrokerCheck + SEC IAPD

Steward Partners Investment Solutions, LLC

According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Steward Partners Investment Solutions, LLC ranks #496 of 20,055 by disclosure count (most disclosures first). Among firms registered in OR, it ranks #1 of 13 on the same disclosure sort used on the state browse page. Steward Partners Investment Solutions, LLC carries 14 BrokerCheck disclosures across 89 branch offices - light load for a mid-sized firm, earning a Grade C.

Verify on FINRA BrokerCheck → Browse all firms
Grade C
Safety grade
89
branch offices
14
disclosures
#496 of 20,055
disclosure rank · graded

FINRA BrokerCheck disclosure docket

CRD record 1254 Steward Partners Investment Solutions, LLC

Steward Partners Investment Solutions, LLC · Grade C · 14 disc · 0.16/office · Mid-sized firm

  • CRD 1254
  • GRADE C
  • DISC 14
  • REG 13
  • ARB 1
  • CIV 0
  • BRANCH 89
  • PER-OFF 0.16
  • RANK #496 of 20,055
  • BOOK Mid-sized firm

Intensity peers

Nearest same-size peer: Performance Trust Capital Partners, LLC (0.16 disc/office)

Performance Trust Capit…0.16BNY Mellon Securities C…0.15Signal Securities, Inc.0.16Steward Partners In… (this)0.16
Disclosures per office among mid-sized firm peers (lower is cleaner)

Steward Partners Investment Solutions, LLC ranks #496 of 20,055 by disclosure count among graded broker-dealers; light load at 0.16 disclosures per office. Verify on FINRA BrokerCheck →

PlainAdvisorCheck rating 3/5 - an editorial, size-normalized signal, not a regulatory determination. Always verify the underlying record on FINRA BrokerCheck before engaging an advisor.

Data updated July 2026

Branch offices

89 offices

FINRA: Large firm

Total disclosures

14 events

On FINRA BrokerCheck

Regulatory events

13 actions

93% of all disclosures

Disclosures per office

0.16 per office

14 ÷ 89 offices

Steward Partners Investment Solutions, LLC vs. every disclosing firm

Disclosures per branch office, the size-normalized signal behind the grade (lower is cleaner)

0 Among the cleanest for its size a cleaner per-office record than 81% of 1,251 disclosing firms

0–0: 314 disclosing firms (25%). This entry sits in this band. 0–1: 159 disclosing firms (13%). Above this entry. 1–1: 301 disclosing firms (24%). Above this entry. 1–1: 40 disclosing firms (3%). Above this entry. 1–1: 140 disclosing firms (11%). Above this entry. 1–2: 32 disclosing firms (3%). Above this entry. 2–2: 65 disclosing firms (5%). Above this entry. 2–2: 9 disclosing firms (1%). Above this entry. 2–2: 72 disclosing firms (6%). Above this entry. 2–3: 14 disclosing firms (1%). Above this entry. 3–3: 24 disclosing firms (2%). Above this entry. 3–3: 6 disclosing firms (0%). Above this entry. 3–3: 32 disclosing firms (3%). Above this entry. 3–4: 5 disclosing firms (0%). Above this entry. 4–4: 10 disclosing firms (1%). Above this entry. 4–4: 3 disclosing firms (0%). Above this entry. 4–4: 9 disclosing firms (1%). Above this entry. 4–5: 3 disclosing firms (0%). Above this entry. 5–5: 11 disclosing firms (1%). Above this entry. 5–5: 2 disclosing firms (0%). Above this entry. This firm 0 5 every disclosing firm, by disclosures per office, bucketed by value

Each bar is a band; taller bars hold more disclosing firms. The dashed line + filled bar mark this entry. Hover or tap any bar for its full count, share, and where it sits relative to this entry.

Source FINRA BrokerCheck · SEC IAPD · 2026

Disclosure Breakdown

Disclosure Type Count
Regulatory Events 13
Arbitrations 1
Civil Events 0
Total 14

Counts for Steward Partners Investment Solutions, LLC reflect events reported on FINRA BrokerCheck as of July 2026. Disclosures are reported events, not proven violations.

Disclosure category share

Regulatory 13 Arbitration 1 Civil 0

Firm Details

Firm Size
Large
Scope
ACTIVE
Location
Portland, OR, 97224
Formed
04/22/2021
State of Formation
Delaware
CRD Number
1254
SEC Number
2915

Regulator-heavy mix

Steward Partners Investment Solutions, LLC in the heavier-disclosure third

Steward Partners Investment Solutions, LLC carries 14 BrokerCheck disclosures across 89 branch offices - a heavier-third raw book among graded firms (#496 of 20,055). Regulator-initiated events are 93% of the book (13 regulatory / 1 arbitration / 0 civil).

93% of Steward Partners Investment Solutions, LLC's 14 disclosures are regulator-initiated (13 events). Verify on FINRA BrokerCheck ↗ · how disclosures are interpreted.

Educational summary of Steward Partners Investment Solutions, LLC's disclosure book - not financial advice. Disclosures are reported events, not proven violations; consult a licensed advisor before decisions.

Oregon cohort · 7.58× state average

Steward Partners Investment Solutions, LLC sits above the Oregon disclosure average

Steward Partners Investment Solutions, LLC reports 14 BrokerCheck disclosures, 7.58× the Oregon average of 1.8 across 13 graded firms with a principal-office state on file.

In Oregon, 8 firms carry Grade A and 0 carry Grade F on the same size-normalized scale.

Average uses graded firms with a principal-office state on file, not a full 50-state census. Open the Oregon state book →

Source: FINRA BrokerCheck & SEC IAPD Public Disclosure Data

Frequently Asked Questions

Where does Steward Partners Investment Solutions, LLC sit among graded broker-dealers by disclosure count?
According to FINRA BrokerCheck disclosure totals used on PlainAdvisorCheck graded firms, Steward Partners Investment Solutions, LLC ranks #496 of 20,055 by disclosure count (most disclosures first). Among firms registered in OR, it ranks #1 of 13 on the same disclosure sort used on the state browse page. Ordinals match the disclosure-first sort documented on our methodology corpus-placement section. A high disclosure rank is not automatically a finding of wrongdoing; larger firms accumulate more reported events. Always review the underlying FINRA BrokerCheck detail before engaging.
What does a grade of C mean for Steward Partners Investment Solutions, LLC?
A grade of C reflects Steward Partners Investment Solutions, LLC's disclosure intensity, its weighted disclosure load per branch office, ranked against other firms of a similar size (mid-sized firm). It carries 14 total disclosures across 89 branch offices. Review the specific disclosures on FINRA BrokerCheck before engaging.
How many FINRA disclosures does Steward Partners Investment Solutions, LLC have?
Steward Partners Investment Solutions, LLC has 14 total FINRA disclosures, including 13 regulatory events, 1 arbitration. Disclosures reflect reported events on FINRA BrokerCheck and do not necessarily indicate proven violations.
How big is Steward Partners Investment Solutions, LLC?
Steward Partners Investment Solutions, LLC operates 89 branch offices and is classified by FINRA as a large firm, registered in OR (Mid-sized firm). FINRA BrokerCheck publishes branch-office counts but not a firmwide registered-representative headcount, so PlainAdvisorCheck measures firm size by branch footprint.
Where can I verify Steward Partners Investment Solutions, LLC's disciplinary record?
You can verify Steward Partners Investment Solutions, LLC's full disciplinary history on FINRA BrokerCheck at brokercheck.finra.org using CRD number 1254. BrokerCheck provides detailed information about individual registered representatives, complaints, and regulatory actions.
What is a FINRA disclosure?
A FINRA disclosure is a reported event (regulatory, arbitration, or civil). Steward Partners Investment Solutions, LLC's 14 events mean reading the underlying BrokerCheck detail matters more than the raw count alone.
Should I avoid Steward Partners Investment Solutions, LLC because of its disclosures?
Not necessarily. Larger firms accumulate more disclosures simply because they operate more offices, so PlainAdvisorCheck grades each firm against same-size peers rather than on raw counts. Steward Partners Investment Solutions, LLC carries 14 disclosures across 89 branch offices (about 0.16 per office). Review the nature of individual disclosures on FINRA BrokerCheck before making a decision.

Nationwide peers by disclosures or branches

Two PlainAdvisorCheck-derived peer sets for Steward Partners Investment Solutions, LLC, both outside OR so the neighborhoods are not state containment (the same-size intensity list below stays size-tier local).

Read with this firm

  • Performance Trust Capital Partners, LLC (IL) - 0.16 disclosures/office, nearest mid-sized firm peer to Steward Partners Investment Solutions, LLC's 0.16
  • BNY Mellon Securities Corporation (NY) - 0.15 disclosures/office, nearest mid-sized firm peer to Steward Partners Investment Solutions, LLC's 0.16
  • Signal Securities, Inc. (TX) - 0.16 disclosures/office, nearest mid-sized firm peer to Steward Partners Investment Solutions, LLC's 0.16
  • Firms in OR - state roster that includes Steward Partners Investment Solutions, LLC's registration home.
  • How to Vet a Financial Advisor - Due diligence checklist when reviewing a Grade C firm like Steward Partners Investment Solutions, LLC.
  • Reading BrokerCheck Reports - How Steward Partners Investment Solutions, LLC's 0.16 disclosures-per-office figure is derived.
  • Most Disclosures - Raw disclosure-volume leaders for context next to Steward Partners Investment Solutions, LLC.
  • Compare firms - put Steward Partners Investment Solutions, LLC next to peers on grade and footprint.

Read our methodology - heavier-disclosure firms: how raw counts and per-office intensity are graded.

Retrieved and formatted by PlainAdvisorCheck from FINRA BrokerCheck public records.